- Gap Inc. (San Francisco, CA)
- …fast, create with audacity and lead boldly? Join our team. **About the Role** As the Vice President Internal Audit , you will be responsible for ... overseeing and managing the internal audit function within the organization. Your primary objective will be to ensure that the organization's internal … more
- MUFG (New York, NY)
- …provide more details. **POSITION SUMMARY** The Vice President , Audit OPS ( Audit Practices & QA) position within Internal Audit will report to the ... Global Head of Audit Methodology and Technology. The role's primary responsibilities include...various audit methodology topics + Management of Internal Audit Policy including, amendments to existing… more
- Citigroup (Tampa, FL)
- …compliance with AML regulatory requirements. The ACRM Global Funds Transfer Vice President reports directly to the Global Head of Funds Transfer Compliance. ... The AML Compliance Risk Management (ACRM) Global Funds Transfer Vice President is a senior level role...ACRM. The successful candidate will drive the development of internal procedures to mitigate money laundering risks and assist… more
- TD Bank (New York, NY)
- …Audit , Platforms and Technology, Data, Digital, Payments & Delivery is a leader within Internal Audit (IA) responsible for overseeing a team of Audit ... more specific details for this role. **Line of Business:** Audit **Job Description:** The Head of ...Audit Committees and regulatory expectations + Adhere to Internal Audit Methodology standards and practices +… more
- Morgan Stanley (New York, NY)
- …and services to serve the needs of WM & ISG clients. The US Banks seek a Vice President (" VP ") to join the Deposits and Cash Management Business Control Unit ... team. The VP will report into the Head of...to diversifying its workforce (M/F/Disability/Vet) **Job:** **Wealth Management* **Title:** * Vice President Deposits and Cash Management Business… more
- SMBC (Jersey City, NJ)
- …procedures of SMBC and Head Office. The KYC Procedures and Governance Oversight Vice President may direct the day-to-day work of employees, may have a formal ... Compliance Operations Department, the KYC Procedures and Governance Oversight Vice President is responsible for promoting oversight...may arise. This role will require tracking of all audit and exam related requests as well as ensure… more
- Morgan Stanley (Purchase, NY)
- …* *Wealth Management Non-Financial Risk Governance / Recovery & Resolution Plan - Assistant Vice President * The role of Non-Financial Risk Governance / Recovery ... & Resolution Plan - Assistant Vice President entails a range of responsibilities...services, preferably within the Operational Risk, Business Management or Internal Audit discipline * Strong organizational skills… more
- SMBC (New York, NY)
- …+ 7+ years of swap dealer experience + Has a Compliance Testing, NFA or Internal Audit background + Able to work independently on projects with little oversight ... its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP … more
- SMBC (White Plains, NY)
- …third-party vendor relationships and related technology expenditure. * Partner with internal control functions including compliance, audit , risk management, HR ... expenses analysis, and representation of the Technology organization in various internal forums, including the new product and process approval group, among… more
- Citigroup (Tampa, FL)
- The VP for Governance of Citibank North America ('CBNA')...having worked as a compliance officer or in an internal audit or governance role of a ... their 'real world' controls. The individual will work in the first line of defense within CBNA's Head Office and will ideally be an attorney, with experience… more
- Citigroup (Houston, TX)
- …relationships with key clients in Banking and Risk and with key Regulators, Internal Audit , and control functions** **Support the ICM Underwriting Global ... and Risk organizations. This role reports directly to a ICM Underwriting Head of Natural Resources.** **KEY RESPONSIBILITIES:** **Executes, aligned with global and… more
- MUFG (Irving, TX)
- …A member of our recruitment team will provide more details. Reporting into the Head of Global Risk Assessment Execution, this position is one of several key ... + Report writing, + Presentations preparation **Major Responsibilities:** * Support the Head of Global Risk Assessment Execution to design, implement, and execute… more
- MUFG (Tempe, AZ)
- …second-line programs (Sanctions, Anti-Money Laundering, Anti-Bribery & Corruption), business functions, Internal Audit , Compliance Testing, and Exam & Audit ... experience in Financial Services, preferably in Financial Crimes Compliance, Risk Management, Internal Audit or related areas + Experience drafting, reviewing,… more
- JPMorgan Chase (Brooklyn, NY)
- …to identify potential issues and/or areas of improvement + External/ internal audit , compliance, operational risk consulting, operations/process engineering, ... Risk (CCOR) team, you will report directly to the head of the department. Your role will involve assisting...new products and services. + Develops and executes on internal policies and training associated with US regulations +… more
- JPMorgan Chase (Jersey City, NJ)
- …Conduct, Operational Risk (CCOR) Operational Resiliency Risk Lead, where you will report to the Head of CCOR Resiliency Risk and work across the 1st and 2nd Lines of ... programs. + University degree in a business, finance, technology, law, or audit , ideally combined with further education in Operational Risk or related fields… more
- Citigroup (New York, NY)
- ** Vice President , Fair Employment Practices** The Vice President , Fair Employment Practices, is responsible for driving Equal Employment Opportunity & ... and time management. The successful candidate will report to the Director, Head of Fair Employment Practices. **Key Responsibilities** + Implement and drive the… more
- Citigroup (New York, NY)
- …QARs + Sustainability testing of corrective actions resulting from issues raised by Internal Audit or Regulators + Synthesize and prepare quarterly Quality ... industry news including regulatory findings. + Support the Global Head of WCR IBQA on internal projects...**Qualifications/Experience:** Credit / Counterparty Credit / Quality Assurance / Internal Audit : + Experience in quality control… more
- Robert Half Finance & Accounting (San Francisco, CA)
- Description We are seeking a VP of Accounting to lead our Accounting team. The VP of Accounting will play a key role in the growth of our company by leading the ... statements in accordance with US GAAP . Identify opportunities to improve internal accounting processes; propose and implement solutions . Lead the team through… more
- SMBC (Jersey City, NJ)
- …the Business supervisors, Compliance. + When needed, assist Compliance, Business and Internal Audit stakeholders in their ad hoc inquiries. **Qualifications and ... opportunities for continous improvement. The primary responsibility of the VP is to work closely with the NFRR Group... is to work closely with the NFRR Group Head to help facilitate the execution of the target… more
- MUFG (Tempe, AZ)
- …more details. **Role Summary:** The Global Financial Crimes Division (GFCD) Exam and Audit Management (EAM) Assistant Vice President position sits within ... GFCD Program Management and reports into the GFCD Head of Exam and Audit Management. Global...framework for managing financial crimes compliance-related regulatory examinations and internal audit reviews; + Supporting the end-to-end… more