• PrimeTech International, Inc. (PTi) (VA)
    …operating hours May be required to be available up to 24 hours per day, 7 days per week during key events and increased OPTEMPO Subject to mandatory drug testing ... instructions, perform common mathematical tasks, and communicate effectively Certificate, License , Registration, etc.: Shall possess a certificate from a Vocational… more
    JobGet (04/04/24)
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  • VP, Branch Manager

    Charles Schwab (Leawood, KS)
    …may be the opportunity for you. **What you have** **Required** **qualifications** + Active and valid Series 7 license + Active and valid Series 66 ... be obtained within a 90-day condition of employment) + Active and valid Series 9/10 license required (may be obtained within a 90-day condition of employment) +… more
    Charles Schwab (05/17/24)
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  • Branch Manager, Financial Solutions

    Charles Schwab (Westlake, TX)
    …+ Bachelor's degree or equivalent or equivalent work related experience + Active and valid FINRA Series 7 license is required + Active and valid FINRA ... Series 9/10 license is required + Active and valid FINRA Series 66 (63/65) license is required + Active and valid Life and Health Insurance license is… more
    Charles Schwab (05/24/24)
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  • Licensed Financial Advisor, Remote - Virtual…

    Thrivent Financial (Dallas, TX)
    …within a Fortune 500 company sounds intriguing. Job Qualifications: + Currently hold Securities Series 7 license + Positive, Energetic & Results-Driven + ... clients; it's about engaging them. And since you currently hold at least your Series 7 securities license , you'll quickly understand why this role is… more
    Thrivent Financial (03/14/24)
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  • Service Champion, RCS

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Licenses/Certifications** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 License . * Series 24 or Series ... 9/10 preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 10 % of the Time **Req ID:** 2401760 more
    Raymond James Financial, Inc. (05/23/24)
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  • Investment Consultant

    Charles Schwab (Orlando, FL)
    …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
    Charles Schwab (05/31/24)
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  • Client Service Associate

    Robert Half Office Team (Morristown, NJ)
    …their team. This role demands a strong background in financial services and an active Series 7 license . The ideal candidate will excel in client relations, ... of 2-3 years of experience in the financial services industry. + Active Series 7 license required. + Strong interpersonal and communication skills, both… more
    Robert Half Office Team (05/20/24)
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  • Brokerage Account Specialist

    ManpowerGroup (Minneapolis, MN)
    **Brokerage Account Specialist - MUST HAVE Current Series 7 License ** **Are you a customer service champion with a passion for helping people?** **Do you ... service standards to ensure a positive experience **Qualifications:** + Active Series 7 license + Brokerage operations experience + Excellent customer… more
    ManpowerGroup (05/18/24)
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  • Financial Consultant Partner

    Charles Schwab (Austin, TX)
    …role for you. **What you have** **Required** **Q** **ualifications** **:** + A valid and active Series 7 license is required ( _license may be obtained under ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
    Charles Schwab (06/03/24)
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  • Investment Consultant

    Charles Schwab (Tucson, AZ)
    …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
    Charles Schwab (06/03/24)
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  • Investment Consultant

    Charles Schwab (Lynnfield, MA)
    …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
    Charles Schwab (06/01/24)
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  • Mid-Level Retirement Income Specialist

    USAA (Tampa, FL)
    …required. + Required maintenance of Life/Health license . + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series ... 66 (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years… more
    USAA (03/28/24)
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  • Senior Sales Assistant

    Wright-Patt Credit Union Inc. (Beavercreek, OH)
    …level of service and economic value to member-owners. Must have current FINRA Series 7 securities license . + Provides administrative and operations ... school diploma or equivalent or ten (10) years equivalent work experience. + FINRA Series 7 securities license is required. + FINRA Series 66 securities… more
    Wright-Patt Credit Union Inc. (03/30/24)
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  • JP Morgan Wealth Management - Private Client…

    JPMorgan Chase (Columbus, OH)
    …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (05/15/24)
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  • Sr. Manager, Wealth Advisor

    Charles Schwab (Orlando, FL)
    …+ CFP(R) designation or CFA(R) designation required + Bachelor's degree + Active and valid FINRA Series 7 license + Active and valid FINRA Series 66 ... license required (may be obtained with a 120-day condition of employment) + Five or more years of advisory experience **Preferred Qualifications:** + Five or more years working directly with clients in the financial services industry highly preferred In… more
    Charles Schwab (05/31/24)
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  • Regional Bond Specialist

    Charles Schwab (Orlando, FL)
    …fixed income mutual funds and ETFs. **What you have** + A valid and active FINRA Series 7 license required + A valid and active FINRA Series 66 or ... 63/65 license required + 3+ years of sales experience in financial services + Ability to build relationships, collaborate with partners and consistently produce results + Strong organizational & time management skills + In depth knowledge of Fixed Income… more
    Charles Schwab (05/31/24)
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  • Client Service and Engagement Specialist Team…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …**Licenses/Certifications:** * SIE required provided that an exemption or grandfathering cannot be applied. * Series 7 license * Series 24 or 9/10 ... license preferred. **Job:** Operations **Primary Location:** US-FL-St. Petersburg-Saint Petersburg **Organization** Investment Advisor Division **Schedule** Full-time **Job Shift** Day Job **Travel** Yes, 20 % of the Time **Req ID:** 2401759 more
    Raymond James Financial, Inc. (05/23/24)
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  • RFP Writer & Analyst

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …as approved by Human Resources. **Licenses/Certifications** : * Ability to obtain required licenses, SIE, Series 7 license , Series 66 license , ... Chartered Retirement Plan Specialist (CRPS) and the Accredited Investment Fiduciary (AIF) Designation, within one (1) to three (3) years of hire, to be determined by management. **Job:** Product Management **Primary Location:** US-FL-St. Petersburg-Saint… more
    Raymond James Financial, Inc. (05/09/24)
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  • Field Supervision Director - Primary

    Edward Jones (Tempe, AZ)
    …a potential new associate: Hiring Minimum: $70659 Hiring Maximum: $116516 **Skills/Requirements** + Series 7 license required that is currently active and ... held for a minimum of one year + Series 9, 10, 24, and 66 licenses are required...within 4 months of hire + Preferred Requirements:* Insurance license * General knowledge of compliance or industry experience* Bachelor's… more
    Edward Jones (05/05/24)
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  • JP Morgan Wealth Management - Select Group…

    JPMorgan Chase (Fayetteville, NY)
    …and investment trades **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
    JPMorgan Chase (04/28/24)
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