- Locations: New York, Texas, Pennsylvania, California, Nevada
- Related Keywords: Compliance, Licensing, Licensing Registration, Registration, Registration Compliance
- Global Markets & IB Compliance Executive
- Bank of America (New York, NY)
- ...broker-dealers. Liaison to Enterprise Compliance : Act as primary interface with various Enterprise Compliance groups such as Registration and Licensing , among others, to facilitate consistent approach to addressing issues that impact the LOBs. Qualifications 10- 15 years of ...
- Health Care Administration - Chief Medical Officer - General PracticeJob - 18323BW
- Enterprise MedicalEMS - ND (ND)
- ...practitioners are credentialed and privileged Monitor and ensure medical staff compliance with various agency regulationsCreate an environment of system oriented...US citizen, have a MD/DO degree, be board certified, have licensing and registration , and be proficient in the...
- Compliance Specialist - Licensing , Registration & Regulatory Filings
- ING Financial Services (Hartford, CT)
- Job Title Compliance Specialist - Licensing , Registration & Regulatory Filings Requisition # 16015BR Business Unit Investment Management Job Family Compliance Position Location Hartford - CT Department Name Compliance No. of Openings 1 Full-Time or Part-Time Full-Time...
- Branch Manager
- Ameriprise (Centreville, VA)
- ...are appropriate based on client objectives, goals, risk tolerance, etc. and adequate disclosure was provided. Ensure employees fulfill applicable licensing , registration and compliance requirements; adhere to firm's policies and procedures and conduct business in an ethical manner;...
- Branch Manager
- America's Largest Financial Planning Company (Miami, FL)
- ...are appropriate based on client objectives, goals, risk tolerance, etc. and adequate disclosure was provided. Ensure employees fulfill applicable licensing , registration and compliance requirements; adhere to firm's policies and procedures and conduct business in an ethical manner;...
- Director Of Finance
- Global HIV Vaccine Enterprise (New York, NY)
- ...and sub-grants and collaborates with programmatic staff on the management of sub-grants. * Responsible for federal, state, and local-level licensing , registration , and charity compliance . Excellent benefits including a 403(b) savings plan, paid holidays and sick days, transit...
- Licensing Specialist I
- Spherion (Johnstown, PA)
- ...services to individual and institutional customers, is seeking a Licensing Specialist I in Johnstown, PA!! Beyond meaningful and challenging...People Count. Major Duties and Functions Include: * Ensures compliance with state insurance department laws regulating agents licensure. *...
- RHINO Director, Brand Licensing
- Warner Music Group (New York, NY)
- ...of revenue goals. * Work with legal to ensure proper registration and protection of the company’s TM and compliance . Manage licensing contract process and counterfeiting issues. * Identify marketing opportunities, recommending plans and programs as appropriate. * Develop and issue...
- Human Resources Junior Generalist/ Compliance
- Unknown (New York, NY)
- ...junior generalist for compliance and regulatory responsibilities. You will ensure that the Company is in full compliance with all aspects of the licensing and registration processing of security officers in accordance with New York State Private Investigators, Bail Enforcement...
- Compliance Officer
- JPMorgan Chase (Columbus, OH)
- ...24 registration . * Knowledge of concepts, products, practices and compliance techniques for the financial services industry. * Ability to understand...and Finance or equivalent * Series 53, 4; Life and Disability licensing * 3 years of regulatory compliance experience JPMorgan...
- Compliance Officer Series 7
- Robert Half Finance & Accounting (New York, NY)
- Compliance Officer SERIES 7 Major International Investment firm, New York, NY seeks Compliance ...Staff including BSA/AML and Regulatory Firm Element required training. 3) Responsible for licensing and registration function for the firms employees. Maintain various related...
- Corporate Compliance & Legal Assistant
- Money Management International (Houston, TX)
- ...Services Online Counseling Credit Report & Analysis Login/New User Registration Financial Tools & Calculators Press Room About Us...and CFO with informational and administrative requests relating to compliance and licensing . Primary Responsibilities This position...
- RN - Oncology
- Core Medical (Worcester, MA)
- ...billing office, finance and budget teams, clinical affiliates and compliance . This position also involves collaboration with professional medical...skills, both written and oral. Unless certification, licensure or registration is required, an equivalent combination of education and...
- Pharmacist - PHAR
- Maxim Staffing Solutions--Allied Health (Cypress, CA)
- ...drug interactions; and analyzes prescribing trends to monitor patient compliance and to prevent excessive usage or harmful interactions...Pharmacy from an accredited college of pharmacy required. Current registration / licensing to practice pharmacy issued by the...