- Zions Bancorporation (Salt Lake City, UT)
- …the risks associated with those changes. We are currently seeking a Wealth Management Governance & Regulatory Program Manager within the EWM Team to ... the Zions' umbrella that is experiencing significant growth and innovation. In addition, regulatory oversight in the wealth management space is becoming… more
- MassMutual (Boston, MA)
- …as respond proactively to regulatory developments and all manner of risks across Wealth Management . **The Team** As the needs of advisors and clients change ... Advisor salesforce of ~7,000 advisors. The Head of Business Governance will lead efforts to identify and mitigate risks...management practices + Evaluate spectrum of risk across wealth management business including regulatory ,… more
- JPMorgan Chase (Columbus, OH)
- Candidates for this position will work with the Wealth Management Risk function to develop and maintain policies, standards, guidelines, and procedures, ... to meet strict deadlines. **Job summary** As a Risk Policy Vice President in the Wealth Management Policy team, you'll collaborate across the global Wealth … more
- Citigroup (New York, NY)
- …credit, corporate and investment banking, securities brokerage, transaction services, and wealth management . Our core activities are safeguarding assets, lending ... and driving greater consistency in global program design and execution across our wealth management activities. This individual acts as an effective and trusted… more
- Citigroup (New York, NY)
- …compliance with Citi Policies and Regulatory requirements, and driving Strong Risk Management - for USPB Risk, Wealth Risk and Legacy Franchises/Banking & ... & client/risk aggregation needs unique to private banking and wealth management , and with a proven track...with Independent Risk Management and In-Business/Country Risk Management to address new risk monitoring or regulatory… more
- US Bank (Minneapolis, MN)
- …Manager - Wealth , Commercial, Capital Markets is a senior level management position that supports the Regulatory Compliance Audit Director/Senior Audit ... designed to evaluate and improve the effectiveness of risk management , control, and governance processes of US...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Wells Fargo (Walnut Creek, CA)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Wealth Management Banker (SAFE) Working at Wells Fargo | Jobs and Careers at ... act as key participant in large scale planning for Wealth Management Banking + Work as part...of the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary **Pay Range**… more
- US Bank (Chicago, IL)
- …experience * Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Wealth Management and Investment ... strong candidate to join our growing team of audit professionals supporting the Wealth Management and Investment Services team. This role will support… more
- Citigroup (New York, NY)
- …high-net-worth customer relationship tiers of Citigold(R) and Citigold Private Client and offers wealth management in the workplace through Citi Global Wealth ... years' managerial experience. + Experienced in Operational Risk. + Experienced in wealth management products and distribution channels. + Demonstrated analytical… more
- Citigroup (New York, NY)
- … requires. **The Roles:** The Head of Lending business reports to the Head of Wealth Management and leads a global team of professionals managing Wealth 's ... generation/inherited wealth , law firms and attorneys. From banking and cash management to lending, investment strategies, trust, wealth advisory services, we… more
- JPMorgan Chase (Columbus, OH)
- The JP Morgan Wealth Management Business Readiness Team is part of the JPM Wealth Management Service and Administration organization. The team oversees ... and other business changes. The team works cross-functionally with all groups across Wealth Management and other lines of business. The team is highly visible,… more
- CIBC (New York, NY)
- …independent second line oversight to the US Capital Markets, US Commercial Banking and Wealth Management lines of business. US Compliance supports these lines of ... and relationship-oriented bank for a modern world. CIBC Private Wealth Management ("PWM") conducts an investment advisory...professionals and will be a member of various PWM governance committees (eg, Trust Committee, Management Risk… more
- Truist (Richmond, VA)
- …against the Wealth platform strategy. 3. Establish and manage a governance structure that facilitates communication of changes within the Truist ecosystem to and ... for creating and leading the strategic direction and execution of Wealth 's strategic vendor partnerships and driving the transformation and continuous improvement… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer for our Wealth and Investment Management Control team. Reporting ... Control Management Executive responsible for multiple business functions and governance routines **Required Qualifications:** + 7+ years of Risk Management … more
- HSBC (New York, NY)
- …and experience managing clients + Knowledge of Anti Money Laundering practices and relevant regulatory governance in the US + Series 7, 63, Life and Health ... our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth... Wealth Relationship Officer works closely with the Wealth Relationship Manager and the overall Relationship Team to… more
- US Bank (Charlotte, NC)
- …experience. * Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact Wealth Management and Investment ... join our growing team of audit professionals supporting the Wealth Management and Investment Services team. +...Institutional Investment Services products and services, key risk and regulatory themes spanning fiduciary and asset management … more
- Wells Fargo (Charlotte, NC)
- …expertise in MS office tools including Excel and PowerPoint. + Understanding of wealth management client segmentation. + Understanding of basic economic data and ... team and will be responsible for data aggregation, analysis, and interpretation of Wealth & Investment Management (WIM) loss and allowance forecasting. **In this… more
- Wells Fargo (Charlotte, NC)
- …banking, lending and trust, as well as other high-profile efforts for our Wealth and Investment Management business. This leader will primarily lead efforts ... to deepen relationships with clients and generate new business for Wells Fargo Advisors. Wealth and Investment Management (WIM) Marketing plays a key role as a… more
- Wells Fargo (Charlotte, NC)
- The **Client Relationship Group (CRG)** Product Management organization within Wealth and Investment Management (WIM) leads the strategy, design and ... and independent advisor channels. The team drives close collaboration across all Wealth & Investment Management product vertical to drive a consistent… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Control Management Senior Manager to lead our Wealth and Investment Management control team. **In this role, ... experience **Desired Qualifications:** + Strong functional background in the Wealth and Investment Management business, including broker dealer activities… more