- Russell Tobin & Associates (New York, NY)
- …we looking for in our Principal Operations Risk Manager? Our client, a global company is seeking an Operations Risk Manager (Financial Services) - Director Location: ... Market (NAM) business. The position will report to the AVP - North American Markets ERM Officer. The Director...compliance with the Nasdaq's Business Continuity and Crisis Management Policy including the assisting in the development of Business… more
- Citigroup (Tampa, FL)
- …Compliance, programs, policies and practices for ICRM. + Assist with regulatory inquiries and/or examinations. + Collaborating with other internal areas including: ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
- Adecco US, Inc. (New York, NY)
- …City, NY. We are seeking a Credit Risk Management - Commodity Finance AVP who will be responsible for conducting credit risk evaluations and make recommendations ... please **APPLY** now! **Position: Credit Risk Management - Commodity Finance AVP ** **Locations: NYC, NY (onsite)** **Responsibilities** **Credit Risk Review** +… more
- Citigroup (Queens, NY)
- …Presentations and Analyst Packages, maintenance of the global Accounting Policy Manual, internal controls on Regulatory data integrity, data quality ... of new reporting proposals / rule changes and implement for reporting. + As new regulatory developments occur, the AVP will analyze and determine the impact on… more
- Citigroup (Tampa, FL)
- …development and PMO. The team is currently recruiting for a Business Analyst at AVP level to support a 3-year Global Reconciliation Transformation Programme. The ... environment which encourages diversity of thought and inclusion. We are a dynamic, global and diverse Organisation, with a presence in over 60 Countries; covering… more
- Morgan Stanley (Purchase, NY)
- *_Company Profile_* Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and ... is responsible for overseeing the accounting and financial and regulatory reporting for the Firm. They prepare external financial...the first choice for prospective employees. It is the policy of the Firm to ensure equal employment opportunity… more
- Morgan Stanley (Tampa, FL)
- Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management ... analytical and reporting automation support for the financial crimes program, regulatory thematic updates, and transformation initiatives across the first line… more
- Citigroup (Tampa, FL)
- …Global Control Program Execution Lead. The position will assist to ensure policy compliance, management of operational risk, regulatory adherence, and the ... also support the oversight and the execution of Audit and Issues Management across AML functions. The AVP , AML Compliance Analyst will report directly to the AML … more
- Citigroup (Tampa, FL)
- …is looking to add an experienced quantitative analyst at Assistant Vice President ( AVP ) level to join the Loss Forecasting and Analytics team in Tampa, Florida. ... covering a wide range of responsibilities to support the risk management of global wholesale credit portfolios. The successful candidate will be a part of highly… more
- Citigroup (Jersey City, NJ)
- …environment which encourages diversity of thought and inclusion. We are a dynamic, global and diverse Organisation, with a presence in over 60 Countries; covering ... a future state target operating model: risk and controls, regulatory compliance, process re-engineering, automation, people and culture, data...recruiting for a Business Intelligence Sr Analyst at the AVP level to take a role as part of… more
- Morgan Stanley (Purchase, NY)
- *_Description_* Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth ... on Strategic Program Delivery,Mergers/Divestitures/Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management… more
- Citigroup (Tampa, FL)
- …procedures and controls adhere to Citi's Global Risk & Control as well as Global Regulatory Reporting policies + Conduct data analysis on large data sets to ... team lead and reporting peers in the development and execution of a global book of work delivering new regulatory requirements, higher productivity stronger… more
- Citigroup (Jersey City, NJ)
- …and working with other areas within Citi, as necessary; and Keeping abreast of regulatory changes, new regulations and internal policy changes in order to ... a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. When potentially anomalous behavior is… more
- Citigroup (Tampa, FL)
- …forums and frameworks to establish and govern policies and starts for global Finance processes + Participates in assessing and incorporating changing business, ... regulatory and market information needs into finance processes and...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (Tampa, FL)
- …Schedule Owners, Risk, Country/Product Controllers, Technology and Finance and with counterparts in Global Regulatory Reporting.** **This role is part of the ... Global Regulatory Reporting Controllers function which has oversight and ownership...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (Getzville, NY)
- …oversees strategic organizational plans to enable transformation and deliver on regulatory , internal audit, and management commitments. TMO is responsible for ... to: creating project plans, project plan tracking, status reporting, regulatory updates, creating project governance forums, prioritizing workflow, organizing and… more
- Citigroup (Jersey City, NJ)
- …environment which encourages diversity of thought and inclusion. We are a dynamic, global and diverse Organisation, with a presence in over 60 Countries; covering ... where we play a key role in supporting our global clients to ensure they have a first class...effective control framework that fully meets audit, compliance and regulatory requirements; delivery of periodic presentations to external regulators… more
- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... Helps clients to access Citi's global network, locating local coverage and product support across...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (New York, NY)
- …+ Ensures timely completion of Know Your Client (KYC) and other regulatory requirements, in partnership with product partners and Relationship Managers (RM)s + ... Helps clients to access Citi's global network, locating local coverage and product support across...compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct… more
- Citigroup (Irving, TX)
- …of data, controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines of business, transaction management, and ... driving compliance with applicable laws, rules and regulations, adhering to Policy , applying sound ethical judgment regarding personal behavior, conduct and business… more
