- Truist (Charlotte, NC)
- …at medium to large financial institution 4. Certified Regulatory Compliance Manager (CRCM) **General Description of Available Benefits for Eligible ... combination of education and work experience 2. 12 years of financial industry experience, including compliance /risk management and leadership/managerial… more
- City National Bank (Charlotte, NC)
- **QC/QA COMPLIANCE MANAGER , 1LOD CREDIT PRODUCTS,** **Private Bank -** **_Hybrid Work Schedule, Charlotte, NC., Los Angeles, CA._** **WHAT IS THE OPPORTUNITY?** ... local, state and federal lending and quality control and compliance laws, regulations and issues.The QC/QA Manager ...and accountable for appropriate quality controls related to the financial products the bank provides, the services the bank… more
- Bank of America (Charlotte, NC)
- EAC Compliance & Operational Risk Manager Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make ... financial lives better through the power of every connection....and takes initiative The Enterprise Area of Coverage (EAC) Compliance & Operational Risk (C&OR) Manager is… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Enterprise Architecture Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank ... are guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (Charlotte, NC)
- Compliance & Operational Risk Manager - Quality...are guided by a common purpose to help make financial lives better through the power of every connection. ... Negotiation + Process Management + Written Communications **Job Description Summary** The Compliance and Operational Risk (C&OR) Manager is responsible for… more
- Truist (Charlotte, NC)
- …interpretation, and enterprise risk analysis to the Premium Finance Senior Risk Management and Compliance Manager and the Premium Finance LOB. Serve as a point ... 9. Serve as a backup to the Premium Finance Senior Risk Management and Compliance Manager in the review, analysis and approval of consumer complaint responses.… more
- US Bank (Charlotte, NC)
- …One. **Job Description** Job Description The Corporate Audit Services (CAS) Senior Audit Manager - International Compliance is a senior level management position ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to... business partners and key stakeholders The Senior Audit Manager also has strong knowledge of Compliance … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Global...are guided by a common purpose to help make financial lives better through the power of every connection. ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- TIAA (Charlotte, NC)
- …Compliance Manager is responsible for helping to execute the Financial Crimes Compliance Testing Plan (including anti-money laundering and sanctions) ... and work with business partners and stakeholders to promote compliance with Financial Crime compliance regulations. **Key Responsibilities and Duties**… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Atlanta, Georgia **Job Description:** At Bank of America, we are guided by a common purpose to ... help make financial lives better through the power of every connection....+ Negotiation + Process Management + Written Communications The Compliance and Operational Risk (C&OR) Manager is… more
- USAA (Charlotte, NC)
- …The CFO Compliance team is looking for a very hardworking and motivated Compliance Risk Manager Lead - CFO/Treasury Compliance to provide second-line ... degree. + 8 or more years relevant experience in compliance , risk, legal or audit within the financial... compliance , risk, legal or audit within the financial services or insurance industry. + Demonstrated experience working… more
- Bank of America (Charlotte, NC)
- EAC Compliance and Operational Risk Manager - Enterprise Data Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose ... to help make financial lives better through the power of every connection....job is responsible for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management -… more
- Robert Half (Charlotte, NC)
- …consulting firm. Where We Need You Protiviti is looking for a Risk and Compliance Manager to join our growing Operational Enterprise Risk team. Protiviti's ... JOB REQUISITION Risk and Compliance Operational Enterprise Risk Manager LOCATION...related field). + 5 + years working in regulatory compliance either in professional services or the financial… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager - Control...are guided by a common purpose to help make financial lives better through the power of every connection. ... families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the importance of working… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Chicago, Illinois; Pennington, New Jersey **Job Description:** At Bank of America, we are ... guided by a common purpose to help make financial lives better through the power of every connection....job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line… more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager Charlotte, North Carolina;Pennington, New Jersey **Job Description:** At Bank of America, we are guided by a common ... business controls team and other internal departments, such as Legal, Operations, Financial Crimes Compliance , and broker-dealer Supervision + Work closely with… more
- US Bank (Charlotte, NC)
- …best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We ... from Day One. **Job Description** The Corporate Audit Services Senior Audit Manager supports internal audit leadership, in providing the Audit Committee and senior… more
- USAA (Charlotte, NC)
- …that really matters. At USAA, we have an important mission: facilitating the financial security of millions of US military members and their families. Not all ... of what makes us so special! **The Opportunity** As a dedicated **Audit Manager ,** you will lead and implement complex audit engagements throughout the audit… more
- CBRE (Charlotte, NC)
- Quality & Compliance Manager - onsite Job ID 151569 Posted 24-Jan-2024 Service line GWS Segment Role type Full-time Areas of Interest Facilities Management, Risk ... of America **ABOUT THE ROLE** As the Quality & Compliance Manager , your primary responsibility is to...people. Ability to assess circumstances, empathize and offer help. Financial Knowledge Requires in-depth knowledge of financial … more
- Bank of America (Charlotte, NC)
- Compliance and Operational Risk Manager (Security Log Management) Charlotte, North Carolina;Jersey City, New Jersey **Job Description:** At Bank of America, we ... are guided by a common purpose to help make financial lives better through the power of every connection....to make a difference. Join us! **Role Responsibilities:** The Compliance and Operational Risk (C&OR) Manager is… more