- Zelis (St. Petersburg, FL)
- …senior compliance professional to advance and lead the way Zelis Payments approaches KYC and customer due diligence while bridging onboarding processes with ... Management. Responsibilities: + Develop and oversee a framework for KYC and customer due diligence, including customer risk rating measures to ensure compliance… more
- Morgan Stanley (New York, NY)
- …to address unique or novel situations, recognize risks and draw out key issues - Perform Client Due Diligence review in support oof the Firm's new client ... We're seeking someone to join our team as a Client Onboarding Regulatory Services Director as part...US banking regulatory environment. - Strong understanding of the Client Onboarding Process and documentation/information specific to KYC… more
- Comerica (Dallas, TX)
- …for leading a team of colleagues and advising the business in the onboarding, client due diligence, transaction monitoring and risk related process for Payment's ... Client & Transaction Risk Director The Business... diligence framework for initial and on-going refresh of client due diligence * Partners with the 1LOD… more
- JPMorgan Chase (San Antonio, TX)
- …industry trends, and promoting efficiency through automation. Additionally, you will manage AML/ KYC due diligence, client relationship management, process ... will be tasked with the development and maintenance of client relationships, risk management, and coordination with various sectors...prospecting list and effort + Timely completion of all AML/ KYC due diligence; includes the dynamic updates… more
- S&P Global (New York, NY)
- …solution for counterparties to manage the onboarding workflow by sharing client , tax, regulatory, constitutional documents, and data to support account onboarding, ... KYC and legal review. + Development and execution of...planning with the Account Management team and the existing client base to identify new initiatives and partnership opportunities.… more
- S&P Global (Dallas, TX)
- …of ThinkFolio, iLEVEL, EDM, WSO, Corporate Actions, CLM Pro, Onboarding Accelerator, KYC and other Enterprise Solutions products . We use our extensive project ... year, this this allows us to deliver hundreds of successful client engagements spanning multiple segments and industry verticals **Responsibilities and Impact:**… more
- Citigroup (New York, NY)
- …capabilities Citi can offer, and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible ... assessments of significance and likelihood of risks in key client / banker processes including onboarding, KYC and...technology supports unit's business, as well as the issues due to gaps between the current technology and known… more
- Scotiabank (New York, NY)
- …subject matter expertise and assists in the 2nd Line oversight of Scotiabank US's KYC / Due Diligence Advisory activities and managing policy development. The ... lines of defense, including GBM business units, 1A US Client Onboarding, 1B Regulatory Operations and Controls, US AML...by the US BSA/AML Officer and US BSA/AML Program Director . + Champions a customer focused culture to deepen… more