- Locations: New York, Florida, California, Massachusetts, Illinois
- Related Keywords: Based, Broker, Broker Dealer, Fee, Fee Based
- ADVISOR -- Financial, Investment, BD
- Maryleigh Preston-McClure (Seattle, WA)
- ...provide vast diversity related to the products available to your clients. ( Fee based products, fixed annuities, Long Term Care, Disability, Fixed...back, relax and not make a change OR consider joining an investment firm/ broker dealer that wants you to stand out in the...
- Business Development Officer
- Schwab (Boston, MA)
- ...prospect for new custody and trading services by recruiting Advisors Turning Independent from the Wirehouse, Independent Broker Dealer or Trust Bank channels and fee - based independent investment advisors with a minimum of $25MM in assets under management. We are looking for...
- AVP, Senior Compliance Officer
- ING Financial Services (Hartford, CT)
- ...responsibilities include: 1. Assist the Chief Compliance Officer in Administering broker dealer 's compliance program 2. Create, revise and...purchase additional for self, spouses and children. . Company holidays based on the NYSE calendar, jury duty, military leave, bereavement...
- Compliance Specialist - Licensing, Registration & Regulatory Filings
- ING Financial Services (Hartford, CT)
- ...responsibilities include: 1. Assist the Senior Compliance Officer in Administering broker dealer 's compliance program 2. Assist the Senior...purchase additional for self, spouses and children. . Company holidays based on the NYSE calendar, jury duty, military leave, bereavement...
- Compliance Specialist - Marketing & Sales
- ING Financial Services (New York, NY)
- ...will be responsible for assisting in the review and editing of broker / dealer -related advertising and sales literature as well as all...may purchase additional for self, spouses and children. . Company holidays based on the NYSE calendar, jury duty, military leave, bereavement and...
- Branch Controls Director - Wisconsin
- AXA Advisors (Milwaukee, WI)
- ...position in the insurance, securities or financial services industry. * Experience with or insurance-affiliated broker / dealer is extremely helpful. * Experience with fee - based financial planning is extremely helpful. * Organizational skills and a high degree of proficiency...
- Branch Controls Director - Wisconsin
- AXA Equitable (Milwaukee, WI)
- ...position in the insurance, securities or financial services industry. Experience with or insurance-affiliated broker / dealer is extremely helpful. Experience with fee - based financial planning is extremely helpful. Organizational skills and a high degree of proficiency...
- Experienced Financial Advisors-ground floor opportunity in new branch office
- Financial Advisor Placement Services (Boston, MA)
- Are you tired of not getting support from your broker - dealer or want to sell your book of buiness. Call Shawn...Street firm. This firm's clearing platform is Pershing-they offer: Equities, SMAs, Fee - based platforms, Fixed Income, ETFs, Mutual Funds, and Options....
- RIA Wealth Management Advisor
- PARAGON Wealth Strategies, LLC (Jacksonville, FL)
- ...and partners, not "flash in the pan" producers . Investments: 100% Fee Based . . Insurance: Large offering of all types...of wealth management - simple to highly sophisticated Benefits . NO Broker - Dealer . . Comprehensive Wealth Management Focus to capture higher-net...
- Compliance Specialist - Marketing & Sales
- ING Groep NV (New York, NY)
- ...will be responsible for assisting in the review and editing of broker / dealer -related advertising and sales literature as well as all...may purchase additional for self, spouses and children. ? Company holidays based on the NYSE calendar, jury duty, military leave, bereavement and...
- Vice President, Inside Sales - Institutional Wealth Services
- Fidelity Investments (Boston, MA)
- ...and Experience * 5-10 yrs experience in wirehouse or regional broker dealer as an advisor or associate * Proven...negotiation, and listening skills. * Broad knowledge of brokerage and fee based custody solutions * Deep understanding of Advisor/Intermediary...
- AVP, Senior Marketing Compliance Officer
- ING Financial Services (New York, NY)
- ...Manage the firm's program for the review and supervision of broker - dealer retail and advisory institutional related advertising and sales...purchase additional for self, spouses and children. . Company holidays based on the NYSE calendar, jury duty, military leave, bereavement and...
- Financial Advisor
- Securities America, Inc. / Vincent J. Luongo Financial… (Miami, FL)
- Securities America, Inc., an independent Broker / Dealer office managed by Vincent J. Luongo Financial Solutions, Inc., *Financial Planning,...We offer a full menu of Mutual Funds (Load / No Load), Fee based managed accounts, Variable Annuities and Insurance policies with...
- Experienced Financial Advisors
- Financial Advisor Placement Services (Manchester, NH)
- Are you tired of not getting support from your broker - dealer or want to sell your book of buiness. Call SK...Variable and Fixed Insurance and Alternative Investments. Traditional brokerage business or fee - based financial planning welcomed. If interested please call me,...