- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide...business units, rules and regulations on moderate to high risk compliance matters + Monitor and independently… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will...to simplify and drive consistency of solutions to strengthen compliance risk management + Support effective coordination… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Lead Compliance Officer ** in Corporate Risk as part of **Global Treasury Management Compliance .** ... areas and business divisions at wellsfargojobs.com . As the Lead Compliance Officer , you will...and monitoring of business group risk based compliance programs + Maintain compliance risk… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer in Strategic Enterprise Risk Management (SERM) as part of Enterprise ... Lead the execution and aggregation of the Enterprise Risk Report (ERR) + Act as an advisor to... related topics **Required Qualifications:** + 7+ years of Risk Management experience ( Compliance , Financial Crimes, Operational… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer to support the Operational Risk business aligned oversight of Wells ... Experience developing strong working relationships with key senior business, audit, legal, compliance and risk leaders. + Demonstrated experience with enterprise… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer to join the Technology and Information Security Risk Management (TISRM) ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... Finance environment, with understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. + Able… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk . ... according to standards and other applicable policies. The Senior Lead Independent Testing Officer will act as...in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and Internal Audit.… more
- US Bank (Charlotte, NC)
- …proposals, policy tests, and post implementation monitoring assessments. + Serve as Credit Risk lead for change management (PRISMs) over relevant new or modified ... role partners with leaders in the Line of Business, Risk / Compliance /Audit (RCA) Consultants, and other RCA Managers...approval of new authorities. + Assist and/or serve as lead for developing appropriate Risk Limits for… more
- Wells Fargo (Charlotte, NC)
- …Control Evaluation (EBCE), IRM partners including Risk Type Teams, Business Aligned Compliance Officer and IT&V and Audit. **In this role, you will:** + ... **About this role:** Wells Fargo is seeking a Lead Control Management Officer as part...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer Military Apprentice to join our Shared Service Operations Control Management Group. ... requiring solid understanding of the function, policies, procedures, or compliance requirements that influence and lead broader...or more areas of risk including, Operational Risk , Technology or Compliance roles aligned to… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Control Management Officer as part of the Marketing Channels, Execution, Sales ... activities and operations, and provide guidance in developing and implementing risk -mitigating strategies + Lead Control Management projects **Required… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our regulatory operations control group. This position, sitting within ... leading to the early identification and sustainable mitigation of risk . **In this role, you will:** + Lead...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank ... to the relevant business group and enterprise function + Lead the strategy and resolution of highly complex current...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. ... Leads and executes compliance risk ...existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) ... and/or functions. Leads and executes compliance risk management activities...existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- …the ISO security strategy and governance processes across TIH. 4. Manage the Risk Compliance Self-Assessment (RCSA) process and all SOX and SOC reporting; ... security questions from regulators, TIH customers and other business affiliates. 14. Lead and oversee third-party risk management program for TIH.… more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm response, crisis management, ... work closely with the Regional Security Manager, the Security Officer Team Lead , and contract security officers....you will need to pass a Tier 2 Moderate Risk Background Investigation **Job Responsibilities** + Ensure site personnel… more
- HUB International (Charlotte, NC)
- …of a vast network of experts who will help you reach your goals through risk services, claims management, and compliance support. And this gives you the peace ... and employee benefits broker, providing a broad array of property, casualty, risk management, life and health, employee benefits, investment and wealth management… more