- All Banking & Mortgage Top Job Titles
- Related titles: Officer
- Senior Compliance Officer
- Exclusive Swiss private bank (Zurich, KS)
- ...* Expansion of the compliance frameworks in the areas of risk awareness, appropriateness and Adequacy (Risk Disclosure, Suitability and Appropriateness) * Site MiFID Compliance * Coordination of MiFID issues with external agencies, and within the group * Participation in projects * Guidance...
- Chief Compliance Officer
- Global Investment Bank (New York, NY)
- ...Current / previous experience with a Broker Dealer / Investment Banking organization Experience with NASD, FINRA, SEC, NYS Banking regulations and applicable regulatory guidelines, etc Experience in Trading / Sales practices and infrastructure requirements such as – but not limited to;...
- Senior Compliance Officer, banking, OFAC, AML, BSA, credit risk
- CyberCoders Mortgage Loans (Stockton, CA)
- ...Senior Compliance Officer, banking, OFAC, AML, BSA, credit risk, OCC, operations, Patriot Act Senior Compliance Officer As our Compliance Officer you will ensure compliance with applicable banking rules, regulations, and statutory requirements. Please do not apply unless you have the...
- Compliance Officer - Credit
- Zions Bancorporation (CO)
- ...The program includes compliance related to credit products, processes and systems through the Residential Lending Group. Applicable processes and credit products include loan origination functions for consumer mortgage loans. Specific duties include but are not limited to: * Reviewing...
- Chief Compliance Officer - Banking
- Robert Half Finance & Accounting (Dallas, TX)
- .... 7+ years compliance experience . Mortgage/Banking background is a must . Solid career progression/tenure If you are interested, please send your resume to David Ahmad at david.ahmad@roberthalf.com, citing Chief Compliance Officer in the subject line. Unit: Robert Half Finance &...
- Senior Compliance Officer
- HSBC (Newark, DE)
- ...Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both...
- Compliance Officer- Bank Secrecy Act
- Motorola (Schaumburg, IL)
- ...Bachelors Degree 3+ years of compliance experience including experience with the Bank Secrecy Act (BSA) Department Description The BSA/Compliance Officer is responsible for the creation and maintenance of a BSA/AML and risk based compliance program to ensure our adherence to all state and...
- Compliance Officer
- HSBC (Newark, DE)
- ...Make the Right Move and join a winning team! Build your career with us. HSBC - North America is a part of HSBC Group, one of the largest banking and financial service organizations in the world. Our domestic strength and extensive global network provides our employees with the best of both...
- Mortgage Compliance Officer
- HLP Solutions (Houston, TX)
- ...Mortgage Compliance Officer- Houston, TX HLP Solutions has partnered with a leader in the Mortgage Servicing Industry. This person will be a huge part of maintaining laws and regulations associated with compliance of Fair Lending for Servicing. The ideal candidate will have Mortgage...
- Chief Compliance Officer, GE Money Bank
- GE (Draper, UT)
- ....Leading development , implementation and maintenance of compliance program and organization at GEMB and RF, with particular emphasis on Regulatory Compliance and Operational Compliance,. .Manage & deliver annual compliance risk assessment and abatement program and other regular...
- Sr. Compliance Officer - Legal Compliance Liaison
- JPMorgan Chase (Columbus, OH)
- ...include: . Works with the Executive Resolution Group analysts to ensure appropriate and adequate response to escalated customer complaints. The Liaison meets regularly with other Executive Resolution Group team members. . Reviews responses to escalated complaints for substantive issues and...
- Compliance Officer
- Old National Bank (Evansville, IN)
- ...* Develop and maintain effective compliance monitoring programs. Perform periodic monitoring and testing of assigned regulations to ensure ongoing compliance. Document testing results and recommendations via business unit compliance memos. * Serve as a compliance resource for all personnel...
- Large Holdings Compliance Officer
- Global Investment Bank (New York, NY)
- ...The company seeks a Compliance professional to assist the Global Heads of the Large Holdings team with the deliverables and expansion of Large Holdings analyses and infrastructure, in response to expanding regulatory disclosure requirements and increasing business demand. Main Duties Key...
- Bank Regulatory Compliance Officer
- Large International Financial Services Firm (New York, NY)
- ...: Oversee and assist in preparing and performing periodic testing of transaction and/or procedures to assess the effectiveness of the banks overall Compliance Program (Monitoring program). Oversee the documenting of findings and recommendations made to correct deficiencies found. Maintain a...