- Citigroup (Tampa, FL)
- …or preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** ... Serves as a Privacy and Responsible Data compliance risk officer for Independent ...monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/ product … more
- MUFG (Irving, TX)
- …day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment Banking ... Global Corporate & Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management of a robust … more
- Citigroup (O'Fallon, MO)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Ofallon ... Serves as a senior compliance risk officer for Independent ...product , including cross-border impact. + Advising ICRM and function/business/ product management and personnel on regulatory and compliance… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... the Research Department , guidance on Research Publications, The Global Research Settlement , capital formation rules, laws and...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... control reviews. + Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Irving, TX)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Irving ... Serves as a compliance risk officer for Independent ...Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported function/business/ product… more
- International Rescue Committee (New York, NY)
- Requisition ID: req52161 Job Title: Program Officer , Monitoring & Compliance Sector: Monitoring & Evaluation Employment Category: Regular Employment Type: ... NY HQ USA Work Arrangement:Hybrid Job Description Job Overview: The Program Officer , Monitoring and Compliance sits within IRC headquarters Resettlement, Asylum… more
- Morgan Stanley (New York, NY)
- …* Global Financial Crimes: Institutional Securities Group Financial Crimes Advisory Officer * **Location:** *New York-New York* **Requisition ID:** *3250301* ... with exceptional ideas, committing to diversity and inclusion, and giving back. About Global Financial Crimes In Global Financial Crimes (GFC), you will play… more
- Citigroup (Tampa, FL)
- …business and other global functions to drive a strong culture of compliance and support the principles of responsible finance. Citi's Global DCI Detection ... The Compl AML Core Officer is a strategic professional who stays abreast...Anti-Money Laundering (AML) proactively identifies, assesses, reports and mitigates compliance and reputational risk across business lines, products, legal… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate- Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... + Develop and maintain a deep understanding of the Global Banking & Markets product spectrum +...of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB GMC Associate. +… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the New Product , Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... management functions for Structured Derivatives and Lending exposures booked within the Global Commodities line of business * Product coverage includes eg… more
- Morgan Stanley (New York, NY)
- …self-regulatory agencies that govern the firm's businesses. Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk ... principal responsibilities of this position include: > Assisting in the Firm's robust global compliance program for the Volcker Rule. > Recommending and… more
- Morgan Stanley (Baltimore, MD)
- …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... Morgan Stanley is a leading global financial services firm providing a wide range...**Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Sr. Officer is accountable for management of complex/critical/large professional disciplinary areas. Requires a ... with control functions such as Strategy & Procedures team, Operations and Oversight, Product and Function ICRMs and Compliance Independent Assessment heads, and… more
- Bosch (Burnsville, MN)
- …voice, sound and music complete our offering. **Job Description** The Foreign Trade Compliance Officer is responsible for ensuring that Bosch Security Systems ... committed to improving the quality of life on a global scale. Bosch Security Systems is a leading ...lives, buildings and assets is the major aim. Our product portfolio includes video surveillance, intrusion detection, fire detection… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... for ICRM. + Analyzing complex comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of … more
- Citigroup (Tampa, FL)
- The Third Party Officer ("TPO") is a dedicated role part of Citi's Third Party Risk Management program, responsibility for ensuring effective risk management ... trigger update of Risk Assessment + Verifying third party's compliance to required policies and controls + Partnering with...a plus + Demonstrates knowledge of in-scope business and product areas + Excellent communication skills in English, both… more
- Citigroup (Uniondale, NY)
- **Citi Commercial Bank - Commercial Lending Management - Credit Officer , Consumer Products & Retail, SVP** **Description** Citi's US Commercial Bank (CCB) is a ... serves as an in-business credit function organized around our strategic industries and global target market approach. CLM plays a critical role of the client… more
- Morgan Stanley (Los Angeles, CA)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory,... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with the Senior… more