- Bank of America (Atlanta, GA)
- Quality Assurance Manager - AML /GFC Charlotte, North Carolina;New York, New York; Stamford, Connecticut; Atlanta, Georgia; Dallas, Texas; Boston, ... risks are adequately designed and functioning effectively. + The Quality Assurance Team is responsible for ensuring...are not limited to: + Subject matter expertise of BSA/ AML and Fraud related risks with a focus on… more
- Guidehouse (San Antonio, TX)
- … Compliance/Investigator Analysts and Senior AML Compliance Investigator Analysts & AML Compliance Quality Assurance /Control_** **What You Will Do:** ... The **Financial Crimes AML Investigator/Compliance Analyst** & AML Compliance Quality Assurance positions...proper feedback on Analysts work product to their performance manager to ensure accountability. + Execute and deliver high… more
- Citigroup (Jersey City, NJ)
- …and foreign regulators externally and Citi Internal Audit and Compliance Assurance staff, as appropriate, including coordinating AML -related examinations, audit ... AML NAM Head of Data Science and Model...Feedback Channel with the Businesses, Internal Audit and Compliance Assurance to validate that root cause analysis is performed… more
- Bank of America (Charlotte, NC)
- …Relevant Laws, Rules, and Regulations + Investigation Management + Oral Communications + Quality Assurance + Decision Making + Drives Engagement + Influence + ... Data Science & Analytics AML Operations, High Risk Detection Group Charlotte, North...laundering, and economic sanctions compliance practices relevant to the manager 's area of responsibility. Develops a positive and trusting… more
- Citigroup (Tampa, FL)
- …information into software and thoroughly documents all comments. + Responsible for tracking quality assurance reviews and remedial action(s) in the QC Tool. + ... for existing analysts, team leads, new hires and other personnel on the quality assurance process. + Proactively identifies and escalates areas of potential… more
- Bank of America (Charlotte, NC)
- AML Refresh Ops - Ops Sr Analyst MKTS...Management + Interpret Relevant Laws, Rules, and Regulations + Quality Assurance + Problem Solving + Adaptability ... supervision and assisting teammates while following established procedures. Anti-Money Laundering ( AML ) Know Your Customer/Client Due Diligence (KYC/CDD) is part of… more
- Bank of America (Charlotte, NC)
- …Fraud Management * Risk Management * Interpret Relevant Laws, Rules, and Regulations * Quality Assurance * Problem Solving * Adaptability * Customer and Client ... AML Refresh Operations - Ops Sr Analyst MKTS...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Bank of America (Phoenix, AZ)
- …develops and implements process improvements to address and resolve issues + Provides quality assurance review and testing on operating key controls + Supports ... Consumer AML Operations Large Currency Reporting Control Analyst Phoenix,...+ Innovative Thinking + Oral Communications + Prioritization + Quality Assurance **Line of Business Job Description:**… more
- Citigroup (Tampa, FL)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA partnership with… more
- Citigroup (Irving, TX)
- …and thereby support senior management decision making around the globe. IA maintains a Quality Assurance (QA) function that reports to the Chief Auditor ... Quality Assurance and the Group Audit Committee....team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key Responsibilities:** + Operate independently… more
- Intuit (Mountain View, CA)
- …experience implementing and administering those requirements. + SAR filing and SAR quality assurance experience expertise. + Understanding of CIP and Ultimate ... Overview The AML Compliance Program Manager is responsible...to best assist operations in building and maintaining high quality investigations. + Ability to provide risk-based advice, drive… more
- Citigroup (Tampa, FL)
- …recognition of issues along with their remedies, focused on change keeping high quality assurance standards. Ideally from a technology or operations program ... The KYC Global Delivery Manager will join the AML Investments & KYC Delivery Team, under the Client Insights Function. The role will focus on driving the… more
- Bank of America (Kennesaw, GA)
- …refresh of client information; Onboarding for global market clients. The GCAOO Quality Control/ Quality Assurance (QC/QA) team provides operational support ... Sr Business Controls Specialist GCAOO QC/QA Testing Manager Kennesaw, Georgia **Job Description:** At Bank of...+ Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk Management + Analytical… more
- Bank of America (Jacksonville, FL)
- …adherence to enterprise-wide standards. Job expectations include supporting the implementation of quality assurance and quality control processes within the ... Business Control Manager Jacksonville, Florida **Job Description:** At Bank of...**Line of Business Job Description:** The GB & GM AML Business Controls team within the Global Credit, … more
- Bank of America (Richmond, VA)
- …Retention * Talent Development * Risk Management * Business Operations Management * Quality Assurance * Process Performance Measurement * Customer and Client ... overall operating model. **Line of Business Job Description:** This is a team manager role. Anti Money Laundering ( AML ) Know Your Customer/Client Due Diligence… more
- SMBC (Albany, NY)
- …Oversee the KYC Quality Program ensuring that errors and observations from Quality Control (QC), Quality Assurance (QA), Compliance Monitoring & Testing, ... The FCC department is responsible for developing the Bank's BSA/ AML , Sanctions, and Fraud Programs to ensure that the...We are seeking an experienced and talented Director, KYC Manager to lead our organization's Know Your Customer (KYC)… more
- Capital One (New York, NY)
- …Audit function is a dedicated group of professionals focused on delivering top- quality assurance services to the organization's Audit Committee. Audit ... and executing a risk-based testing strategy to ensure the quality of AML , Sanctions and Fraud risk...believe insight and objectivity are core elements to providing assurance on the effectiveness and efficiency of Capital One's… more
- Guidehouse (Richardson, TX)
- …indicators, developing training materials, and evaluating performance, as appropriate. + Perform quality assurance reviews of team's work product in accordance ... and Verification of Customers, KYC, CDD and EDD. + Experience conducting quality assurance reviews related to financial crime investigations. **What We… more
- Scotiabank (Houston, TX)
- …prepare and coordinate requested information and answer questions from Internal Audit, Quality Assurance Internal Control and external Fed Exams. Implement ... Manager , Regulatory Reporting **Requisition ID:** 197290 **Salary Range:**...issues identified around AXIOM logic and data integrity / quality issues. **This role can be based out of… more
- Zions Bancorporation (Salt Lake City, UT)
- …monitoring and administrative and investment review(s) status and issue resolution. + Quality assurance and review of Investment Policy Statements' creation, ... currently seeking a Wealth Management Governance & Regulatory Program Manager within the EWM Team to perform critical functions...and approvals + Review new account documentation from a KYC/ AML due diligence standpoint. + Execute other duties as… more