- Citigroup (New York, NY)
- ** Regulatory and Exam Management , VP - Hybrid** _The Operations & Technology (O&T) Chief Operating Office (COO) is a driving force in delivering value to ... COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T Regulatory … more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... of focus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New… more
- MUFG (New York, NY)
- …and MUFG Government and Regulatory Affairs Office + Support end-to-end regulatory exam management , including meeting scheduling, organization of document ... managing staff functions. + Background in regulatory relations / regulatory exam management and knowledge of heightened regulatory environment.… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet) **Job:** **Other* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support: * Provide support & guidance to management to prepare them for regulatory examinations… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... be received by 11:59pm (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has overall responsibility for promoting… more
- JPMorgan Chase (Columbus, OH)
- As a Supplier Assurance Services Exam Management Lead within this group, you will drive, develop and oversee responses to informational requests and concerns ... of defense as well as external entities such as regulatory authorities and clients, ensuring strong positions on key...and supplier risk awareness in order to support collective exam management activities + Partner with CTPO… more
- SMBC (Jersey City, NJ)
- …Within the Compliance Operations Department, the KYC Procedures and Governance Oversight Vice President is responsible for promoting oversight and control within ... and Oversight Director, the KYC Procedures and Governance Oversight Vice President will assist in promoting overall...up to date. + Coordination for project and program management regulatory concerns and providing guidance during… more
- JPMorgan Chase (New York, NY)
- …box, challenging the status quo and striving to be best-in-class. As a Vice President in the Liquidity Risk Management division of Risk Management , you ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of...pockets of risk which require investigation. + Participate in regulatory exam reviews and address regulatory… more
- JPMorgan Chase (New York, NY)
- …and other matters that impact liquidity risk for product coverage area + Participate in regulatory exam reviews and address regulatory requests for own area ... As part of Risk Management and Compliance, you are at the center...and present (as appropriate) material for Risk Committees. Fulfil regulatory requests pertaining to liquidity risk from a second… more
- MUFG (Irving, TX)
- …provide more details. **Responsibilities** The general responsibilities for the Surveillance VP include the following: + Working with various trade surveillance and ... perspective. + Preparing metrics to report monitoring results to senior management , including identifying potential trends ,or themes that may warrant further… more
- Citigroup (Irving, TX)
- …Technology globally. + Responsible for executing functional strategy for Wealth Technology Issues, Exam and Regulatory Management domain. Closely works with ... **Job Description** IT Lead Analyst for Regulatory commitments is a strategic professional who stays abreast of developments within own field and contributes to… more
- Citigroup (Irving, TX)
- …members of the team. + Performs other duties and functions as assigned such as Regulatory and exam management , regulatory commitments etc. + ... are put in place to address Cyber Security (Vulnerability Assessments etc), Management Observation and regulatory issues. + Identify gaps between processes… more
- MUFG (Tempe, AZ)
- …**Role Summary:** The Global Financial Crimes Division (GFCD) Exam and Audit Management (EAM) Assistant Vice President position sits within GFCD Program ... Management and reports into the GFCD Head of Exam and Audit Management . Global EAM is...audit engagements. The role will at times lead global regulatory exam and audit preparation activities and… more
- Citigroup (Tampa, FL)
- …AML Core Officer is responsible for supporting AML Detection Risk Frameworks in regulatory change management by ensuring regulatory changes impacting ... AML risks, red flags and typologies identified by US and global regulators; Regulatory and Internal Audit-related initiatives and exam inquiries; and other… more
- University of Delaware (Newark, DE)
- …animals. D/AV duties are both clinical and regulatory . Reporting to the Associate Vice President for Research, The D/AV oversees the UD Animal Care Program ... research and animal care personnel and oversees the Office of Laboratory Animal Management (OLAM) operations. In compliance with regulatory requirements and in… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... this position will have a dotted line to the President , Park Avenue Securities. Reporting into the PAS Chief...and applicable rules and regulations from within a current regulatory environment + Excellent project management skills… more
- Federal Reserve System (Atlanta, GA)
- …the Cybersecurity National Examination Team (CyberNET). You will report to the Assistant Vice President of the Service Providers Team. As CyberNET Director, you ... of the FBA leadership, Board, S&R Division, and SSP Management Group. + Scope and work program development +...+ Scope and work program development + Horizontal cybersecurity exam execution + Consolidation and aggregation of results +… more
- Billings Clinic (Billings, MT)
- …any concerns they have in this regard with their immediate supervisor and/or the Vice President People Resources. All employees and job applicants will be ... provide timely, non-judgmental, compassionate care to the sexual assault victim. The SANE exam may include a medical-forensic exam , prophylaxis for pregnancy and… more
- PulteGroup (Englewood, CO)
- …to implement action plans to address exam findings. + Lead change management program that identifies potential and actual regulatory changes that may affect ... analysis. PRIMARY RESPONSIBILITIES The Compliance Manager, under direction of the Vice President -Compliance, will be assigned responsibility for elements of… more