- Wells Fargo (New York, NY)
- …experience, training, military experience, education **Desired Qualifications:** + Direct experience with Equity Research and related control frameworks + ... today. **About this role:** The Corporate & Investment Banking ( CIB ) Control Team is responsible for the...Demonstrated understanding of rules and regulations applicable to the Equity Research business + Experience with operational… more
- Mizuho Corporate Bank (New York, NY)
- Americas Compliance + Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in ... professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and … more
- JPMorgan Chase (Brooklyn, NY)
- …a top-tier bank, preferably in a CIB -equivalent line of business or equity /credit research with focus on financials + Strong understanding of and ability ... **Description:** The Commercial & Investment Bank ( CIB ) Finance and Business Management (F&BM) group provides...'s business strategy and helps to ensure a sound control environment. Within F&BM, the four major areas of… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research , fixed income products, derivatives, ... Manager, First Line Operational Risk and New Initiatives, US Internal Control **Requisition ID:** 200806 **Salary Range:** 85,700.00 - 159,100.00 _Please note that… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research , fixed income products, derivatives, ... the dots" across the Bank with tight coordination and partnership with business ( CIB , GCM, GTB) and cross-functional teams (eg, HR, Finance, RBI, Technology), while… more