- Truist (Columbia, MD)
- …business development assistance, and providing a consistent and effective level of client servicing when the Financial Advisor is unavailable. ESSENTIAL DUTIES AND ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Guardian Life (Pittsfield, MA)
- …who will be responsible for performing suitability reviews for life, annuities, brokerage and advisory products and oversight through testing of the tasks completed ... by the Registered Principals. The right candidate will have the ability...met while also ensuring the best interest of the client . In this role, you will apply industry knowledge… more
- Truist (Coral Gables, FL)
- …business development assistance, and providing a consistent and effective level of client servicing when the FA is unavailable. ESSENTIAL DUTIES AND RESPONSIBILITIES ... clients including preparing financial plans, conducting investment research and completing client trades and transactions. 2. Receive and place orders as directed… more
- Wells Fargo (Pittsburgh, PA)
- **About this role:** Wells Fargo is seeking a Senior Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more ... for appointments with new or prospective clients, establish and service client accounts, prepare forms, research account...review when applicable + Utilize prior experience in the Registered Client Associate role to anticipate and… more
- Wells Fargo (Scottsdale, AZ)
- **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Wells Fargo (St. Louis, MO)
- **Job Description:** **About this role:** Wells Fargo is seeking a Registered Client Associate in Wealth and Investment Management as part of Wells Fargo ... and preparing for appointments with new or prospective clients + Establish and service client accounts, prepare forms, research account inquiries and/or issues +… more
- Bank of America (Pennington, NJ)
- …and needs + Triages client requests and makes referrals to appropriate internal service providers based on client needs and asset thresholds + Mitigates and ... Registered National Financial Solutions Advisor I (Pennington, NJ)...them achieve their financial goals. Key responsibilities include triaging client leads, making referrals to business partners based on… more
- Ally (Raleigh, NC)
- …* Experience processing client service requests a full service retail brokerage environment. * Strong communicator who can effectively process ... TX, Weaverville - NC The Ally Invest Trading and Client Service Representative is responsible for providing...client related support in the financial services or brokerage retail environment or related industry. * Solid interpersonal… more
- City National Bank (Los Angeles, CA)
- ** CLIENT SERVICE ASSOCIATE SENIOR CNS** **WHAT IS THE OPPORTUNITY?** Serve as a registered representative for City National Securities (CNS). Process stock, ... Provide support to Investment Officers, Trust Officers, Financial Advisors, CNB colleagues, and client requests across a broad range of brokerage activities for… more
- Bank of America (Jacksonville, FL)
- Sr Registered Phone Rep- Retirement and Benefits Investment Specialist Pennington, New Jersey;Chandler, Arizona; Tampa, Florida; Jacksonville, Florida **Job ... along with the power to make a difference. Join us! **Job Description:** Sr Registered Reps have at least one year call center experience. Handle more complex calls… more
- Thrivent Financial (Coeur D'Alene, ID)
- …and insurance related tasks and other administrative tasks as assigned. The Licensed Client Service Administrator reports to and is employed by Lakeview ... insurance or annuities is conducted, must be appropriately licensed/appointed and registered for variable products. + Demonstrated customer service … more
- Charles Schwab (Lone Tree, CO)
- **Your opportunity** Client Service & Support (CS&S) is the primary service and trading arm for Schwab Investor Services. CS&S provides service to our ... employees reach their goals. As a Team Manager in Client Service and Support you will lead...a team of approximately 12 Financial Services Professionals (including registered brokers, broker trainees, and customer service … more
- City National Bank (Newark, DE)
- …retirement accounts. + Provide Sales and Administrative Support to Investment Officers and client requests across a broad range of brokerage activities for ... + Interact with bank and CNS personnel as needed and keep CNS registered representatives apprised of significant client issues and potential problems.… more
- CIBC (San Francisco, CA)
- …and Investment Representative (IR) licensing. It's an asset if you have Registered Representative (RR) licensing. Financial services and/or brokerage industry ... be doing** CIBC's Chicago Private Banking team is the full- service division of CIBC serving our high net worth...CIBC serving our high net worth clientele. As a Client Support Associate, you will work closely with private… more
- Morgan Stanley (Alpharetta, GA)
- …Focus on improving client satisfaction by emphasizing world-class individualized client service , 100% accuracy, responsiveness, and follow-through * Focus on ... to obtain licenses within company policy guidelines * Excellent communicator with strong client service skills *Why Morgan Stanley*: Morgan Stanley is a leading… more
- Edward Jones (Seattle, WA)
- …critical member of that team along with the financial advisor. You are the first voice a client hears when they call on the phone - the first face they see when they ... find yourself looking for a fulfilling career** , the Client Account Administrator (CAA) role may be the right...**Can you see yourself ** + Delivering exceptional personalized service to ensure clients feel understood and informed +… more
- BMO Financial Group (SD)
- …to the needs of the client to uncover opportunities -Provide comprehensive client service and account management to clients, including but not limited to ... Service Specialist's primary responsibility is to provide our clients a superior customer service experience. Being the first point of client contact, the BIS… more
- City National Bank (New York, NY)
- **PRIVATE BANKER** **WHAT IS THE OPPORTUNITY?** Develops and manages client relationships with high- net- worth and ultra-high-net-worth individuals and families ... including: banking, credit, asset management, trust and estate planning, and brokerage . Manages overall relationship profitability and portfolio risk and is… more
- Atria Wealth Solutions (Syracuse, NY)
- …with a sophisticated set of tools, services, and capabilities that deepen client relationships and maximize efficiencies in their practices. We are looking for ... the proper, efficient, and compliant handing of all incoming brokerage account deposit funding. You will work directly with... account deposit funding. You will work directly with registered financial professionals and staff, as well as other… more
- Morgan Stanley (Chicago, IL)
- …is a leading financial services company and a pioneer in the online brokerage industry. Having executed the first-ever electronic trade by an individual investor ... Company provides these services both online and through its network of customer service representatives and financial consultants - over the phone at two national… more