- HSBC (New York, NY)
- … control , or internal audit preferably within a financial / banking services operations environment + Relevant experience in control testing, Internal Audit, ... Knowledge of capital markets and applicable regulations, including FX, derivatives, and securities sales and trading (OCC, SEC, CFTC, FINRA, NFA, CME + Risk or… more
- Bank of America (Charlotte, NC)
- Fixed Income- Securities Project Manager- Global Market Operations Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are ... of internal and external facing programs across the Global Markets Fixed Income Securities space and beyond....relationships with external vendors and dealers. Up to date market /industry knowledge on the Fixed Income Securities … more
- M&T Bank (Buffalo, NY)
- …of fixed income security. + Monitor and understand regulatory and financial markets and other financial services industry developments specific to fixed ... and reporting on the portfolio, modeling and analyzing agency Mortgage-Backed Securities (MBS), Collateralized Mortgage Obligations (CMO) and other securities … more
- Citigroup (Getzville, NY)
- …but direct impact on the business through the quality of the tasks & services provided. **Organization Overview:** Citi Markets Operations is currently at a ... Listed Derivative & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit,… more
- Guardian Life (New York, NY)
- …platform and diversified product portfolio + Strong working knowledge of the securities industry, the products and services offered through broker-dealers, field ... The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the...to the Vice President, Chief Compliance Officer for Individual Markets , who is a member of the Individual … more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Legal and Compliance Division provide a wide range of services to our business units. They might help to… more
- Wellington (Boston, MA)
- …Analyst** is responsible for the overall pricing process within **Enterprise Data Services ** as it applies to fixed income securities , exchange-traded equities, ... that span nearly all segments of the global capital markets . Our investment solutions, tailored to the unique return...currencies. The candidate will perform security pricing and quality control functions on a daily basis while working with… more
- Morgan Stanley (Baltimore, MD)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to learn, to achieve and grow. Department Profile Financial Control Group (FCG) The Financial Control Group… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to join our Finance Projects team covering the Institutional Securities Groups' Lending portfolio. The optimal candidate will be… more
- Morgan Stanley (New York, NY)
- …provide audit coverage for application and system infrastructure supporting Institutional Securities Technology Audit. In the Audit division, we provide senior ... management an objective and independent assessment of the Firm's internal control environment for risk management and governance. This is a Director level position… more
- Danaher Corporation (Washington, DC)
- …25 years. RESPONSIBILITIES + Support Danaher's 34 Act reporting and disclosure control obligations, including monitoring SEC rulemaking and trends for items of ... key program documentation including the Subsidiary Management Policy and Shared Services Agreement; regularly interface with Danaher's corporate tax department on… more
- Citigroup (New York, NY)
- …expense management + Create governance structure for the Sales and Client Services organization :: Drive transparency, accuracy and timeliness in sales reporting - ... cluster to properly see client information + Support NAM Sales and Client Services teams with maintaining an updated information in Client Insight and disciplined… more
- Citigroup (New York, NY)
- …and maintain a strong knowledge of the product suite, stay abreast of market developments + Facilitate and co-ordinate all corporate actions such as dividend ... and liquidity of client programs + Maintain a strong control environment on aspects related to client servicing +...+ Minimum 5 years of work experience in Financial Services industry and/or Account Management + Strong presentation and… more
- Citigroup (Jersey City, NJ)
- …Derivative, Clearing & Commodities Operations. We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, ... and excel. + **Promote a culture of continuous improvement,** cultivating a robust service and control environment. + **Coaching and Mentoring:** Develop our… more
- Bank of America (New York, NY)
- …Financial Crimes Risk program. The role will be focused on activity in Global Markets - Bank of America Securities ("BofAS), and Global Wealth Investment ... Global Financial Crimes Manager - Global Markets and Global Wealth & Investment Management Risk...compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk… more
- Office of the Comptroller of the Currency (Cincinnati, OH)
- …a National Bank Examiner/Bank Examiner (Large Banks Field Examiner) with emphasis in Capital Markets , you will: Plan, organize, and control capital markets ... Examiner (Large Banks Field Examiner) with emphasis in Capital Markets , you will participate in the planning and conducting...candidate will also be enrolled into FBI's Rap Back service , which will allow Treasury to receive notification from… more
- Morgan Stanley (New York, NY)
- …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services . The Firm's employees ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...important part of our culture. *Description: * The Business Control Unit Institutional Securities Documentation team at… more
- Citigroup (New York, NY)
- …with and adhere to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services ; and ensure that all team members understand ... team responsible for market risk across asset classes within Citi's Global Markets division. One of the mandates is for in-business risk teams to ensure that… more
- Citigroup (Getzville, NY)
- … markets trading products (Fixed Income, Equity, Currencies & Commodities) and/or securities services (Prime, Collateral, Clearing, Custody, Fund Services ... executing on change projects within the banking and financial services industries. + Knowledge of Markets Front...+ Demonstrable experience in trade processing front-to-back, risk and control , markets , operations, and support & … more
- SMBC (Jersey City, NJ)
- …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more