- Locations: Los Angeles, San Francisco, Santa Clara, San Diego, Newport Beach, San Jose, Palo Alto, Sacramento, Los Angeles County, Oakland
- Related Keywords: Broker, Financial Investment Broker Compliance, Investment, Investment Broker Entry Level, Junior Investment Broker, Real Estate Investment Broker
- Senior Compliance Analyst
- Leading private real estate investment company (Irvine, CA)
- We are a private real estate investment company with a proven track record of creating wealth for our investors - and a...be the acting Principal of the firm. Key Responsibilities: Manage day to day broker dealer operations Set up client accounts and maintain an electronic and hard...
- Financial Planner
- MetLife (Irvine, CA)
- ...Insurance Company (MLIC), New York, NY 10166. Securities products and investment advisory services offered by MetLife Securities, Inc. (MSI)(member FINRA/SIPC) and...largest life insurer in the US . 2nd Largest Independent Broker Dealer in the USA1 . Best in class brokerage accounts,...
- Associate Manager
- America's Largest Financial Planning Company (Irvine, CA)
- ...63, 65, 66 required -FINRA Series 24 and 9/10 strongly preferred -Obtain and maintain appropriate registrations to provide oversight on broker /dealer operations and develop advisor training (typically Series 7 & 24). -Maintain state securities registrations in resident state, place of...
- Financial Advisor - Financial Services Professional
- John Hancock Financial Network (Irvine, CA)
- ...a comprehensive training and marketing support platform, and an independent broker dealer, what you are looking for is right here. Financial...evolved from John Hancock's rich tradition of outstanding insurance and investment products and services, a tradition that has been growing for...
- Property Manager - Retail Portfolio
- Inland Real Estate (Irvine, CA)
- ...real estate services. Inland also develops and operates real estate-related investment funds as well as businesses to support those efforts. The...Property News May, 2009 The 16th Largest Commercial Real Estate Broker in the Chicago area Crain's Chicago Business December 3, 2007...