• Series 7 Brokerage Customer Service…

    Motion Recruitment Partners (St. Louis, MO)
    …succeed financially, apply today. Contract Duration: 12 Months **Required Skills & Experience** + Active Series 7 Licensed (or within 2 year window so it may ... Series 7 Brokerage Customer Service Specialist St Louis, Missouri **Hybrid** Contract $29.11/hr - $32.8/hr Outstanding long-term contract opportunity! A… more
    Motion Recruitment Partners (05/21/24)
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  • Capital Markets Managing Director - Sales (F)

    PNC (New York, NY)
    …Sales within PNC's Capital Markets organization, you will be based in New York, NY. Finra licensed required: SIE, Series 7 and 63. Required within 120 days ... within 180 days of employment. DCM (Loan Syndications & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within 120 days of employment. Derivatives -… more
    PNC (05/09/24)
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  • Brokerage Trade Desk Specialist

    Citizens (Johnston, RI)
    Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer ... Services required + Experience in a call center environment preferred + Series 7 & 63 licenses required (future FINRA licensing opportunities are available) +… more
    Citizens (05/03/24)
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  • Advisor Development Program - Financial Solutions…

    Bank of America (Columbus, OH)
    …Solutions Advisor. The Financial Solutions Advisors on the centralized segment are phone-based licensed advisors (obtaining series 7 and 66 required) that ... you receive dedicated and personalized classes for your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses,… more
    Bank of America (05/23/24)
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  • Advisor Consultant - Western Florida (Cross…

    The Hartford (Wayne, PA)
    …with Financial Advisors at specified firms.* Technical proficiency of mutual funds* Must be fully licensed ( Series 7 , Series 63)* Individual must be ... sales focused and have demonstrated the ability to operate in a multitask environment and stay organized* Able to take and manage risk* Able to handle complex or rapid flow of information and ideas effectively* A strong work ethic* Strong understanding of the… more
    The Hartford (05/08/24)
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  • Client Service Coordinator

    Robert Half Accountemps (St. Cloud, MN)
    …and processing of transactions and forms and applications. The Client Service Associate is a licensed position ( Series 7 , 66 & MN Life & Variable Annuity). ... more years' experience in financial planning business is desirable O. hold the Series 7 , 66 and MN life/health and variable annuity licenses or being willing to… more
    Robert Half Accountemps (05/20/24)
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  • Relationship Management Associate (RMA), Americas

    T. Rowe Price (Baltimore, MD)
    …and relevant experience AND + 5+ years of total relevant work experience Preferred: + FINRA licensed : Series 7 and 63. + 2+ years of experience working with ... institutional clients. + Organized, detail-oriented, and capable of managing multiple projects simultaneously. + Proven ability to work in a collaborative environment. + Ability to work independently and with a team. FINRA Requirements FINRA licenses are… more
    T. Rowe Price (05/29/24)
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  • Associate Private Client Relationship Manager

    TD Bank (White Plains, NY)
    …support capacity (ie track record of high client satisfaction and retention) required + Securities Licensed : Series 7 , 63 + 65 or 66 + Understanding of ... HNW client needs and products and services available to clients within the segment + Consultative sales experience preferred + Ability to establish relationships and partner effectively with other departments within TD Wealth and TD Bank, America's Most… more
    TD Bank (05/11/24)
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  • Commercial Broker Dealer Chief Compliance Officer…

    Capital One (New York, NY)
    …a regulator overseeing broker dealers or investment advisers + FINRA (Financial Industry Regulatory Authority) licensed with valid Series 7 and Series 24 ... years of experience working for a regulator overseeing broker dealers or investment advisers + Series 63 or 9/10 At this time, Capital One will not sponsor a new… more
    Capital One (04/30/24)
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  • Internal Sales

    Greenbacker Capital (New York, NY)
    …internal and external contacts. + Skills in Microsoft Office Suite and Salesforce. + Securities licensed required ( Series 7 & 63, etc.) + Knowledge of or ... / Pre-tax commuter benefits / 20 days paid time off & 7 sick days, Modern Health: 24/ 7 access to Coaching and Therapy sessions for employees and dependents more
    Greenbacker Capital (05/29/24)
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  • Commercial Broker Dealer Compliance Advisor…

    Capital One (Mclean, VA)
    …of experience with a regulator overseeing broker dealers or investment advisers + FINRA licensed with valid Series 7 or 79 **Preferred Qualifications** + ... + Bachelor's Degree or military experience + At least 7 years of experience working in compliance, legal, audit,...advisers + 4+ years of people management experience + Series 24 or 9/10 At this time, Capital One… more
    Capital One (04/30/24)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Hunt Valley, MD)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66) Hunt Valley, Maryland **Job Description:** At Bank of America, we are guided by a ... serving as a central entry point into a fully licensed financial services career. Job expectations include managing products,...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (05/23/24)
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  • Client Relationship Specialist

    Charles Schwab (Albany, NY)
    …Although licensing isn't required for the role, Schwab will support you to become licensed in the Series 7 and 63/66 if that is in line with your career ... Charles Schwab will support employees in this role in obtaining and/or holding the Series 7 and 63/66 licenses + Ability to handle client needs with tact and… more
    Charles Schwab (05/31/24)
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  • Consumer Investments - Investment Specialist…

    Bank of America (Pennington, NJ)
    Consumer Investments - Investment Specialist Trainee (Obtain SIE Series 7 66). Pennington, New Jersey;Rolling Meadows, Illinois **Job Description:** At Bank of ... acts as a central entry point into a fully licensed financial services career. An Investment Specialist Trainee (responsibilities):...pass licensing exams - Security Industry Essentials (SIE) and Series 7 and Series 66.… more
    Bank of America (05/25/24)
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  • High Yield Sales & Trading - Senior Desk Analyst…

    SMBC (Charlotte, NC)
    …skills and industry sector knowledge. + 10+ years of investment research experience. + Fully licensed with Series 7 , 63, and SIE. + Deep institutional ... investor relationships in high yield or leveraged loan universe. + Proven ability to generate profitable trade ideas while managing downside risk. + Robust written and verbal communication and modeling skill set. + Team player with an entrepreneurial spirit.… more
    SMBC (03/26/24)
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  • Open Rank (Instructor Series / Professor…

    University of Colorado (Aurora, CO)
    OPEN RANK (Instructor Series / Professor Series ) Tele Psych Psychiatrist - 22147 Faculty **Description** **University of Colorado - School of Medicine** **OPEN ... of Psychiatry, Adult/ Community, Population, and Public Division Psychiatrist (Instructor Series / Professor Series ) Tele Psych Psychiatrist** The University of… more
    University of Colorado (04/17/24)
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  • Family Physician Centennial Clinic Open Rank…

    University of Colorado (Aurora, CO)
    Family Physician - Centennial Clinic Open Rank - Senior Instructor Series - 31694 Faculty **Description** **University of Colorado | CU Anschutz Medical Campus** ... **Family Physician - Centennial Clinic** **Open Rank - Senior Instructor Series ** **Position #** **00817309** **Requisition #31694** **Job Summary:** **This position… more
    University of Colorado (05/02/24)
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  • Sr. Premier Relationship Manager Licensed

    BMO Financial Group (Denver, CO)
    **This is a licensed position requiring the SIE, Series 6, 63, Life and Health** Tamarac Square **This is a licensed position requiring the SIE, Series ... customer first. _You belong here!_ + **This is a licensed position requiring the SIE, Series 6,...in related field of study preferred, not required. + 7 + years of experience in a financial services organization… more
    BMO Financial Group (05/31/24)
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  • Licensed Professional Mental Health…

    Veterans Affairs, Veterans Health Administration (El Paso, TX)
    …program and will be filled as Psychologist, Marriage & Family Therapist, Licensed Professional Mental Health Counselor, or Senior Social Worker. Bargaining Position ... hired or reassigned to LPMHC positions in the GS-0183 series in VHA must hold a full, current, and...current, and unrestricted license to independently practice as a Licensed Professional Mental Health Counselor, which includes diagnosis and… more
    Veterans Affairs, Veterans Health Administration (04/25/24)
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  • Licensed Professional Mental Health…

    Veterans Affairs, Veterans Health Administration (Mcallen, TX)
    …program office after complete review of the EDRP application. Responsibilities The Licensed Professional Mental Health Counselor (LPMHC) serves as a member of the ... hired or reassigned to LPMHC positions in the GS-0101 series in VHA must hold a full, current, and...current, and unrestricted license to independently practice as a Licensed Professional Mental Health Counselor, which includes diagnosis and… more
    Veterans Affairs, Veterans Health Administration (05/13/24)
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