- USAA (Plano, TX)
- …USAA?** As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst executes independent testing under the ... laws/regulations. Conduct appropriate, independent testing to ensure operational risks and compliance requirements are adhered...recommendations to remediate issues. Manage all aspects of a compliance and operational risk test… more
- Bank of America (Plano, TX)
- Compliance and Operational Risk ...+ Monitoring, Surveillance, and Testing + Regulatory Compliance + Reporting + Advisory + Risk ... job is responsible for executing second line of defense compliance and operational risk oversight...FLU/ECF or the Company (EAC) through monitoring, assessment and testing activities + Directly or via a team, documents,… more
- JPMorgan Chase (Plano, TX)
- …control designers and operators. + Conduct Testing and Monitoring and identify operational risk control gaps. + Develop and/or challenge KPIs / KRIs related ... also participate in efforts to develop data-driven and automated testing approaches to risk identification and control...+ Knowledge of second line risk management ( operational risk and compliance ) practices… more
- JPMorgan Chase (Plano, TX)
- …As a Technology Resiliency Risk Lead, you will report to the Head of Compliance , Conduct, Operational Risk (CCOR) Resiliency Risk and work across ... results to technical/non-technical audiences through senior levels within the firm. The Compliance , Conduct, and Operational Risk Technology & Cybersecurity… more
- Citigroup (Irving, TX)
- …and regional MCA teams. The position requires a solid conceptual/practical grounding in both Operational and Compliance Risk Management as well as current ... of Citi's MCA Program by driving compliance to Policy, Procedures. The Operational Risk Sr Analyst is a seasoned professional role. Applies in-depth… more
- US Bank (Dallas, TX)
- …& Compliance (RM&C) team within CAS, specifically focusing on the following risk management topics: operational risk frameworks, operational loss ... testing approaches (SR 15-19), escalated adverse events, and risk identification The RM&C division within US Bank is...developing an appropriate risk -based audit plan for Risk Management focusing on operational risk… more
- Bank of America (Fort Worth, TX)
- …documents, and escalates defects identified during testing , working closely with Compliance and Operational Risk officers and/or Front Line Unit ... preliminary reporting and analysis of results, and collaborating with Compliance and Operational Risk officers...Rules, and Regulations + Quality Assurance Team Overview Global Risk Analytics (GRA) and Enterprise Independent Testing … more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... For this role, we are looking for a candidate with good understanding of risk management, operational risk and control evaluation methodologies with an… more
- USAA (Plano, TX)
- …complex models. Executes the model audit review process compliant with the written risk and compliance policies and procedures which require independence. We ... testing plans for models that require expert model risk knowledge and skills. + Develops plans, reviews peers'...the independent model audit process compliant with the written risk and compliance policies and procedures at… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance skill in a complex operational and regulatory environment. + Knowledge ... special! **The Opportunity** As a dedicated **Audit Manager - Operational Risk Management/Fraud Risk ** ,...provides feedback on planning and scoping, and review of risk assessment and testing that demonstrates critical… more
- JPMorgan Chase (Plano, TX)
- …with internal and external technology audits (3rd Line of Defense), CCOR Operational Risk Management deep dives and testing (2nd Line of Defense), and the ... a pivotal role in mitigating tech risks and upholding operational excellence, driving innovation in risk management....LOB, you will be responsible for identifying, and mitigating compliance and operational risks in line with… more
- Huron Consulting Group (Dallas, TX)
- …of banking regulations, policies, and governance to help clients build robust risk management frameworks and ensure regulatory compliance . Within the Enterprise ... to clients: * Risk Governance Framework * Risk Organizational Design * Control taxonomy and testing...+ **Policy and Governance** : Design, review, and enhance risk policies and governance structures to ensure compliance… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Broad ... **The Opportunity** As a dedicated **Senior Audit Manager -** ** Operational Risk Management/Fraud Risk ** **,**...team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions… more
- PNC (Dallas, TX)
- …Critical Thinking, Effective Communications, Industry Knowledge, Internal Controls, Operational Risk , Organizational Governance, Process Management, Regulatory ... C&IB providing technology risk expertise focusing on risk and compliance work sets and act...includes consultation on the executable program components. Preferred qualifications; Risk and Control Self Assessments (RCSA) Design testing… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... risk policies and programs; + Drive collaboration between the risk , compliance , technology, Enterprise Supplier Management, and other business support… more
- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... + Develop and implement Business as Usual (BAU) stress testing procedures that inform risk identification and...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Capital One (Plano, TX)
- …and partner closely with senior business and risk office leaders, technology, compliance , legal, and operational risk . **In your role, you will:** ... enables business partners to tackle major company challenges in operational resiliency. In this role, you will lean into...partners in managing their Business Continuity Plans, and executing risk -based testing in order to validate control… more
- Bank of America (Dallas, TX)
- …industry data, covenant compliance , and collateral appraisals to ensure compliance with the bank's risk appetite. Job expectations include completing ... the risk is within the bank's defined risk appetite, using knowledge of stress testing ...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- Citigroup (Irving, TX)
- …regulatory risk project management support (business requirements, analysis and testing ) for delivery of regulatory solutions. (ie CECL, Part 30 core ... credit and operational policies and procedures. + Demonstrate financial and risk reporting knowledge as well as experience from the business and/or technical… more
- USAA (Plano, TX)
- …performing internal audits, external audits, or applying audit, risk , or compliance acumen in a complex operational and regulatory environment. + Experience ... of advanced quality assurance programs across actuarial, financial, and banking model risk , ensuring rigorous testing , and adherence to internal audit standards.… more