• Senior Auditor , Broker

    Charles Schwab (Westlake, TX)
    …/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker - Dealer /Asset Management team provides internal audit ... Manager in the Broker - Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
    Charles Schwab (05/31/24)
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  • Senior IT Auditor , Broker

    Charles Schwab (Phoenix, AZ)
    …and (vi) middle and back office operational functions. Reporting to a Director or Senior Manager of the Broker - Dealer /Asset Management team, the Internal ... the efficiency of governance processes, risk management, and internal controls. The Broker - Dealer /Asset Management enterprise team is seeking an Internal Audit… more
    Charles Schwab (04/23/24)
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