- Pew Charitable Trusts (Washington, DC)
- Senior Officer , Compliance (hybrid) Position Overview Ignite your career as the Senior Officer of Compliance at Pew! In this role, you will ... to advise cross-functional teams, bolster internal controls, and ensure compliance with a dynamic array of laws and regulations....array of laws and regulations. We are seeking a compliance professional with a strong background in risk management,… more
- Stryker (Portage, MI)
- …by Fortune Magazine! Learn more about our award-winning organization by visiting stryker.com The Senior Compliance Officer is a senior member of ... program of the Instruments business with a high level of independence. The Senior Compliance Officer is responsible for developing the Compliance program… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Corporate and Investment Banking (CIB) ... about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will be an individual contributor responsible for… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Swap Dealer & Futures Commission Merchant ... about the career areas and business divisions at wellsfargojobs.com . As a Senior Lead Compliance Officer , you will provide compliance oversight of Swap… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Trade / Export Control - Legal & Compliance **New York, NY** Posted May 17, 2024 - Requisition No. 125360 The energy of a ... correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically applicable to… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a ** Senior Lead Compliance Officer ** in Corporate Risk as part of **Wealth & Investment Management (WIM) ... about the career areas and business divisions at wellsfargojobs.com . This Senior Lead Compliance Officer will provide compliance leadership and guidance… more
- AIG (Parsippany, NJ)
- Senior Compliance Officer , Investments Compliance Location: Parsippany, NJ or New York, NY At AIG, we are reimagining the way we help customers to manage ... risk. Join us as a Senior Compliance Officer , Investments Compliance to play your part in that transformation. It's an opportunity to grow your skills… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance **New York, NY** Posted Apr 26, 2024 - Requisition No. 124879 The energy of a ... up to you to make it happen. **What's the role?** Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around… more
- Morehouse School Of Medicine (Atlanta, GA)
- Senior Compliance Finance Officer Bookmark this Posting | Print Preview | Apply for this Job Posting Details Position Information About MSM Morehouse School ... will find a fulfilling career at MSM ! Posting Number NONAC3120 Job Title Senior Compliance Finance Officer Position Title Senior Compliance Finance… more
- Siemens (Arlington, VA)
- …Overview:** Siemens Government Technologies (SGT) is seeking an experienced individual for a Senior Pricing Analyst & Compliance Officer . You will play ... third-party subcontractor inputs, coordinate the required internal approvals, and ensure compliance with external and internal guidelines. Importantly, you will rely… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- The Boeing Company (El Segundo, CA)
- …with us. Boeing's Law and Global Compliance │Ethics organization is seeking a ** Senior ** **Site Compliance and Ethics Officer (SCEO)** to support the El ... Engagement Team within the Ethics organization and will serve as the Global Compliance focal at Boeing's El Segundo site and its Southern California's subsidiaries:… more
- Honeywell (Herndon, VA)
- …power and investment of Honeywell. As a Senior Contractor Program Security Officer (CPSO) - Compliance , you will develop and administer security programs and ... procedures for classified, or sensitive materials, documents, and equipment. You will investigate security violations and prepare reports. You will identify opportunities to improve security operations efficiency. You will develop procedures by which security… more
- First Horizon Bank (Miami Lakes, FL)
- …Memphis, TN, Knoxville, TN, Orlando, FL, Miami Lakes, FL **Summary** The Risk Compliance Officer develops, administers and monitors programs for compliance ... provides quality, accurate and timely information to internal clients to ensure compliance risks are appropriately mitigated and adheres to rigorous standards of … more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking ** Senior ** **Lead Compliance Officers** in Corporate Risk as part of **Equity Sales and Trading Compliance .** ... and business divisions at wellsfargojobs.com . Equities Sales and Trading Compliance provides coverage for Cash, Derivatives, Electronic Trading, Research Sales,… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units and/or functions. Leads and ... executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Truist (Richmond, VA)
- …review the following job description:** Responsible for conducting and directing compliance risk oversight of assigned business units (Broker Dealer) and/or ... functions. Leads and executes compliance risk management activities to reasonably ensure ...and Analysts. 8. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Citigroup (Tampa, FL)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Morgan Stanley (Baltimore, MD)
- … Group within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more