- Locations: California, Texas, New York, Florida, Pennsylvania
- Related Keywords: Finra Licensing Registration, Licensing, Licensing Registration Broker Dealer, Licensing Registration Compliance, Licensing Registration Securities, Registration
- Credentialing Coord
- Rush University Medical Center (Chicago, IL)
- The Credentialing Coordinator is responsible for processing transcript requests; preparing degree/enrollment verifications and licensing paperwork for current and former students, and serving as receptionist/secretary for Rush University's Counseling Center. The person in this position...
- Chemist III
- Sunrise Systems Inc (Rahway, NJ)
- ...for a 6+ month position in Rahway, NJ.Position Description:? Registration of proprietary chemical samples and related information. ?...communications related to Merck chemical compounds to support new licensing deals, collaborations, acquisitions, litigations or other projects. ?...
- Compliance Specialist - Licensing , Registration & Regulatory Filings
- ING Financial Services (Hartford, CT)
- Job Title Compliance Specialist - Licensing , Registration & Regulatory Filings Requisition # 16015BR Business Unit Investment Management Job Family Compliance Position Location Hartford - CT Department Name Compliance No. of Openings 1 Full-Time or Part-Time Full-Time Relocation...
- Licensing / Registration Coord
- ING Financial Services (Des Moines, IA)
- Job Title Licensing / Registration Coord Requisition # 16101BR Business Unit USFS Job Family Operations Position Location Des Moines - IA Department Name ING Distributor Services No. of Openings 1 Full-Time or Part-Time Full-Time Relocation Assistance Offered? No Salary Salary...
- Licensing / Registration Coord
- ING Financial Services (Des Moines, IA)
- Job Title Licensing / Registration Coord Requisition # 15997BR Business Unit USFS Job Family Operations Position Location Des Moines - IA Department Name Retirement Services No. of Openings 1 Full-Time or Part-Time Full-Time Relocation Assistance Offered? No Salary Salary commensurate...
- Licensing Analyst
- MetLife (Tampa, FL)
- ...No. of Openings 1 Job Description Summary of Responsibilities: . Assist in all administrative work related to FINRA Registration & State Licensing and Appointment for the Employee Benefits Sales Organization. . Create partnerships with Corporate Ethics & Compliance, Corporate ...
- Licensing Consultant I
- MetLife (Tampa, FL)
- ...Job Description Summary of Responsibilities: . Assist in implementation of enhanced controls and processes related to FINRA Registration , State Licensing , and Continuing Education for the Employee Benefits Sales Organization. . Create partnerships with Corporate Ethics &...
- Assessment and Licensing Coordinator
- Cargill (Wayzata, MN)
- ...audits. Principal Accountabilities: 45% Correlation of information and completion of reports 30% Assessment/Tonnage related duties and reconciliation 20% Licensing / Registration /Labeling activities 5% Miscellaneous duties and backup support for the rest of the department Required: *...
- Clinical Dietician
- Stamford Health System (Stamford, CT)
- ...and surgery. Member Org: Stamford Hospital Department: Clinical Nutrition Services Job Status: Per Diem Shift: Days Credentials: Bachelor Degree/Certification/ Licensing / Registration Job Description: Ensures the optimal nutrition care of patients and meets the nutrition education needs...
- Human Resources Junior Generalist/Compliance
- Unknown (New York, NY)
- ...compliance and regulatory responsibilities. You will ensure that the Company is in full compliance with all aspects of the licensing and registration processing of security officers in accordance with New York State Private Investigators, Bail Enforcement Agents, Watch, Guard or Patrol...
- Agency Marketing Director
- Metlife (Greenwood Village, CO)
- ...A minimum of two years of consumer marketing experience in the financial service industry. May require appropriate securities registration . Job Preferences: Appropriate FINRA Licensing and Registration : L/H, Series 6, 63, 7 and 24. Bachelors Degree, major in marketing. Track record...
- Agency Marketing Director
- Metlife (Baltimore, MD)
- ... Bachelors degree, major in Marketing preferred Track record of success in financial services industry FINRA Licensing and Registration Preferred: Life/Health and/or FINRA Series 6, 63 LD# L1009069144[exp1210][All States][DC] LD# L1009069144[exp1210][All States][DC] Job Requirements :...
- Global Markets & IB Compliance Executive
- Bank of America (New York, NY)
- ...various US broker-dealers. Liaison to Enterprise Compliance: Act as primary interface with various Enterprise Compliance groups such as Registration and Licensing , among others, to facilitate consistent approach to addressing issues that impact the LOBs. Qualifications 10- 15 years of...
- Experienced Financial Advisor - Established Book
- Premiere Financial Client (Los Angeles, CA)
- ...a period of 5 - 10 years. Prefer no more than 2 moves in the last 10 years please. Series 7 and 66 registration , and additional licensing Ability to communicate effectively with co-workers and clients. A bachelor’s degree with 10 years of business experience and proven success in a...