- US Bank (New York, NY)
- …from Day One. **Job Description** Job Description The Corporate Audit Services (CAS) Senior Audit Manager - International Compliance is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...audit subject matter teams (eg, Business Lines, Technology, Anti- Money Laundering, Model, Risk Management, Data, etc.) to ensure… more
- US Bank (New York, NY)
- …from Day One. **Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager supports internal audit leadership in ... on claims, disputes, complaints, and card operations processes. The Senior Audit Manager will lead...Coordinating audit activities by integrating other internal audit subject matter teams (Anti- Money Laundering, Compliance,… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager is a senior level management position that ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...Coordinating audit activities by integrating other internal audit subject matter teams (Anti- Money Laundering, Compliance,… more
- US Bank (New York, NY)
- …administration, credit rating assignments, problem loan management, etc.). This role supports the CAS Senior Audit Manager - Credit Risk Portfolio Reviews in ... the office location for the other days._ The Corporate Audit Services (CAS) Audit Project Manager...providing the Audit Committee and senior management with independent… more
- CIBC (New York, NY)
- …adherence to IA Department standards** **Perform work under the direction of the Internal Audit Manager , which can include individual or multiple audit ... audit programs** **Determine scope of review in conjunction with the Audit Manager ** **Review the suitability of internal control design** **Conduct … more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** The Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance ... global policies and governance. + Assist with regulatory and audit requests. **Qualifications/Competencies/Accreditation** + 4 years college/university Degree. +… more
- Bank of America (New York, NY)
- …+ Should be able to independently draft quality reports and present results to senior audit management across the globe, and engage in discussions about risk ... Quality Assurance Manager - AML/GFC Charlotte, North Carolina;New York, New...This job is responsible for overseeing assigned areas of audit work acting as an Auditor-in-Charge (AIC), and executing… more
- Bank of America (New York, NY)
- Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk New York, New York;Jersey City, New Jersey; Charlotte, North Carolina ... us! **Job Description:** This job is responsible for executing substantive money laundering, economic sanctions and fraud compliance and operational risk practices.… more
- Bank of America (New York, NY)
- …the market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of ... Merrill Market Client Relationship Manager New York, New York **Job Description:** This...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Morgan Stanley (New York, NY)
- …efforts. Including governance, oversight and execution of the Firm's Anti- Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities ... Control Team to perform root-cause analysis of anomalies. * Act as a project manager and key contact responsible for communication and maintenance of the team book… more
- Bank of America (New York, NY)
- …an impact, along with the power to make a difference. Join us! The Senior Quantitative Financial Analyst will contribute to the Corporate Audit function's ... coverage of various types of models used for anti- money Laundering (AML) transaction monitoring, economic sanctions and fraud...model types. Oversees and executes the assigned areas of audit work, providing day to day coaching and guidance… more
- Intuit (New York, NY)
- …a mission-driven, global financial platform company that helps our customers put more money in their pockets, eliminate work and drudgery, and ensure every financial ... a part of the QuickBooks Capital Servicing and Collections team working alongside senior leaders to drive one of the lending organization's critical functions. This… more
- M&T Bank (Buffalo, NY)
- …strategic direction for assigned product lines, and presents business plans to senior management and employees. + Responsible for sales and sales channel strategy. ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Citigroup (New York, NY)
- The Compliance Anti- Money Laundering (AML) Risk Management Senior Director is a senior management level position responsible for establishing internal ... procedures to prevent money laundering and assist in all matters concerning financial...training, as required + Serve as a key risk manager and thought leader with Citi Risk Management +… more
- Bank of America (New York, NY)
- …contributes to the direction and drives the development of enterprise-wide money laundering, economic sanctions, and fraud compliance and operational risk practices ... be able to navigate across multiple FLU Executives and Senior Leaders. The candidate will be responsible for assignments...effective processes across GWIM FLUs. This person will manage Audit and Regulatory Exam responses and manage Monitoring &… more
- Neuberger Berman (New York, NY)
- …Reply to investor queries around fund performance, NAVs, taxes, and other areas. + Assist audit and tax professionals in year end audit and tax reporting + ... Various ad-hoc requests from senior management, portfolio managers, and investor relations + Assist...act and operate independently with minimal daily direction from manager to accomplish objectives + Ability to work cooperatively… more
- Morgan Stanley (New York, NY)
- …segment primarily includes Securities-based lending, which allows clients to borrow money against the value of qualifying securities, and Residential real estate ... in a highly regulated environment. *Experience in operations, finance, compliance, or audit is a plus. *Bachelor's Degree in; Finance, Economics, or Business is… more
- Neuberger Berman (New York, NY)
- …role would be able to represent the function in presentations with senior leadership, with regulators, and with prospective and existing institutional clients during ... counterparty exposures, private fund exposures, and reporting related to money market sweep vehicles used + Perform semi-annual CAMEL...committees + Respond to ad hoc RFP, regulatory and audit , and due diligence inquiries + Participate in due… more
- Neuberger Berman (New York, NY)
- …fund reviews, partner capital analysis, supplemental disclosures, and year-end audit support. + Ensuring that transactional activity is appropriately recorded ... and written communicate skills, able to confidently interact with Senior NB Almanac team members. + Desire to work...1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm… more
- Neuberger Berman (New York, NY)
- …support growth and evolving business needs + Interact and coordinate with senior leadership across broad functional areas, including Portfolio Managers, Legal & ... MBA, CFA, FRM preferred + Fund Compliance, front office trading, Operations or Audit experience also highly desirable + Executive level communicator with the ability… more