- ManpowerGroup (Minneapolis, MN)
- ** Brokerage Account Specialist - MUST HAVE Current Series 7 License** **Are you a customer service champion with a passion for helping people?** **Do you ... **10** motivated individuals to join our team in **Minneapolis, MN** as ** Brokerage Account Specialists** . **Location:** Minneapolis, MN **Schedule:** Hybrid… more
- Truist (Richmond, VA)
- …The location is 1001 Semmes Avenue, Richmond, Virginia. Responsible for transitioning brokerage accounts to managed accounts and performing maintenance of managed ... account attributes to include reviewing relevant documentation for appropriateness....may change from time to time. 1. Transition transactional brokerage accounts to managed and managed accounts to transactional… more
- Truist (Richmond, VA)
- …The location is 1001 Semmes Avenue, Richmond, Virginia. Ensure that all brokerage accounts are opened and maintained accurately, including the review and cataloging ... documentation. Assist front office with inquiries and processing items related to account opening, maintenance, documents, back office systems, or general account… more
- Motion Recruitment Partners (St. Louis, MO)
- Brokerage Customer Complaints Specialist St. Louis, MO **Hybrid** Contract $32.31/hr - $36.41/hr Outstanding contract opportunity! A well-known Financial ... Services Company is looking for a Senior Brokerage Customer Complaints Specialist in St. Louis,...& Orthodontia Benefits + Vision Benefits + Health Savings Account (HSA) + Health and Dependent Care Flexible Spending… more
- Motion Recruitment Partners (St. Louis, MO)
- Series 7 Brokerage Customer Service Specialist St Louis, Missouri **Hybrid** Contract $29.11/hr - $32.8/hr Outstanding long-term contract opportunity! A ... Financial Services Company is looking for a Customer Service Specialist in St Louis, MO (Hybrid). Work with the...and verbal communication skills **Desired Skills & Experience** + Brokerage operations experience **What You Will Be Doing** +… more
- Motion Recruitment Partners (Irving, TX)
- Brokerage Customer Service Specialist Irving, TX **Hybrid** Contract $32.31/hr - $36.41/hr Outstanding long-term contract opportunity! A well-known Financial ... contact/service in financial services, administrative support, underwriting, quality assurance, brokerage operations, client account supervision, risk, and… more
- TD Bank (New York, NY)
- …to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay ... Director - TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects...all aspects of the TD Prime Services business, Prime Brokerage ("PB"), which include but are not limited to… more
- Citizens (Johnston, RI)
- …colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed ... accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as well as effectively with other teams. Successful Trade Desk Specialists will display strong written and… more
- AON (Chicago, IL)
- Considering a job change? Take a look at Aon! We are seeking an Account Specialist I to work in a hybrid role with our Captives team in Chicago! Aon is in the ... clients succeed. What the day will look like The Account Specialist I will assist Account...standard and unique coverage needs for submissions with the Brokerage Unit. + Manages client open items lists and… more
- HUB International (St. Paul, MN)
- …Client Account Specialist ** , you will provide professional, courteous account management and brokerage services to assigned clients, having the primary ... by developing relationships with others **Your job responsibilities as a Client Account Specialist :** + Serve as the primary consultant to the client working… more
- Charles Schwab (Phoenix, AZ)
- …quo" and transform the finance industry together. The Managed and Advised Account Operations Advisor Services (MAAO) team performs a variety of functions primarily ... Money Managers all over the country that are enrolled in Schwab's Managed Account products. MAAO partners with a number of internal business partners, all sharing… more
- Vanguard (Malvern, PA)
- …preferred + Domain knowledge and experience in developing and servicing Brokerage Account capabilities using REST APIs, middleware solutions, databases ... Job Description + Vanguard has a Senior Solutions Architect/ Brokerage Platform opportunity with our Personal Investor Technology...We are looking for someone with broad and deep brokerage platform domain experience. Brokerage is at… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Middle Office Manager in researching trades for trade review. + Review of brokerage account maintenance documents such as obtaining updated 2111 Forms, SMMP ... brokerage regulatory and sales supervision functions for institutional brokerage new account set up, trade review,...Extended viewing of CRT screen. Institutional Brkg Middle Off Specialist I LOCATION -- Cincinnati, Ohio 45202 Fifth Third… more
- WTW (Chicago, IL)
- …mitigate, and transfer risk, taking advantage of our global capabilities, specialist 's industry experience and unparalleled market know-how. The result is a ... Global Services & Solutions team is an industry leading brokerage team built to drive a more effective process...Cost of Risk. We are seeking an **Associate Global Specialist ** for our Global Services and Solutions practice that… more
- WTW (New York, NY)
- …mitigate, and transfer risk, taking advantage of our global capabilities, specialist 's industry experience and unparalleled market know-how. The result is a ... Global Services & Solutions team is an industry leading brokerage team built to drive a more effective process...Services & Solutions model as follows: + **Associate Global Specialist ** : First point of contact and day-to-day management… more
- Fifth Third Bank, NA (Cleveland, OH)
- … brokerage new account applications, review of margin and option account applications, review of brokerage account maintenance documents including but ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: Performs brokerage and insurance regulatory sales supervision functions for the broker-dealer and… more
- WTW (Houston, TX)
- …mitigate, and transfer risk, taking advantage of our global capabilities, specialist 's industry experience and unparalleled market know-how. The result is a ... Global Services & Solutions team is an industry leading brokerage team built to drive a more effective process...Services & Solutions model as follows: + **Senior Global Specialist ** : First point of contact and day-to-day management… more
- Equitable (Charlotte, NC)
- …large and small group settings - in person and virtually + Managed account , mutual fund, and brokerage experience **Preferred Qualifications:** + Experience ... Investment Product Sales Specialist (Remote Possible) ( 230000Z3 ) **Primary Location**...events. The products and services supported are advisory and brokerage accounts - including mutual funds, equities, fixed income,… more
- Charles Schwab (Omaha, NE)
- …Choice Investment Services (PCIS) helps companies, and their employees manage brokerage -related products and services in their retirement plans. PCIS is growing ... Third-Party Administrators (TPAs) and Investment Advisors. As an iPCRA Institutional Specialist , you will provide a wide range of service and operational… more
- CNO Financial Group (Chicago, IL)
- …skills, and location. This position is bonus eligible. The Sr. Funding Specialist will perform brokerage transaction processing duties. These duties include ... and providing periodic data to senior management. **As a Sr. Funding Specialist , your responsibilities will include:** + Reviewing and initiating incoming and… more