- Wells Fargo (New York, NY)
- …and alignment of related controls. **Required Qualifications:** + 5+ years of Risk Management or Control Management experience, or equivalent demonstrated ... **About this role:** The Corporate & Investment Banking (CIB) Control Team is responsible for the implementation and ...Control Team is responsible for the implementation and management of the First Line of Defense risk program… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, ... with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control … more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Lead Credit Officer - Vice President within the Risk Management team, you would be at the ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...approvals + Partner with the Front Office, Finance, Valuation Control Group, Model Review Group, Policy, Finance, Technology and… more
- Citigroup (New York, NY)
- …to credibly challenge proposed changes and risk management + Provide advice on control design and effectiveness + Lead review meetings and conduct control ... The VP, Business/Function Quality Control Officer is a strategic professional...commitment owners. This roles reports into the Business/Function Quality Control Lead within the ICRM Controls Team,… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... parties. + Collaborating with other internal areas including: Legal, Business Management , Operations, Technology, Finance, other Control Functions, and… more
- Citigroup (New York, NY)
- The FX Finance Lead is a senior management level position responsible for providing management with analysis and insight of financial results in coordination ... in the same geographic location. This role reports into the Rates & Currencies Lead Finance Officer . Responsibilities: + Manage all financial aspects across the… more
- Live Nation (New York, NY)
- …if this sounds like you then please read on! THE ROLE The Corporate Lead Security Officer is responsible for overseeing day-to-day office and physical security ... + Manage day-to-day office security operations including oversight of access control requests. + Coordinate with cross-functional business partners to proactively… more
- Citigroup (New York, NY)
- …3110, 3120, etc,) and, or Prudential Bank Regulations (K, O, W). Issue and CAP management , as well as the ability to lead substantive remediation activity, will ... heightened expectations from regulators and to ensure a strong and consistent control environment, the Global Equities business continues to expand its risk,… more
- Citigroup (New York, NY)
- …Reporting, and Technology) is responsible for oversight of DART governance, control effectiveness, issue management and remediation, Internal Audit and ... regulatory exams. + Develop and maintain close working relationships with senior management across Risk, Finance, Technology, and other control functions.… more
- Citigroup (New York, NY)
- …duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full ... is a Senior Vice President position within Independent Compliance Risk Management (ICRM) responsible for leading and managing business execution activities,… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as ... as a dually registered broker-dealer and investment adviser. The incumbent will lead the implementation and interpretation of applicable SEC, FINRA, MSRB laws and… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51126 Job Title: Sr. Officer , Finance & Partnerships Sector: Finance Employment Category: Regular Employment Type: Full-Time Gross Compensation: ... Unit to one centralized team to increase efficiency, effectiveness and quality control across the department's grants and business operations. The primary purpose of… more
- City of New York (New York, NY)
- …Commissioner on all topics related to administration, budget, procurement, and technology. - Lead change management efforts and foster a culture of innovation, ... NYC. DEP seeks an experienced leader to serve as agency Chief Financial Officer (CFO)/Executive Director of the Water Board. Reporting directly to the Commissioner,… more
- Citigroup (New York, NY)
- … matters, to establish a robust framework that enables effective risk and control management across the PDS business. This includes assessing and providing ... with business partners on findings and makes recommendations on improving practices. + Keep Management aware of the risk and control environment of the Business… more
- City of New York (New York, NY)
- Job Description The Chief Information Officer (CIO) is a valuable member of our team, who is responsible for the strategic and operational management of the ... Reporting directly to the Chief of Administration, the Chief Information Officer provides leadership of Information Technology resources and services in support… more
- Citigroup (Queens, NY)
- …the root cause of issues and impacts to business, make recommendations to Senior Management on process and control enhancements. **Qualifications:** + 5 - 8 ... The VP, Compliance AML Execution Officer is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money… more
- NJ Transit (Newark, NJ)
- …for: + document control + organizational design + staff development and management + budget preparation and analysis This position Supervises: + Sr. Directors - ... Deputy Chief Logistics & Procurement Excellence Officer Procurement & Support Services Job Description: Move...and all other material planning and logistics activities. + Lead strategic initiatives that enable the Department's development to… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering...Advanced degree a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management … more
- SMBC (New York, NY)
- …Underwriting, Risk Management , Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process with a large amount ... regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- B&H Photo (New York, NY)
- …environment. Make your move to B&H today! The Chief Information Security Officer is responsible for establishing and maintaining an enterprise level strategy and ... is responsible for the overall Information Security and Risk Management posture of the company. The CISO should be...right candidate. What can you expect? + Opportunity to lead security efforts for what Newsweek calls one of… more