- Merck & Co. (Rahway, NJ)
- …degree with 9 years of relevant experience, or a PhD degree with 6 years of relevant experience.Required Experience and Skills: Experience in GMP clinical supply ... (LOPA)Ability to convert new drug substance process needs to an executable series of steps and procedures to enable acceptable product manufacture.Ability to prepare… more
- Wells Fargo (Los Angeles, CA)
- …+ Experience recommending financial services products and services + Successfully completed FINRA Series 6 and 63 exams (or recognized FINRA equivalents) to ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- Wells Fargo (Chapel Hill, NC)
- …partners **Desired Qualifications:** + Successfully completed Financial Industry Regulatory Authority (FINRA) Series 6 and Series 63 examinations (or FINRA ... Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series 63 (or FINRA recognized equivalents) is required for… more
- MetLife (Cary, NC)
- …technical issues or if additional coaching or training is required. * Must obtain FINRA Series 6 license within 90 days of hire. You are required to pass ... two exams in order to become Series 6 registered. * The initial 4 weeks will focus on SIE Test preparation, with an expected SIE test date of August 29th. *… more
- BMO Financial Group (Denver, CO)
- **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** Tamarac Square **This is a licensed position requiring the SIE, Series 6 ... _You belong here!_ + **This is a licensed position requiring the SIE, Series 6 , 63, Life and Health** + Proactively builds and manages an assigned portfolio… more
- TIAA (New York, NY)
- …compliance, internal or external audit, internal control or other testing experience + Series 6 + Bachelor's Degree + Strong Microsoft Office skills (Word ... audit, internal control or other testing experience **Preferred:** + Series 7, registration must be obtained within 6... Series 7, registration must be obtained within 6 months of hire. + Series 24,… more
- Raymond James Financial, Inc. (Memphis, TN)
- …, _or ability to obtain within 120 days (as required by FINRA). Persons holding Series 6 , 7, 17, 37 or 38 or those who hold principal-level registrations: ... that an exemption or grandfathering cannot be applied._ + ** Series 7 required.** + ** Series 99 required**... Series 4, 9/10, 14, 16, 23, 24, 26, 27,… more
- TIAA (Frisco, TX)
- …Experience** + 3 Years Required; 5 Years Preferred **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Physical Requirements** + Physical ... experience in customer service or financial services. + Position requires FINRA registrations, Series 6 or 7 & Series 63 **Preferred:** + Awareness of daily… more
- Huntington National Bank (Chicago, IL)
- …on investment or business lending and business sales experience + FINRA Licenses (required): ◦SIE, Series 6 or 7; Series 63 or 66, Life Insurance and ... investments or business lending and business sales experience + FINRA Licenses (required): ◦SIE, Series 6 or 7; Series 63 or 66, Life Insurance and Health… more
- Equitable (Charlotte, NC)
- …sales techniques. Concurrent with product training, PSA candidates are required to pass the Series 6 and Series 63 examinations. Once properly licensed, ... Rewards Program (https://portal.equitable.com/appentry/EDoxRedirect?node\_id=A2023013000001) **Qualifications** **Required Qualifications** * Must have Series 6 and 63 licenses or be… more
- BMO Financial Group (Wausau, WI)
- …degree in related field of study or an equivalent combination of education and experience. + FINRA Series 6 , 63 & 65 Licenses OR FINRA Series 7 & 66 ... licenses. + Series 24 preferred + Life and Health Insurance Producer's License. + Completed LTC Continuing Education Requirements. + Strong working knowledge of financial industry. + Technical proficiency gained through education and/or business… more
- TIAA (Lewisville, TX)
- …associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently ... **Work Experience** + No Experience Required **FINRA Registrations** + SRC Indicator: Series 6 or 7; Series 63 **Licenses and Certifications** + Life… more
- Alight (TX)
- …careers.alight.com. **Alight is Looking for a Licensed DC Customer Solutions Specialist** **_(FINRA Series 6 or 7 is required)_** This role requires that ... of industry experience. + Defined Contribution or Qualified Plan experience + **FINRA Series 6 or 7 is required.** Series 63/65/66 a plus. **Flexible… more
- Athene (IA)
- …+ KAM experience, Business Development experience preferred + Must have or obtain FINRA Licensing ( Series 6 ) within 6 months of employment + Life & Health ... license + FINRA Series 7, and Series 63 licenses preferred + RICP designation within 12 months of employment + 75% travel required + Excellent knowledge of the… more
- Truist (Atlanta, GA)
- …in lieu of 53. Series 63 & 65 can be used in lieu of Series 66). 6 . Professional designation related to risk management or field of assigned business ... analytical tools as appropriate to support assessments of risk. 6 . Execute control monitoring and testing activities to assess...knowledge in field of assigned business unit(s). 5. FINRA Series 7, 24, 53, and 66 licenses ( Series… more
- Principal Financial Group (Atlanta, GA)
- …degree or equivalent plus 2+ years' experience, preferably in the financial services industry. + SIE, Series 6 or 7 and Series 63 & 65 or Series ... 66. Additional licensing may be required upon starting. + Successfully being approved as a registered representative by all 50 States and Washington DC. + Excellent verbal and written communication skills and the ability to establish trust and rapport easily… more
- Citizens (Rochester, NY)
- …with a minimum 3 or more years industry experience + A combination of Life and Health, Series 6 , and/or Life and Health, SIE licenses required + Must be able to ... and dedicated time and support to successfully pass your Series 7 and 66 exams. The Investment Assistant II...obtain Series 7 and 66 within specific timeframe required Hours… more
- Thrivent Financial (Racine, WI)
- …and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. + Have the flexibility to control your schedule, allowing for work-life ... balance. Desired Characteristics Our culture and our people are special. We're looking for people who are-or want to become-part of the communities where our clients live, work and worship. Whether you're a seasoned financial professional, just entering the… more
- Atria Wealth Solutions (Traverse City, MI)
- …Bankers, Finance, Retirement Planning, Estate Planning, 401k, Life and Casualty, Asset Management, Wealth Management, Series 7, Series 6 Powered by JazzHR ... institutions in the country. Qualified candidates must have: + Licenses and Registrations: FINRA Series 7, 63 (65 or 66 preferred) and Insurance license + Clean U-4… more
- Truist (Houston, TX)
- …have the SIE and Series 7 will be considered and can obtain the Series 66) 6 . Exceptional telephone skills and the ability to appropriately interact with ... anticipating the time frame required for presentation and answering of questions. 6 . Maximize sales opportunities by contacting potential investment clients based on… more
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