- Locations: New York, Illinois, Texas, Connecticut, New Jersey
- Related Keywords: Compliance, Compliance Officer, Derivatives, Officer
- Compliance Officer
- Financial Services Firm (New York, NY)
- A leading Financial services firm is in need of an experienced compliance professional to support their equity trading ad derivatives trading room. Responsibilities include oversight of all trading activities with support of a small staff. This individual will be responsible for the...
- Compliance Officer Commodities
- Global Financial Services Firm (Houston, TX)
- ...position will be responsible for implementing and managing the overall compliance program for the Commodities trading business line in the...power and natural gas markets. Particular focus on complex commodity derivatives and environmental finance. The group also engages in futures...
- Equity Derivatives Compliance Officer
- UBS Financial Services (Stamford, CT)
- Title Equity Derivatives Compliance Officer Job Reference # 50819BR Location United States - Connecticut City Stamford Function Category Legal and Compliance Business Divisions Corporate Center Job Type Full Time Description Equities Compliance within the UBS IB Americas ...
- Equity Derivatives Compliance Officer
- UBS Investment Bank (Stamford, CT)
- ...(exchange traded and OTC), proprietary trading, and structured products, among others. The firm is recruiting for the position of Equity Derivatives Compliance Officer for the Americas Region, a replacement position. The individual will be responsible for providing guidance across...
- Derivatives Chief Counsel
- NYSE Euronext (New York, NY)
- ...matters relating to these business units. Assisting Chief Regulatory Officer of NYSE Liffe US with regulatory compliance ...corporate governance. Analyzing regulatory/legislative changes that may impact the derivatives business. Maintaining strong relations at CFTC and SEC and...
- Senior Compliance Officer
- Fixed Income Portfolio Management Firm (Los Angeles, CA)
- The Senior Compliance Officer assists the Chief Compliance Officer with all compliance ...requirements * Firm grasp of fixed income markets including private funds and derivatives products * Highly organized with focused attention to detail and in-depth research...
- Compliance Officer
- Robert Half Finance & Accounting (New York, NY)
- Compliance Officer Robert Half Financial Services group works with some of the...We offer top assignments covering specialties such as banking operations, commercial lending, compliance , derivatives , fund/hedge fund accounting, investment analysis, risk management, and...
- Compliance Officer
- UBS Financial Services (Chicago, IL)
- Title Compliance Officer - Chicago Job Reference # 52554BR Location United States - Illinois City Chicago...Advisers Act and FINRA and SEC regulations . Experience working with equities derivatives and other risk products . Must be self motivated, energetic, detail-oriented,...
- Compliance Officer
- Robert Half Finance & Accounting US (New York, NY)
- ...top assignments covering specialties such as banking operations, commercial lending, compliance , derivatives , fund/hedge fund accounting, investment analysis, risk...a large asset management firm, is looking to add a Compliance Officer to their NYC office. Candidates must...
- Compliance Officer
- Robert Half International (New York, NY)
- ...top assignments covering specialties such as banking operations, commercial lending, compliance , derivatives , fund/hedge fund accounting, investment analysis, risk...a large asset management firm, is looking to add a Compliance Officer to their NYC office. Candidates must...
- Compliance Officer
- Financial Services Firm (New York, NY)
- A leading Financial services firm is in need of an experienced compliance professional to support their equity trading ad derivatives trading room. Responsibilities include oversight of all trading activities with support of a small staff. This individual will be responsible for the...
- Compliance Officer
- Unknown (New York, NY)
- experience: YearsTotal Compensation: $200K+ A leading Financial services firm is in need of an experienced compliance professional to support their equity trading ad derivatives trading room. Responsibilities include oversight of all trading activities with support of a small staff....
- Chief Credit Officer
- Executive Recruiting Firm (OH)
- Our client is currently seeking a Chief Credit Officer to join their growing Bank. Position Overview: Direct and manage...manage the risks, and that all credit extensions are in compliance with target market, collateral, documentation, legal and regulatory requirements. Promote...
- Product Delivery Sr Officer - Credit
- Bank of America (New York, NY)
- ...transactions Manage a portfolio of clients via actively monitoring portfolio company operating performance, volatility in credit profile, and compliance with credit agreement Establish appropriate internal risk ratings for clients and implement accurate adjustments throughout the clients...