- Truist (Atlanta, GA)
- …1st shift (United States of America) **Please review the following job description:** Truist Audit Services Senior Director is responsible for leading the ... Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a...audit plan for Brokerage and Trust within Truist Wealth . Senior Directors may lead other … more
- US Bank (Minneapolis, MN)
- … senior level management position that supports the Regulatory Compliance Audit Director / Senior Audit Director of the Risk Management and ... **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth ,... team. This role supports the Audit Director / Senior Audit Director ,… more
- US Bank (New York, NY)
- …the Audit Director for Wealth Management and Investment Services, the Senior Audit Director and the Chief Audit Executive, in providing the ... to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports...by the Audit Director and Senior Audit Director . **Preferred Skills/Experience… more
- Citigroup (Irving, TX)
- …(SME) audit teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA ... teams responsible for Markets, Services, US Personal Banking and Wealth Management globally, and supporting the global QA team....global QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key… more
- Citigroup (Irving, TX)
- …(SME) audit teams, forming partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP) in fostering a strong QA ... teams responsible for Markets, Services, US Personal Banking and Wealth Management globally, and supporting the global QA team....global QA team. The role reports to the QA Senior Audit Manager (SAM) in Irving. **Key… more
- Citigroup (New York, NY)
- …in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for including the Wealth Product Approval Committee. ... corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities are safeguarding assets, lending money,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk manager for Independent Compliance Risk Management (ICRM) Fraud Oversight coverage including all ... **compliance coverage for Fraud Operations providing oversight over USPB, Wealth and Services, Markets, Banking ("SMB") Central Operations.** Provides continuous… more
- TIAA (Frisco, TX)
- …business and technology consulting capabilities. This position reports to the Senior Managing Director (SMD) of IT Audit and Advisory and will be a potential ... objectives. As a manager of multiple teams led by senior managers and managers, this job oversees the evaluation...+ Physical Requirements: Sedentary Work **Career Level** 11PL Managing Director (MD), IT Audit and Advisory Leader… more
- Bank of America (Chicago, IL)
- …Client Relationship Executive (DCRE) with dual reporting to the Merrill Private Wealth Management Regional Managing Director (RMD). The PWCRM functions as ... the market expenses. The MPWCRM partners closely with the Senior Private Wealth Client Relationship Manager (SPWCRM)...Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk… more
- Manulife (Boston, MA)
- …the actuaries with respect to audit methodology, project management and technical audit expertise.** **Reporting to the Director , Audit and Advisory ... Services - Actuarial Audit , the Senior Manager, Audit and Advisory Services is...target dates, reporting any scheduling or budget over-runs to Director or AVP, and embrace Agile methodology. + Perform… more
- Scotiabank (New York, NY)
- Senior Manager, US Treasury & Liquidity Audit ...work as part of the team and assist the Director , US Corporate Functions Audit to provide ... for every future! **Purpose:** Contributes to the overall success of the Audit Department in the US ensuring specific individual goals, plans, initiatives are… more
- CIBC (Chicago, IL)
- …**JOB PURPOSE** The IT Audit Manager will be reporting to the Audit Director and is responsible for conducting risk-focused audits; advising business units ... CIBC US provides tailored commercial and commercial real estate banking, private wealth management, personal and small business financial solutions, as well as… more
- US Bank (Charlotte, NC)
- …supports the Senior Audit Manager the Asset Management team and the Audit Director of Wealth Management and Investment Services in providing the ... and key stakeholders. **Responsibilities** + Coordinating with the Senior Audit Manager and Audit Director in developing and driving the execution and… more
- House of Blues (Beverly Hills, CA)
- …to an excellent standard, writing and reviewing audit issues and writing audit reports. They will also oversee Senior Auditors on operational and SOX ... our company. They will work closely with junior and senior members of the team to evaluate the efficiency...tasks. Additionally, they will provide excellent support to the Director in audit and ad-hoc projects, and… more
- Citizens (Johnston, RI)
- Description Consumer Banking Risk Management has an immediate opening for Senior Risk Director , Wealth Management. The Senior Risk Director will ... and 40 Act programs. The Senior Risk Director manages Consumer Banking Risk for Citizens Wealth...management consultative support Experience + 12+ years' experience in Wealth Management Risk Management, Audit , or Compliance… more
- Omni Hotels (Bretton Woods, NH)
- …programs. Recommend new programs based on need.* Conduct investigations and assist the Director of HR and senior leadership in making employment status ... perfect match. Job Description Join our team as Assistant Director of Human Resources at Omni! You'll supervise and...of our dynamic team! Our team members enjoy a wealth of benefits and perks, including: + Comprehensive healthcare… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …action to the issues or gaps identified. + Develops and reports findings to Senior Management regarding their business lines (Legal, Audit , and Senior ... regarding the program and future initiatives). + Provide periodic Reports to senior management and board Committees on industry trends, state of the compliance… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance Program Advisor will report to and work directly with… more
- Zions Bancorporation (Charlotte, NC)
- …in small and middle-market banking, the Bank's 500+ client managers and 200+ wealth advisors have vigorous client development strategies that feed into Zions Capital ... and Orange County. Overall General Job Function The Associate Business Execution Director will collaborate, lead and partner with Zions Capital Markets ("ZCM")… more
- Morgan Stanley (Baltimore, MD)
- …a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including ... a critical role as advisor to Morgan Stanley's various businesses and its senior management team. The Morgan Stanley Baltimore office is a critical component of… more