- JPMorgan Chase (Brooklyn, NY)
- …manage risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for ... is a global leader across investment banking, wholesale payments, markets and securities services . The world's most important corporations, governments and… more
- Citigroup (New York, NY)
- …product organisation within Securities Services . DDI clients are Securities Services lines of business including Custody, Funds, Execution, ... and Issuer services and also, the business aligned technology and operations teams. Finally,...will collaborate with application owners, central data teams, and business stakeholders to integrate Securities Services… more
- Wells Fargo (New York, NY)
- …and corporate governance activities. For additional information on this line of business , refer to the external Careers Site at Wellsfargo.com/career. **In this ... and other public disclosures, corporate treasury activities, corporate governance, and securities law compliance matters. + Review, provide comments, and advise on… more
- SMBC (New York, NY)
- …this knowledge and applicability to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services and business of ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...and Core Competencies/Skills: + A solid foundation in US securities laws and regulations and broker dealer operations… more
- HSBC (New York, NY)
- …internal control, or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal ... control processes within MSS, to provide comfort that the business is operating in line with relevant laws, regulations,...any other trait protected by applicable law. **Job Field:** Securities and Broking Services **Primary Location:** North… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...in leading a team of associates providing guidance to business partners; oversight/surveillance to the firm's daily transactions and… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... Legal and Compliance Division provide a wide range of services to our business units. They might...is primarily responsible for assessing activities within the Institutional Securities Group (ISG), including Sales and Trading (Equities, Fixed… more
- Tradeweb (Jersey City, NJ)
- …+ 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical and accounting ... department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... skills and be able to work effectively with key clients, including the Business Unit, Credit Risk Management, Operations , Technology, and a variety of… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $95,000 - $110,000 USD TD is committed ... job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the… more
- Citigroup (New York, NY)
- …experience** **Degree in Quantitative Fields such as Economics, Engineering, Operations Research, Business Finance, or Mathematics.** **Previous experience ... Analyst within Citi's Institutional Credit Management ("ICM") Credit Underwriting Asset Backed Securities ("ABS") team works with senior Underwriters and the ABS … more
- Citigroup (New York, NY)
- …through complex deliverables. Provides advice and counsel related to the technology or operations of the business . Work impacts an entire area, which eventually ... considering their application within their own job and the business . Recognized technical authority for an area within the...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Amazon (New York, NY)
- …digital transformations through effective engagement with C-level executives, line of business owners, IT leaders, architects, developers, and others. You are ... establishing Amazon Web Services as the key cloud technology provider across the...attaining both their operational and innovation goals. You deliver business outcomes while guiding them to become more agile,… more
- Deloitte (New York, NY)
- …the future Preferred qualifications + Strong working knowledge of a range of financial services business models, products, and services particular to the ... Financial Services Investment Operations Risk Management Senior...a recognized leader in helping our clients solve complex business problems and in providing professional services … more
- Thrivent Financial (Westbury, NY)
- …researching and communicating inquiries regarding their accounts and supports the daily operations of the practice, including, but not limited to: answering the ... Financial computer systems and programs in support of client relations, supports securities and insurance related tasks and other administrative tasks as assigned.… more
- Morgan Stanley (New York, NY)
- …for existing Bank products or services or offering a brand-new product or service . The US Banks Business Risk New Product Approval AVP will be responsible ... Lending activity recorded in the US Bank Subsidiaries from the Institutional Securities business segment primarily includes Secured lending facilities and… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $170,000.00 - $225,000.00 USD TD is committed ... use of professional methodology especially using Agile approach + Partnership with Business Owner(s), Technology, Operations & Risk groups to remove impediments… more
- TD Bank (New York, NY)
- …Currently hiring in Mt. Laurel, NJ, New York, NY and Boston, MA. The Wealth Operations Business Mgmt. Specialist manages a diverse portfolio of business ... infrastructure an in alignment with risk appetite + Ensures business operations are in compliance with applicable...expertise + Supports a positive work environment that promotes service to the business , quality, innovation and… more
- Citigroup (Jersey City, NJ)
- …the margin ecosystem. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash… more
- Citigroup (Jersey City, NJ)
- …be assigned as required. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full ... transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this… more