- Micron Technology, Inc. (Boise, ID)
- …+ Manage / audit material suppliers to achieve quality, cost and risk management objectives + Support internal and external audits Education: PhD +5 ... Treatments or Chemical Treatments of Substrate. + Work closely with other internal organizations, as well as equipment, process and materials vendors to solve… more
- Janus Henderson Investors (Denver, CO)
- …Clients' ad hoc requests. + Liaise with global members of our legal teams, internal audit , trading and business development to provide answers to client ... + Distribute regulatory reporting documents (audited financial statements, K-1, ADV , etc.). + Handle Monthly/Quarterly/Annual Subadvised Compliance Reporting which… more
- SMBC (New York, NY)
- …of asset management and investment advisory + Experience + 15+ years of experience in risk , compliance, audit and/or relevant law with at least: + 10+ years with ... the annual compliance program review, to ensure compliance with regulations and internal policies and procedures. + Oversee the development and maintenance of trade… more
- Janus Henderson Investors (Denver, CO)
- …Committee + Advise on ERISA issues and support regulatory filings such as Form ADV and NFA filings, including SEC and NFA registration issues + Provide legal ... issues, and marketing rule issues + Prepare responses to audit or regulatory requests, coordinating with teams to collect...external counsel and provide ad hoc legal advice to internal departments on various legal issues related to funds… more