• Securities Services

    JPMorgan Chase (Brooklyn, NY)
    …risk and extend liquidity in markets around the world. **Job Description** The Securities Services Operations Finance Management team are looking for a ... is a global leader across investment banking, wholesale payments, markets and securities services . The...role of managing the financials and headcount for Custody Operations . The successful candidate will work closely with the… more
    JPMorgan Chase (05/10/24)
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  • Fixed Income- Securities Project Manager-…

    Bank of America (Charlotte, NC)
    Fixed Income- Securities Project Manager- Global Market Operations Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... of internal and external facing programs across the Global Markets Fixed Income Securities space and beyond....redesign or change management * Deep expertise in Capital Market Operations -Fixed Income/ Securities required *… more
    Bank of America (05/23/24)
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  • Securities Svcs Ops Assoc

    UMB Bank (Kansas City, MO)
    The Securities Services Operations Associate is a part of the Trust Operations team that assists with the processing of incoming and outgoing wires for ... support for our mutual fund and trust customers. These Securities Services Operations Associates each...of accounts. You will be responsible for trading money markets and mutual funds for UMB customers through payments… more
    UMB Bank (05/25/24)
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  • Senior Accountant\ Securities Brokerage

    Tradeweb (Jersey City, NJ)
    …+ 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical and accounting ... department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be… more
    Tradeweb (05/04/24)
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  • Director, Compliance Advisory, Nikko…

    SMBC (New York, NY)
    …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...to SMBC Nikko Securities Inc. and affiliate operations . + Understanding of the products, services more
    SMBC (05/17/24)
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  • Head of Middle Office and Settlements

    SMBC (Charlotte, NC)
    …Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, Manufacturers Bank, JRI America, Inc., ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities , credit cards,...clients, focusing on North America and Latin America. The Securities Operations Group within SMBC Nikko … more
    SMBC (04/06/24)
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  • Lead Institutional Investment Operations

    Wells Fargo (New York, NY)
    …within our Tax Operations team as part of Corporate and Investment Banking Operations . The Wells Fargo CIB Securities Tax Operations team leads global ... 2024 **Corporate & Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services . As a trusted… more
    Wells Fargo (05/29/24)
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  • Senior Advisor, Compliance - Surveillance

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in** * ... members of the compliance department and AML department. * General understanding of securities markets and investment products including but not limited to… more
    Raymond James Financial, Inc. (05/31/24)
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  • Lead Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    …client account onboarding, cash payments, customer service , funding or custodial operations , securities settlement services , structure loan operations ... role:** Wells Fargo is seeking a Lead Institutional Investment Operations Specialist to join our Asset Services ...Investment Banking ("CIB")** delivers a comprehensive suite of capital markets , banking, and financial products and services .… more
    Wells Fargo (05/21/24)
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  • Director, Operations | New Accounts |

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …investment concepts, financial markets , products, and advanced banking and securities operations principles. **Skill in:** + Capable of providing ... locations. A robust understanding of the call center and service center operations , including (but not limited...minimum of ten (10) years' experience in the financial services industry, including six (6) years in a leadership… more
    Raymond James Financial, Inc. (04/24/24)
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  • Manager, Operations | Control Governance…

    Raymond James Financial, Inc. (Memphis, TN)
    …used in the securities industry. + Principles of banking and finance and securities industry operations . + Financial markets and products. **Skill in:** ... or Southfield, MI._ **Job Summary:** The Manager of the Operations Control Governance Team leads a team responsible for...Lead others in providing a high level of customer service . + Establish and maintain effective working relationships at… more
    Raymond James Financial, Inc. (04/06/24)
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  • Advisory Compliance Testing Manager

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …used in the securities industry. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill in:** ... uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are… more
    Raymond James Financial, Inc. (04/05/24)
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  • Director, Mutual Fund Operations

    Raymond James Financial, Inc. (Southfield, MI)
    …**Knowledge of:** + Investment concepts, practices, and procedures used in the securities industry. + Financial markets and products + Advanced concepts, ... functional area(s) + Principles of banking and finance and securities industry operations . **Skill in:** + Providing...Lead others in providing a high level of customer service . + Establish and maintain effective working relationships at… more
    Raymond James Financial, Inc. (03/06/24)
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  • Assistant General Counsel, Fixed Income Capital…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …* Advanced principles of banking and finance and securities industry operations . * Advanced financial markets and products. **Skill in** * Drafting, ... This position provides comprehensive legal support for the Fixed Income Capital Markets division of Raymond James (FICM). Legal matters are primarily transactional,… more
    Raymond James Financial, Inc. (05/30/24)
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  • Advisor, Supervision- Investment Advisory (Remote…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies… more
    Raymond James Financial, Inc. (05/07/24)
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  • Senior Advisor, Supervision- Dispute Resolution…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies… more
    Raymond James Financial, Inc. (04/17/24)
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  • Senior Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    …onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services , structured loan operations ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist to join our Asset Services team as part of Corporate and… more
    Wells Fargo (05/23/24)
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  • Advisor, Raymond James Bank Private Client Banking…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …other state banking regulatory agencies. * Principles of banking and finance and securities industry operations . * Financial markets and products. **Skill ... and skills obtained through experience, specialized training and/or certification in securities and/or banking industry compliance to ensure compliance with all … more
    Raymond James Financial, Inc. (05/21/24)
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  • Senior Advisor, Supervision - Social Media Review…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …compliance issues involved with retail activity. * Principles of banking, finance, and securities industry operations * Rules and regulations of the ... headquartered in St. Petersburg, FL. Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies… more
    Raymond James Financial, Inc. (05/30/24)
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  • Senior Institutional Investment Operations

    Wells Fargo (Charlotte, NC)
    …onboarding, cash payments, customer service , funding operations , custodial operations , securities settlement services , structured loan operations ... this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist Military Apprentice for our Corporate and Investment Banking (CIB)… more
    Wells Fargo (05/29/24)
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