- Randstad US (Salt Lake City, UT)
- …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... licensed series 7 . + salt lake city , utah + posted...of experience working in Brokerage Operations with an ACTIVE Series 7 . MUST BE ACTIVE (or within 2… more
- Randstad US (Irving, TX)
- …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... Excellent verbal/ written communication Skills Skills + brokerage + client support + Series 7 License Qualifications + Years of experience: 2 years +… more
- Thrivent Financial (Dallas, TX)
- …within a Fortune 500 company sounds intriguing. Job Qualifications: + Currently hold Securities Series 7 license + Positive, Energetic & Results-Driven + ... clients; it's about engaging them. And since you currently hold at least your Series 7 securities license , you'll quickly understand why this role is… more
- Charles Schwab (Pittsford, NY)
- …Schwab's Investment Consultant role. **What you have** **Required Qualifications:** + A valid and active Series 7 license is required ( license may be ... employment through Branch Network Licensing Program) + A valid and active Series 66 (63/65) license required ( license (s) may be obtained under a condition of… more
- MassMutual (Springfield, MA)
- …for organizations of varying size from micro all the way to large businesses + Series 7 license at time of application + Series 63 or equivalent ... eMoney, Right Capital, Money Guide, etc. as needed. **THE MINIMUM QUALIFICATIONS** + 7 + years' experience working in the financial services + 2+ years of financial… more
- ManpowerGroup (San Antonio, TX)
- **Brokerage Account Specialist - MUST HAVE Current Series 7 License ** **Are you a customer service champion with a passion for helping people?** **Do you ... service standards to ensure a positive experience **Qualifications:** + Active Series 7 license + Brokerage operations experience + Excellent customer… more
- Charles Schwab (Brea, CA)
- …advisor, this could be the role for you. **What you have** + A valid and active Series 7 license is required ( _license may be obtained under a condition ... through Branch Network Licensing Program_ ) + A valid and active Series 66 (63/65) license required ( _license(s) may be obtained under a condition of… more
- Charles Schwab (Annapolis, MD)
- …role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiringFINRA Series ... consolidation, networking, and earning client referrals. If you currently have your securities license , enjoy working in a team setting, and share our passion for… more
- Charles Schwab (Lynnfield, MA)
- …skills include: + Bachelor's degree or equivalent work-related experience + A valid and active Series 7 license required + A valid and active Series ... 120 day condition of employment) + A valid and active Life and Health Insurance license is required (may be obtained within a 120 day condition of employment) +… more
- USAA (Tampa, FL)
- …required. + Required maintenance of Life/Health license . + Required maintenance of FINRA Series 7 license . + Required maintenance of FINRA Series ... 66 (or 63 and 65) license . + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally, applicant must have the ability to be licensed and registered in all required states and jurisdictions. + 4 years… more
- Randstad US (Flint, MI)
- …As aCustomer Service Specialist, you will bring at least 2 years of experience with your ACTIVE Series 7 license . Series 7 is required! For further ... information on the role, and job responsibilities, please read and below! salary: $32 - $35.63 per hour shift: First work hours: 8 AM - 5 PM education: Bachelors Responsibilities + Participate in low to moderately complex initiatives and identify opportunity… more
- JPMorgan Chase (Columbus, OH)
- …and foster team culture **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within a ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Charles Schwab (Lone Tree, CO)
- …for you. **What you have** **Required Skills:** + Undergraduate degree required + Active FINRA Series 7 license required + Active FINRA Series 66 ... license (or may be obtained within the first 120 days) + Three or more years advisory experience + Five or more years in the financial services industry working directly with clients **Preferred Skills:** + CFP or CFA preferred + Superior relationship… more
- Charles Schwab (Lone Tree, CO)
- …mutual funds and ETFs. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license + A valid and active FINRA Series ... 66 or 63/65 license **Preferred Qualifications:** + 3+ years of sales experience in financial services + Ability to build relationships, collaborate with partners and consistently produce results + Strong organizational & time management skills + In depth… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as approved by Human Resources. **Licenses/Certifications** : * Ability to obtain required licenses, SIE, Series 7 license , Series 66 license , ... Chartered Retirement Plan Specialist (CRPS) and the Accredited Investment Fiduciary (AIF) Designation, within one (1) to three (3) years of hire, to be determined by management. **Job:** Product Management **Primary Location:** US-FL-St. Petersburg-Saint… more
- Edward Jones (Tempe, AZ)
- …a potential new associate: Hiring Minimum: $70659 Hiring Maximum: $116516 **Skills/Requirements** + Series 7 license required that is currently active and ... held for a minimum of one year + Series 9, 10, 24, and 66 licenses are required...within 4 months of hire + Preferred Requirements:* Insurance license * General knowledge of compliance or industry experience* Bachelor's… more
- JPMorgan Chase (Fayetteville, NY)
- …and investment trades **Required qualifications, capabilities, and skills** + A valid and active Series 7 license is required or may be obtained within ... Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life and Health Insurance license must be obtained within 60 days of starting in… more
- Charles Schwab (New York, NY)
- …degree or equivalent work related experience preferred + Must have an active and valid FINRA Series 7 license required + Active and valid FINRA Series ... 63 license required + Minimum of 5- 7 years of financial services industry + Must have RIA relationship management experience. + Our ideal candidate will be an… more
- Charles Schwab (Westlake, TX)
- …planning capabilities. **What you have** + CFP(R) designation required + Active and valid FINRA Series 7 license required (may be obtained within the first ... 120 days condition of employment) + Active and valid FINRA Series 63/65 or 66 license required (may be obtained with 120 days condition of employment) + Minimum… more
- Bank of America (Little Rock, AR)
- …Securities Industry Essentials (SIE), Series 7 , 63 & 24 (Must obtain SIE, series 7 & 63 license within 180 days of start date. Must obtain series ... 24 within one year of start date) **Desired Skills:** + Existing knowledge of the market preferred. + Active member/participation in local community organizations **Skills:** + Leadership Development + Performance Management + Relationship Building + Risk… more
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