- Truist (Charlotte, NC)
- …for additional constituencies, including Board of Directors, Investor Relations, and various regulatory agencies. Senior Financial Manager role that ... development, modeling and validation. Coordinate preparation and validation/approval of financial information provided to Internal/External/ Regulatory Reporting for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... more about the career areas and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance oversight of Swap… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... more about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance to… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer to support our regulatory operations control group. This position, sitting within ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... risk programs, risks, and controls according to standards and other applicable policies. The Senior Lead Independent Testing Officer will act as the delegate for… more
- Bank of America (Charlotte, NC)
- Senior Trust Officer Charlotte, North Carolina...are guided by a common purpose to help make financial lives better through the power of every connection. ... offering competitive benefits to support their physical, emotional, and financial well-being. Bank of America believes both in the...to make a difference. Join us! **Job Description:** The Senior Trust Officer (STO) maintains a trust… more
- TIAA (Charlotte, NC)
- **Technology Risk Officer ** The Technology Risk Officer oversees advanced technology platforms that perform data quality checks and analysis for reporting to ... on the optimal design for reporting solutions. + Monitors the regulatory environment's impact on security programs and initiatives, including the examination… more
- US Bank (Charlotte, NC)
- …skills and discover what you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position supporting Corporate Banking Private Capital ... experience Preferred Skills/Experience - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their… more
- Truist (Charlotte, NC)
- …2. Minimum ten years of experience (with demonstrated career progression) in financial institution Risk Management, Regulatory Oversight, Corporate Treasury, or ... (United States of America) **Please review the following job description:** As a senior member of the Market and Liquidity Risk Management (MLRM) team within the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer to support the Operational Risk business aligned oversight of Wells Fargo's ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to provide primary control support for the RSNIP (Retail Sales of Non-bank ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer in Strategic Enterprise Risk Management (SERM) as part of Enterprise Risk ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- Truist (Charlotte, NC)
- …product lines to provide significant strategic recommendations to the Chief Risk Officer , Executive Management and the Risk Committee of the Boards. Engage across ... as member on various Committees, Councils and Working Groups, Board meetings, regulatory agency meetings and examinations to offer 1st Line effective challenge,… more
- Truist (Charlotte, NC)
- …not limited to:** + **Tracking, reviewing, and analyzing private fund regulatory updates and assisting with implementing necessary changes across the GFOAS/TIS/TAS. ... private equity funds and other pooled vehicles).** + **Responding to different regulatory examinations and inquiries pertaining to the private fund complex.** +… more
- Fifth Third Bank, NA (Charlotte, NC)
- …significant issues to senior management. + Assist in closing regulatory , audit and self-identified financial crimes-related program deficiencies and other ... in banking at Fifth Third Bank. GENERAL FUNCTION: The Financial Crimes (FC) Officer I must have...policies, procedures and tools, and increase efficiency. + Monitors financial crimes-related regulatory and industry developments and… more
- USAA (Charlotte, NC)
- …governance, and investment operations. Provides investment insight and advice to senior leaders to influence line-of-business and enterprise capital, liquidity, and ... risk management decisions. As a highly visible member of the financial management team, will have frequent personal interaction with and substantial influence on all… more
- Truist (Charlotte, NC)
- …and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement strategies and methods related to the compliance ... and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives...of education and work experience 2. Eight years of financial institution experience 3. Five years of direct experience… more
- US Bank (Charlotte, NC)
- …analytical coding a plus - Considerable understanding of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...Participate and/or act as lead representative for Credit on Regulatory exams. + Perform analysis and risk assessments of… more
- Wells Fargo (Charlotte, NC)
- …accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively ... **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part of **Global Treasury Management Compliance.** Learn more about… more
- Truist (Charlotte, NC)
- …within the Risk Management Organization (RMO), operating under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent ... periodic quantitative and qualitative assessments of risk management practices. 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some… more