- Locations: New York, California, Illinois, Texas, New Jersey
- Related Keywords: Broker Dealer CFO, Broker Dealer CPA, Broker Dealer Chief Compliance, Broker Dealer Compliance, Broker Dealer Operations, Broker Dealer Operations Finra, Broker Dealer Principal, Broker Dealer Risk Management, Director Broker Dealer, Securities Broker Dealer
- AVP
- Execu-Search (New York, NY)
- ...reporting and other related duties. This is an excellent opportunity for a financial reporting professional to join a reputable company! Skills: 5+ years financial reporting experience from financial services Heavy general ledger, bank reporting or broker dealer reporting IFRS, a plus*
- Tax Manager
- Execu-Search (New York, NY)
- ...with demonstrated tax experience and strong managerial skills to solidify a career with a major institution! Skills: 6 years of Public or Combo experience Experience with tax management for hedge fund, investment partnership, or broker - dealer clients Strong managerial skills *
- CTO ? Financial Software / Fund of Fund / Prime Broker / Broker Dealer
- Mitchell/Martin (New York, NY)
- Title: CTO ? Financial Software / Fund of Fund / Prime Broker / Broker Dealer Please consider this exciting opportunity with a PREMIER CLIENT! The client is a leading Broker Dealer / Fund of Funds / Financial Software developer. If you are NOT interested but can recommend...
- Dir Broker / Dealer Relationships
- The Bank of New York Mellon (Boston, MA)
- ...level of business relationship across Asset Management with broker /dealers (including input on communication, products and services to the Broker Dealer ). Ensure Broker /Dealers with which BNY Mellon Asset Management does business is looking at services and relationship in...
- Broker Dealer Processing Specialist
- JPMorgan Chase (Cincinnati, OH)
- Title: Broker Dealer Processing Specialist Location: OH-Cincinnati The Broker - Dealer Specialist is responsible for the...execution of dealer agreements and acts as a liaison between the Broker Dealer community and our mutual fund clients to support regulatory...
- Operations Supervisor - Broker Dealer
- JPMorgan Chase (New York, NY)
- Title: Operations Supervisor - Broker Dealer Location: NY-New York JPMorgan Broker Dealer Services (BDS) has an exciting opportunity for an experienced Operations Supervisor to join our New York City based team. The BDS business provides industry leading Clearing and Financing...
- President of Retail Broker Dealer
- RJ and Makay (New York, NY)
- JOB SUMMARY: Complete responsibility for a retail broker dealer . Design and implement organizational strategy, structure and processes to ensure efficient, profitable growth of a robust retail broker dealer of a size exceeding $15BN. To qualify you must have experience leading...
- Copy of Director Broker Dealer Relationships
- Unknown (Boston, MA)
- Manage overall Broker / Dealer relationships on behalf of BNYM Asset Management. Ensure Broker /Dealers with...Asset Management organization. In connection with Asset Management Legal, will ensure Broker / Dealer agreements are consistent and in keeping with Asset Management...
- WSS Broker Dealer /Bank Relationship Sales Management Segment Executive
- JPMorgan Chase (New York, NY)
- Title: WSS Broker Dealer /Bank Relationship Sales Management Segment Executive Location: NY-New York Worldwide Securities Services...North American Head of Relationship Sales Management & Segment for the Broker Dealer Bank market segment will be responsible for managing...
- Business Transformation Consultant - Broker / Dealer - Financial Services
- IBM (New York, NY)
- * * Business Transformation Consultant - Broker / Dealer - Financial Services Job ID GBS-0265343 Job type Full-time Regular Work country USA Posted 20-Oct-2009 Work city New York Job area Consulting & Services Travel up to 50%; travelling 3-4 days a week, home on weekends Job...
- Business Transformation Consultant - Broker / Dealer - Financial Services
- IBM (New York, NY)
- Business Transformation Consultant - Broker / Dealer - Financial Services Job ID GBS-0265343 Job type Full-time Regular Work country USA Posted 20-Oct-2009 Work city New York Job area Consulting & Services Travel up to 50%; travelling 3-4 days a week, home on weekends Job category...
- Operations Supervisor - Broker Dealer , Spanish Bilingual
- JPMorgan Chase (New York, NY)
- JPMorgan Broker Dealer Services (BDS) has an exciting opportunity for an experienced Operations Supervisor to join...The BDS business provides industry leading Clearing and Financing services to JPMorgan's Broker Dealer clients. JPMorgan offers clients the right combination of...
- Tax Manager
- Execu-Search (New York, NY)
- ...in and knowledge of various tax returns Skills: 6+ years of Public or Private related experience Financial Services background with broker - dealer , private equity, or a hedge fund Strong research and analytical capabilities Ability to work in a small, team-oriented environment...
- Compliance Manager
- Online Broker Dealer (New York, NY)
- ...its launch period. The Compliance Manger will then build, manage and oversee the Compliance program. Ideal candidates should have internet broker - dealer Compliance, regulatory and generalist Compliance experience. The firm will also be interested in candidates with strong knowledge of...