- Charles Schwab (Lone Tree, CO)
- …employees, making us a top employer in the money management business. The CSIM SMA Trading and Trade Support Team is responsible for providing focused support to ... Portfolio Managers and Traders for trade order generation, tax loss harvesting and account maintenance...durable operational environment that scales with our growth. The Sr . Specialist will play a key role… more
- Southern California Edison (Rosemead, CA)
- Job Description Join the Clean Energy Revolution Become an Energy Trading Senior Specialist at Southern California Edison (SCE) and build a better tomorrow. ... to optimize our data analytics, operational processes, and risk management. As an Energy Trading Senior Specialist , your work will help power our planet,… more
- US Tech Solutions (Phoenix, AZ)
- …and Dodd Frank regulations * Generation and delivery of all post trade confirmations. (Tracking outgoing/incoming traffic and recording all outstanding items). * To ... Maintaining internal working relationships with relevant internal teams (FX Sales/ Trading /Relationship teams, IT Support, Legal/Compliance/Risk/Fraud). * Responsibility and ownership… more
- Tradeweb (Jersey City, NJ)
- …Your goal will be to ensure the operational health of our trading systems, which include handling real-time incident management, troubleshooting, and resolution. ... 2 technical support for complex issues related to our trading systems. + Analyze and resolve software and hardware...than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist - FCM in Capital Markets as part ... and OTC clearing (CDS, IRS) and identifying efficiencies within our post- trade execution processes, including making recommendations based on industry best-practices… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Compliance Specialist to help establish, implement, and maintain risk standards and programs to drive ... agency, legal, and regulatory and/or Corporate Policy requirements. The Senior Compliance Specialist will join the Surveillance...surveillance team is tasked with monitoring employee and firm trading activity with a focus on the Corporate and… more
- Vanguard (Malvern, PA)
- Job Description + Vanguard has a Senior Solutions Architect/Brokerage Platform opportunity with our Personal Investor Technology team. We are looking for someone ... business technology programs. + Define data driven applications to support trading technologies, with clearly defined boundaries across various ecosystems, business… more
- Bank of America (Charlotte, NC)
- …of the Compliance Surveillance Specialist include execution of trade -surveillance alerts, identifying and escalating potential insider trading and ... coverage areas in the medium and long term. The Compliance Surveillance Specialist has intermediate knowledge of insider- trading surveillances, and translates… more
- Bloomberg (New York, NY)
- …oversight and thought leadership. We are currently seeking a Capital and Liquidity Senior Specialist in the Enterprise Products division to support the CFO ... Financial Specialist - Capital & Liquidity (CFO Regulated Entities)...The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough;… more
- Bank of America (Providence, RI)
- …+ Portfolio Analysis + Portfolio Management + Price Verification and Valuation + Trade Monitoring + Trading + Client Investments Management + Client Solutions ... Senior Investment Manager Providence, Rhode Island **Job Description:**...one firm approved designation + 10 years' experience performing specialist level responsibilities or equivalent industry experience + Possess… more
- Bank of America (New York, NY)
- …improvements in venue and product coverage by comparing transactional data from trading systems to surveillance alert generation. + Serve as technical liaison for ... vendors on all product-specific surveillance matters. + Participate with the front-office in trading venue onboarding in order to ensure that surveillance of the new… more