Compliance Analyst Jobs (Finance)

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Compliance Analyst, Spanish Bilingual: PIMCO (Newport Beach, CA); ...Individual will be responsible for providing compliance support for the Legal and Compliance Department, including, but not limited to: reviewing advertisements, sales literature, client servicing materials, press releases, television interviews, public speeches, internet site(s), requests...; Email this job
LatPro (10/21/09)
Commodities Compliance Analyst / Associate: Top Tier Investment Bank (New York, NY); ...The Compliance person will cover the Commodities business, along with other proprietary Sales and Trading desks. The candidate will also work closely with other Firm departments, such as Controllers, Operations, Credit, Internal Audit and Legal. The candidates responsibilities would...; Email this job
TheLadders (11/16/09)

Consumer Compliance Analyst: Toyota (Las Vegas, NV); ...The Compliance Analyst you will: * Monitor and review the bank's compliance with policies, procedures and practices established to ensure compliance with all applicable local, state and federal regulatory requirements. * Detect and report to the Chief Compliance Officer potential compliance...; Email this job View duplicates
Toyota (10/08/09)
Compliance Analyst-IBSG: Citi (Buffalo, NY); ...IBSG achieves this in part by: 1) issuing and maintaining policies related to the treatment of nonpublic information; 2) prescreening employee personal trading for those in private-side job functions for which they have been deemed to have actual or perceived access to non-public...; Email this job View duplicates
Citigroup (10/10/09)
Sr Government Compliance Analyst: The PBSJ Corporation (Tampa, FL); ...PBS&J, a national leader in the A/E/C industry, is seeking a Sr Government Compliance Analyst to provide advanced level support to Government Compliance Manager in specific areas such as financial analysis and support, government required submissions of project and financial...; Email this job
PBS & J (10/16/09)
Compliance Analyst, Supervision: LPL Financial (San Diego, CA); ...LPL Financial Services has a full-time opportunity for a Compliance Analyst, Supervision. This position is responsible for the compliance review and approval of Representatives wishing to join LPL Financial. This position works closely with many departments throughout the on boarding...; Email this job
LPL Financial (10/21/09)
Sales Tax and Use Compliance Analyst: Robert Half Finance & Accounting (Syracuse, NY); ...of the Sales Tax and Use Compliance Analyst will include ensuring proper filing and payment of state and local sales and use taxes; performing timely reconciliations of federal, state and local tax accounts; and significant tax research and analysis. In addition, there may be special...; Email this job
Robert Half International (10/25/09)
Compliance Analyst: Robert Half Finance & Accounting (Chicago, IL); ...They are expanding their Customer Services department at the main retail call center in Chicago. They are searching for experienced candidates with a prior background in the financial services and trading industry. The Analyst will respond to inquiries regarding compensation. This includes...; Email this job
Robert Half International (10/27/09)
Privacy Compliance Analyst: Zions Bancorporation (Valeria, IA); ...* Responsible for performing diverse and complex analysis of compliance data and reviews to ensure the integrity of that information. * Prepares correspondence including management reports. * Maintains files and records as it relates to the compliance area. * Other duties as assigned...; Email this job
Zions Bancorporation (11/06/09)
Compliance Analyst/Associate - Capital Markets Compliance: US Bank (Charlotte, NC); .... Bachelor's degree in related field, or equivalent work experience . Two to four years of experience in regulatory compliance activities Preferred Skills/Experience . Understanding of full service financial service institution, including bank and broker/dealer operations . Knowledge of...; Email this job
US Bank (11/06/09)
Compliance Analyst: MoneyGram International (Lakewood, CO); ...The position of the Compliance Analyst is to investigate and or monitor money order or money transfer transactions that are identified by the application of MoneyGram's Business Rules and Transaction Filters: 1) To monitor agent or consumer compliance and to identify, analyze and report...; Email this job
MoneyGram International (11/07/09)
Compliance Analyst: Franklin Templeton Investments (Fort Lauderdale, FL); ...include: * Perform daily compliance analysis of portfolios covering a wide array of investment strategies. * Investigate and research compliance exceptions and perform manual monitoring as required. * Maintain and enhance automated compliance monitoring system (Charles River) to...; Email this job View duplicates
Franklin Templeton Investments (11/10/09)

Category : Finance : Compliance Analyst Jobs (1 - 10)