- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (O'Fallon, MO)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Ofallon ... Serves as a senior compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/ product and… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Irving, TX)
- Serves as a Compliance Product Officer supporting Mortgage Community Lending for Independent Compliance Risk Management (ICRM) responsible for assisting ... & HMDA **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Irving… more
- Citigroup (Irving, TX)
- Serves as a Compliance Product Officer supporting Mortgage Marketing, Privacy & Responsible Data Management for Independent Compliance Risk Management ... Confidentiality **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary… more
- Citigroup (Irving, TX)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Irving ... Serves as a compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/ product and… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... Department needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance ...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- International Rescue Committee (New York, NY)
- Requisition ID: req52161 Job Title: Program Officer , Monitoring & Compliance Sector: Monitoring & Evaluation Employment Category: Regular Employment Type: ... HQ USA Work Arrangement:Hybrid Job Description Job Overview: The Program Officer , Monitoring and Compliance ...skills + Attention to detail and accuracy in work product . + Fluent in English, both spoken and written;… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Advisory business + Be responsible for the agency exam program and execute on improvement opportunities + Leverage partners… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management...activities (ie, activities to provide oversight of each unit's compliance program on-site and off-site to assess… more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...and proactive risk management practices in partnership with ICRM's Product Compliance Officers aligned to each line… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance Independent ... with control functions such as Strategy & Procedures team, Operations and Oversight, Product and Function ICRMs and Compliance Independent Assessment heads, and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Morgan Stanley (Baltimore, MD)
- …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- Citigroup (Tampa, FL)
- The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Anti-Money Laundering (AML) proactively identifies, assesses, reports and mitigates compliance and reputational risk across business lines, products, legal entities… more
- TIAA (Frisco, TX)
- **Technology Risk Officer ** The Technology Risk Officer oversees advanced technology platforms that perform data quality checks and analysis for reporting to ... a subject matter expert in Risk Technology, this job maintains advanced product knowledge across the organization's assets and investment portfolios to best update… more
- HSBC (New York, NY)
- …all share. This position will have responsibility for working with the advisory compliance officer responsible for coverage of the Futures and Options business ... as well as the futures product traded on US exchanges across house desks globally....inquires and examinations + Supporting the discharge of Chief Compliance officer regulatory duties (includes day-to-day activities… more
- Morgan Stanley (New York, NY)
- …Department. The VCO is responsible for the implementation and management of the overall compliance program for the Volcker Rule. On a day-to-day basis, the ... responsibilities of this position include: > Assisting in the Firm's robust global compliance program for the Volcker Rule. > Recommending and implementing… more
- Washington Metropolitan Area Transit Authority (Greenbelt, MD)
- Quality Compliance Officer Job ID: 240241 Location: MD - Greenbelt Rail Facil Full/Part Time: Full-Time Posting Open-Close 06/05/2024 - 06/19/2024 Union 002 ... position either with or without reasonable accommodations. **SUMMARY** The Quality Compliance Officer audits, tests, diagnoses, identifies, analyzes and… more