- M&T Bank (New York, NY)
- …licensing, CFP, CTFA, CPA designation MBA (Master's degree in Business Administration) or JD ( Juris Doctor ) M&T Bank is committed to fair, competitive, ... ensure client goals and objectives are achieved. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …students. + Performs related responsibilities as required. MINIMUM QUALIFICATIONS: + Graduate degree ( Juris Doctor , PhD, Ed.D., MBA or relevant professional ... based on historical and gathered institutional and national data. Compliance : + Monitors and ensures compliance with...national data. Compliance : + Monitors and ensures compliance with ABA, University, federal and state policies and… more
- HUB International (New York, NY)
- …+ Hold a professional designation. + Bachelors degree preferred **Additional Skills/Attributes:** + Juris Doctor , MBA or other advanced degree + Former ... the Law poster and its supplement is available here athttp://www.dol.gov/ofccp/regs/ compliance /posters/ofccpost.htm. EEOAA Policy E-Verify Program We endeavor to make… more
- Michigan State University (East Lansing, MI)
- …of a Masters degree in a relevant degree of study for Instructor Rank; Ph.D. or Juris Doctor in a relevant degree of study for Assistant Professor or Associate ... Staff Major Administrative Unit / College:Eli Broad College Of Business Department: Mba Program 10008607 Sub Area:FAS- Fac./Acad Staff Salary:Salary Commensurate with… more
- Scientific Systems Company, Inc. (Woburn, MA)
- …and experience. + Experience working with matrix organization. Desired Skills and Experience: + Juris Doctor or MBA degree + Current ACTIVE Secret security ... US government contracts and/or subcontract administration. + Strong knowledge of compliance with relevant laws, regulations, terms, conditions and policies governing… more
- Charles Schwab (Lone Tree, CO)
- …establish trust, respect, competence and confidence. + BS/BA degree or equivalent work experience. JD or MBA preferred. **What's in it for you** At Schwab, we're ... **Your opportunity** **Director, Investment Advisory Compliance ** At Schwab, you're empowered to make an...status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic… more
- Elevance Health (Chicago, IL)
- …an equivalent background. **Preferred Skills, Capabilities and Experiences:** + MS/ MBA / JD or professional designation preferred. + Strong leadership/managerial ... ask you for payment as part of consideration for employment. ** Compliance Director** + Job Family: FRD > Compliance + Type: Full time + Date Posted:Apr 22, 2024… more
- Colorado State University (Fort Collins, CO)
- …. Required Job Qualifications + Advanced degree, such as Ph.D., DVM, JD , MBA , MS, or MD OR a BA/BS and 15 ... Information Working TitleAssistant Vice President for Research Integrity and Compliance Position LocationFort Collins, CO Work LocationPosition qualifies for… more
- Wells Fargo (West Des Moines, IA)
- …contained in Wells Fargo's Vision, Values & Goals. + Advanced Degree preferred (Masters, MBA , or JD ). **Job Expectations:** + Accountable for the ongoing and ... **About this role:** Wells Fargo is seeking a Compliance Executive. **In this role, you will:** +...you will:** + Provide vision and set direction for Compliance including multiple high impact initiatives to achieve long… more
- Scotiabank (New York, NY)
- …and written), and interpersonal skills required. + Bachelor's degree required. Post graduate degree ( JD or MBA ) a plus but not required. + FINRA General ... Manager, Markets Compliance Officer **Requisition ID:** 198261 **Salary Range:** 85,700.00...business strategies and objectives. Assist in providing advice on compliance with governing regulations and Bank internal policies and… more
- Textron (Wichita, KS)
- …degree required in business, finance, accounting, human resources, or a related degree\. * MBA or JD degree preferred, but not required\. * Minimum of 2 ... **Business Ethics & Compliance Associate/Specialist** Textron Aviation has been inspiring the...Your success is our success\. **Description** **JOB SUMMARY:** The Compliance Specialist will function as a member of the… more
- Charles Schwab (Westlake, TX)
- …is required, preferably in Business/Finance/Economics or related disciplines, post-secondary degree, eg, JD , MBA or equivalent, viewed favorably. + Series 7 and ... clients and one another succeed. The Managing Director, Schwab Compliance , is one of several key leadership roles within...is one of several key leadership roles within Schwab Compliance and serves as a key partner to specific… more
- Citigroup (New York, NY)
- …and the related operations and financial requirements + Advanced (MS, MBA , JD , etc.) Degree preferred **Job Family Group:** Compliance and Control **Job ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal… more
- Crane Aerospace & Electronics (West Caldwell, NJ)
- …Regulations (ITAR). **Preferred Qualifications** **:** + Advanced degree such as MBA , JD or joint advanced degree. + Export compliance experience in the ... **Export Compliance Manager** Location **NJ, West Caldwell** Department **Accounting/Finance**...has a unique and exciting opportunity for an **Export Compliance Manager** at our **West Caldwell, NJ** location. **Job… more
- SMBC (New York, NY)
- …as driving monitoring and testing plans. **Qualifications and Skills** + Bachelor's Degree required; JD or MBA a strong plus (but not required). + Minimum of ... its employees. **Role Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within the Compliance Department… more
- Citigroup (Jersey City, NJ)
- …thereof;experience in areas of focus (Banking & Research) + Advanced Degree ( JD , MBA , etc.) preferred + Relevant certifications, or securities licenses ... Serves as a Control Group compliance officer, specifically relating to research publications for...officer, specifically relating to research publications for the Independent Compliance Risk Management (ICRM) department. ICRM is responsible for… more
- Hartford HealthCare (Hartford, CT)
- …stay abreast of developments and best practices within the industry. *_Education:_* . MBA , MHA, JD with major coursework in business administration, health care ... first choice of the people we serve. The Senior Compliance and Internal Audit Manager contributes to the success...Audit Manager contributes to the success of Office of Compliance and Integrity (OCI) by providing management and direction… more
- Nestle (Hoboken, NJ)
- …company. EXPERIENCE AND EDUCATION REQUIREMENTS + BA/BS degree; advanced degree preferred (ie, JD , MBA , Masters of Healthcare Administration). + 7+ years required ... of health and nutrition for patients and consumers. The Senior Manager, Compliance will be responsible for ongoing implementation, monitoring, and maintenance of the… more
- MetLife (NY)
- …issues independently. + Effective Communications Skills + Relationship Building Abilities Preferred: + JD or MBA a plus + Financial or Insurance industry ... Compliance Consultant, Global Risk City/Cities Cary, New York,...large. At MetLife, it's \#AllTogetherPossible (http://;) . Join us! Compliance Risk Management (CRM) delivers a compliance … more
- City National Bank (Los Angeles, CA)
- …from a nationally respected institution considered highly desirable. + A graduate degree, ideally an MBA or JD from a US institution, will be considered a strong ... **DEPUTY CHIEF COMPLIANCE OFFICER** **WHAT IS THE OPPORTUNITY?** The Deputy...years of management experience required **Skills and Knowledge** + Juris Doctorate preferred. + Strong analytical abilities + Effective… more