- Chief Compliance Officer
- Institutional Investment Manager (Boston, MA)
- ...The Chief Compliance Officer ensures that the firm remains in compliance with all applicable laws, rules and regulations governing operations and products. This position works closely with the Chief Operating Officer, General Counsel, Compliance Manager, and Audit Committee of the Board of...
- Bank Regulatory Compliance Officer
- Large International Financial Services Firm (New York, NY)
- ...: Oversee and assist in preparing and performing periodic testing of transaction and/or procedures to assess the effectiveness of the banks overall Compliance Program (Monitoring program). Oversee the documenting of findings and recommendations made to correct deficiencies found. Maintain a...
- Senior Legal Counsel and Compliance Officer
- Marsh & McLennan Companies, Inc. (MMC) (Nashville, TN)
- ...Kroll, Background Screening Division (BGS), is looking for a Senior Legal Counsel and Compliance Officer to manage the Legal Department and the Security/Compliance Function on a global scale. The right candidate will be flexible, organized, enthusiastic, and possess the excellent...
- Senior Legal Counsel and Compliance Officer
- Kroll Background America (Nashville, TN)
- ...Kroll, Background Screening Division (BGS), is looking for a Senior Legal Counsel and Compliance Officer to manage the Legal Department and the Security/Compliance Function on a global scale. The right candidate will be flexible, organized, enthusiastic, and possess the excellent...
- Risk Manager/Corporate Compliance Officer
- Lutheran Senior Services (St. Louis, MO)
- ...JOB TITLE: Risk Manager/Corporate Compliance Officer/Corporate Counsel. DEPARTMENT: Home Office REPORTS TO: Primary report is to the Chief Operating Officer, also reports to the President regarding corporate legal issues and compensable events. PURPOSE: The primary purpose of this dual role...
- Sr. Compliance Officer - Legal Compliance Liaison
- JPMorgan Chase (Columbus, OH)
- ...include: . Works with the Executive Resolution Group analysts to ensure appropriate and adequate response to escalated customer complaints. The Liaison meets regularly with other Executive Resolution Group team members. . Reviews responses to escalated complaints for substantive issues and...
- Regulatory Compliance Officer
- For Profit Educator (Fort Lauderdale, FL)
- ...The Company has eight campuses that are typically facilities of 20,000 to 50,000 square feet of classroom and lab space with a student enrollment at peak utilization of nearly 600 with a staffs of 30 to 50 employees. The Company provides educational programs and testing services in the...
- Chief Compliance Officer
- Institutional Investment Manager (Boston, MA)
- ...The Chief Compliance Officer ensures that the firm remains in compliance with all applicable laws, rules and regulations governing operations and products. This position works closely with the Chief Operating Officer, General Counsel, Compliance Manager, and Audit Committee of the Board of...
- Bank Regulatory Compliance Officer
- Large International Financial Services Firm (New York, NY)
- ...: Oversee and assist in preparing and performing periodic testing of transaction and/or procedures to assess the effectiveness of the banks overall Compliance Program (Monitoring program). Oversee the documenting of findings and recommendations made to correct deficiencies found. Maintain a...
- Mid Level Regulatory Compliance Officer
- Major Financial Services Firm (New York, NY)
- ...: Oversee and assist in preparing and performing periodic testing of transaction and/or procedures to assess the effectiveness of the banks overall Compliance Program (Monitoring program). Oversee the documenting of findings and recommendations made to correct deficiencies found. Maintain a...
- Division Compliance Officer II– Siemens Industry Inc. (US)
- Siemens (Sacramento, CA)
- ...The Siemens Industry Sector is the leading global supplier of production, transportation, building and lighting technologies. With integrated automation technologies as well as comprehensive industry-specific solutions, Siemens increases the productivity, efficiency and flexibility of its...
- Regulatory Compliance Officer
- For Profit Educator (Fort Lauderdale, FL)
- ...The Company has eight campuses that are typically facilities of 20,000 to 50,000 square feet of classroom and lab space with a student enrollment at peak utilization of nearly 600 with a staffs of 30 to 50 employees. The Company provides educational programs and testing services in the...
- Bank Regulatory Compliance Officer
- Top Tier Investment Bank (New York, NY)
- ...Main Duties Assisting in the management of bank examinations and regulatory inquiry coordination Develop and manage various tracking to manage and report on bank examinations and inquiries To track and monitor bank regulatory and legislative developments and prepare briefing memos To assist...
- Mid Level Regulatory Compliance Officer
- Major Financial Services Firm (New York, NY)
- ...: Oversee and assist in preparing and performing periodic testing of transaction and/or procedures to assess the effectiveness of the banks overall Compliance Program (Monitoring program). Oversee the documenting of findings and recommendations made to correct deficiencies found. Maintain a...