- Vanguard (Malvern, PA)
- …taken to mitigate risk and maintains control, compliance , audit, and legal requirements. + Builds and maintains strategic relationships across sites, ... business and proactively manages business unit expenses accordingly. + Employs strategic thinking and coordinates annual business planning and long-term planning for… more
- ZF (Washington, MI)
- …agreed with Compliance Head ) to promote the ethical behaviors mandated for legal compliance and adherence to the ZF Way, Values and Principles, support ... Head of Operations Legal Country/Region: US...drive all global legal activities and ensure compliance with regulatory requirements and strategic goals.… more
- T. Rowe Price (Baltimore, MD)
- … Officer for T. Rowe Price Mutual Funds and for the main US advisors. The Head of Compliance , North America will provide advice and recommendations to all levels ... of Directors for Fund CCO duties and to the Head of Global Compliance for all other...regulatory expectations and laws. This position helps set the strategic direction of the enterprise compliance program… more
- T. Rowe Price (Baltimore, MD)
- …invite you to explore the opportunity to join us and grow your career with us. Head of Investment Compliance Role Summary: The Head of Investment ... Investment and Trading teams while collaborating regularly with Corporate Compliance , Legal , Data, Technology, Risk and Client...of quality for all accounts across the globe. The Head of Investment Compliance is a global… more
- Scotiabank (New York, NY)
- …SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance **Requisition ID:** 199204 **Salary Range:** 174,700.00 - 286,000.00 _Please note that ... Compliance Officer for the US broker dealer and Head of Corporate Functions Compliance , The role...US Corporate Functions, including but not limited to: Employee Compliance Program; Operations; Finance; Human Resources; and Legal… more
- Takeda Pharmaceuticals (Boston, MA)
- …compliance in the design on the products and platforms. **ROLE SUMMARY** This role, ** Head of Digital Ethics & Compliance - Global Portfolio Division** , is ... embrace the digital future, the integration of ethics and compliance within our technological advancements is paramount. To realize...To realize this imperative, we seek a forward-looking and strategic leader to guide our team of dedicated DE&C… more
- Takeda Pharmaceuticals (Boston, MA)
- …the organization against potential risks and fraud. As part of the Global Ethics & Compliance team, you will report to the Head , Ethics & Compliance ... 7. Collaboration and Communication: + Collaborate with cross-functional teams, including Legal , Compliance , Internal Audit, and Procurement, to ensure a… more
- Charles Schwab (Westlake, TX)
- …believe they can help themselves, and our clients, create a better future. Director, Head of Compliance Reporting is an important leadership role within Schwab ... to Compliance Risk Management leadership, peers in Compliance , other second line functions, Legal and...or equivalent, viewed favorably. A Director helps realize the strategic direction of the companywide compliance risk… more
- Takeda Pharmaceuticals (Boston, MA)
- … in the design on the products and platforms. **DE&C by Design Head ** assumes a strategic and transformative leadership position tasked with integrating ... of working at home. **THE OPPORTUNITY** **Digital Ethics & Compliance (DE&C) is part of E&C organization and focuses...This role is instrumental in upholding Takeda's reputation, mitigating legal and regulatory risks, and fostering a culture of… more
- Neuberger Berman (New York, NY)
- …senior leadership across broad functional areas, including Portfolio Managers, Legal & Compliance , Operations, Technology, Relationship Managers, Operational ... across all asset classes, and the functionality of order management system compliance modules (such as Aladdin, Charles River, Investor Tools, and Eze Castle).… more
- Citigroup (New York, NY)
- Head of Capital Management is an enterprise Strategic role for Citigroup, owning the enterprise-wide capital planning and management processes for the group, and ... its legal entities. This important leadership position is a key member the enterprise's Strategic Planning capability. As a part of this process, the Head of… more
- Citigroup (Tampa, FL)
- …Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance , and legal senior leadership - eg, Operating Risk Forum, ... **Enterprise Functions Controls Testing Head - C15** **_Job Profile Title:_** **_Business Risk...escalate, and manage risk exposures across Risk Categories (Operational Compliance , Strategic , Reputational, etc), including material, emerging… more
- Citigroup (New York, NY)
- …Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance , and legal senior leadership - eg, Operating Risk Forum, ... **Wealth Client Segments Control Testing Head Director** The Wealth Products and Operations Control Testing Utility is responsible for the testing of controls… more
- Cambridge Savings Bank (Waltham, MA)
- …growth and project initiatives, and ensure department objectives are accomplished and in compliance with regulations. The Head of Loan Servicing will also ... POSITION: Head of Loan Servicing Summary: At Cambridge Savings...and will play an active role on the Commercial Strategic Advisory Council (FISERV) advocating for increased core functionality… more
- Citigroup (Tampa, FL)
- …Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance , and legal senior leadership - eg, Operating Risk Forum, ... **Finance Controls Testing Head Director** The Global Functions Control Testing Utility...COO organization's Central Controls Capabilities team; and is a strategic - and execution-oriented leadership role accountable for end-to-end control… more
- Citigroup (Getzville, NY)
- …stakeholders including Front Office Sales and Trading Desks, Banking Deal teams, Compliance , Legal , Finance and HR; alongside having significant interaction with ... going are investing in a multi-year Tech Transformation, the Nam Syndicate Operations Head will be tasked executing the inflight strategic the end-to-end agenda… more
- Gellert Global Group (Elizabeth, NJ)
- …performance management, training and development, employee communication, and compensation. The Head of Human Resources provides strategic leadership by ... Carson, CA, and Mississauga, Ontario. GGG is seeking a Head of Human Resources to develop, lead, and execute...HR team in supporting Visa and Immigration, Policy, and Compliance . + Mitigate organizational risks utilizing outside legal… more
- Takeda Pharmaceuticals (Cambridge, MA)
- …tier-based (MLR) review (owned by GRA), to ensure content accuracy, compliance , and strategic alignment with corporate initiatives. **Analytics-informed content ... over 240 years of heritage. The scope of the Head of Digital Content Innovation involves leading the strategy...and uphold a culture of innovation through regular Medical Legal Regulatory Review (MLR) processes. + Lead and create… more
- J&J Family of Companies (Jacksonville, FL)
- …a healthy mind, body, and environment in reach of everyone, everywhere. As a Business Unit Head of HR you will provide strategic HR partnership to the J&J Vision ... Head of Human Resources, J&J Vision, Americas -...insights to diagnose and design organizations optimized to achieve strategic goals + Design and deploy data-driven talent strategies… more
- CIBC (Chicago, IL)
- …consistent with good corporate governance practices and in compliance with all legal requirements. In this capacity the Head of US Government Relations will ... You will be joining the Administration team comprised of Legal , Corporate Secretary, Customer Complaint Handling, ESG and Government...help make our clients' ambitions a reality. As the Head of US Government Relations, you will work closely… more