- Russell Tobin & Associates (New York, NY)
- …level of risk remains within an acceptable level.* Support NAM's compliance with the Nasdaq's Business Continuity and Crisis Management Policy including the ... value-add to the organization.* Pro-actively engage Internal Audit, SOX, Compliance , Information Security, Supplier Risk Management, Business Continuity,… more
- Axelon Services Corporation (New York, NY)
- …and all other resources. 5. Documents in an accurate and thorough manner in compliance with hospital, regulatory and legal requirements and standards of care. 6. ... but not limited to, Admission Welcome, Bedside shift Report, HELP (High Risk Medications, Equipment, Lines/Drains/Airway, Pain and Plan of Care) AM/PM Care, 5… more
- Creative Financial Staffing (New York, NY)
- …reporting processes. Stay updated with accounting principles, auditing standards, and regulatory requirements, and ensure compliance during audit engagements. ... audits in accordance with established timelines and audit standards. Perform risk assessment and develop appropriate audit procedures to address identified risks.… more
- Creative Financial Staffing (New York, NY)
- …Coordinating and directing budgeting, procurement, investment activities, and financial Ensuring compliance with state and federal regulatory requirements and ... with the accounting department. Preparing and presenting financial reports and risk analysis. Creating budgets and forecasts. Guiding financial decisions by… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …business critical applications within a financial services and asset management compliance , risk , and trading environments, using Python, Amazon Sagemaker, ... includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations… more
- Mindlance (Summit, NJ)
- Job Title: Regulatory Compliance Consultant Job Location: Summit, NJ, Alternate Locations: North Brunswick NJ, Charlotte NC, Chandler AZ, Des Moines IA, NYC, ... Concord CA, SFO CA Zip Code: 07901 Top 3/5 Skills: Financial & Risk Regulatory , Regulatory reporting, Regulatory strategies, Audit, Controls Monitoring &… more
- Penske Truck Leasing Co., LP (Queens, NY)
- …preferred (ie, PHR, SHRM-CP). * Some knowledge of employment law and regulatory compliance issues preferred (additional knowledge may be required in ... align with organizational initiatives across a defined District, mitigating risk and ensuring compliance . This position will be located at the Penske facility… more
- Creative Financial Staffing (White Plains, NY)
- …a Senior Accounting Manager that will oversee the accounting functions, ensuring compliance with regulatory standards, and driving financial excellence within ... world-class service, and supports businesses in payroll, human resources, benefits and risk This company boasts a collaborative team This company has recently merged… more
- Quarterra (White Plains, NY)
- …Follow established policies and procedures by monitoring and ensuring compliance with regulatory requirements, organizational standards, and operational ... scope and specifications as required. Comply with company safety and risk -management policies by attending and participating in the community's routine safety… more
- Fidelity TalentSource LLC (Greenwich, CT)
- …them accountable through inspiring and aligned conversationsYou have a keen knowledge of compliance and regulatory guidelines and you motivate others to work ... seminars and client appreciationOversee operational activities, including supervision of local risk and compliance issues and client concerns How Your… more
- Careerbuilder-US (Parsippany-Troy Hills, NJ)
- …is compliant by managing risks * Partners with other functions such as Compliance , Legal and Regulatory as necessary * Collaborates with internal customers ... contracting activities * Knowledge of the clinical research process and the regulatory environment across functions * Demonstrated productivity while working in fast… more
- American Express (New York, NY)
- …compliance advisory to product or business teams; compliance consulting; compliance risk assessments; regulatory advice; mergers & acquisitions; ... committee and board reviews. **Qualifications** + At least 4 years of compliance , risk management, regulatory , or legal experience with a large organization,… more
- Citizens (Iselin, NJ)
- …resolution by the issue owner(s) Qualifications + 5 + years previous experience in regulatory compliance risk management, compliance audit, or similar ... for providing independent assurance regarding the adequacy, effectiveness, and sustainability of regulatory risk management and control processes to ensure … more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- … regulatory changes applicable to area(s) of coverage **Skills:** + Advisory + Regulatory Compliance + Reporting + Risk Management + Written ... has financial services experience with a knowledge of markets, compliance risk management practices, and trading products.... risk appetite and limits, reporting violations of compliance or regulatory activities + Analyzes and… more
- Bank of America (New York, NY)
- …delegating team work. **Skills:** + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + Critical ... actions to address the root causes that lead to compliance risk issues and/or operational risk... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in… more
- Bank of America (New York, NY)
- …examination/registration or certification Skills: + Advisory + Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Risk Management + ... risk appetite and limits, reporting violations of compliance or regulatory activities + Assists in...Regulatory Reporting. + Work closely with other regional Compliance and Operational Risk teams to ensure… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...Management teams, ensuring alignment with the firm's objectives and regulatory requirements. + Compliance Risk … more
- Bank of America (New York, NY)
- …experience with a strong knowledge of markets, swaps and futures trading products, compliance risk management practices, and CFTC Rules covering swaps and ... Dodd Frank EAC Compliance and Operational Risk Executive New... and control frameworks and ability to analyze business risk and results in the context of regulatory… more
- MTA (New York, NY)
- …for ensuring that the organization's People Departments align with agency-wide compliance regulatory standards, while also managing risks and maintaining ... Director HR Governance, Risk Management and Compliance Job ID:...compliance frameworks, and the ability to navigate complex regulatory environments. RESPONSIBILITIES : + Collaborate with Compliance… more
