- Citigroup (New York, NY)
- Serves as a compliance risk officer program support for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... with the Citi program framework. Primary responsibilities include providing day-to-day Compliance Program level support within the Office of Fair Lending &… more
- Citigroup (Tampa, FL)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (O'Fallon, MO)
- …a plus **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Ofallon ... Serves as a senior compliance risk officer for Independent ...in order to partner to develop and apply CRM program solutions that meet the function/business/ product and… more
- Citigroup (New York, NY)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (New York, NY)
- Serves as a senior function/business/ product compliance risk officer for Securities Services Independent Compliance Risk Management (ICRM) responsible ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Irving, TX)
- Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with ... preferred **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:**… more
- Citigroup (Tampa, FL)
- Serves as Global Functions product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for governance and reporting for ... teams, in order to partner to develop and apply Compliance Risk Management program solutions that meet...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Citigroup (Irving, TX)
- …a plus. **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Irving ... Serves as a functional Compliance Risk Officer for Independent ...coverage teams, in order to partner, develop and apply Compliance Risk Management program solutions that meet… more
- Citigroup (Jersey City, NJ)
- Serves as a Control Group compliance officer , specifically relating to research publications for the Independent Compliance Risk Management (ICRM) ... Department needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance ...Act (EGCs) preferred + Exposure to Control Group, or Product Compliance roles (Banking or Research) within… more
- International Rescue Committee (New York, NY)
- Requisition ID: req51130 Job Title: Senior Program Officer , Monitoring and Compliance Sector: Social Work Employment Category: Regular Employment Type: ... as RAI's strategic objectives, within Resettlement, Asylum and Integration Department. The Senior Program Officer supervises four to five staff and reports to… more
- Siemens (Wendell, NC)
- …technical requirements of todays and tomorrow's power grid! **We are looking for a Product & Solution Security Officer . This position will report into the ... Wendell office.** **Overview** Siemens is seeking a highly skilled and motivated Product & Solution Security Officer to actively drive product and solution… more
- Guardian Life (New York, NY)
- The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as ... and other regulations, and ensure our organization remains in compliance . The Chief Compliance Officer ...Advisory business + Be responsible for the agency exam program and execute on improvement opportunities + Leverage partners… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. The Compliance Officer will be a member of the Global Corporate & Investment ... Investment Banking ("GCIB") business unit. Roles and Responsibilities: The Compliance Officer will assist in the management...activities (ie, activities to provide oversight of each unit's compliance program on-site and off-site to assess… more
- Discover (Riverwoods, IL)
- …people find a brighter financial future with Discover. **Job Description:** **SVP, Chief Compliance Officer ** **Overview:** This SVP, Chief Compliance ... (CCO) reports directly to the company's Chief Risk Officer and is a member of Discover's Management Committee....the company's Risk Committee regarding the state of the Compliance program and current and emerging … more
- Citigroup (Irving, TX)
- Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization ... in order to partner to develop and apply CRM program solutions that meet the function/business/ product and...and proactive risk management practices in partnership with ICRM's Product Compliance Officers aligned to each line… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer facing WaW/Citigold/CPC for Independent Compliance Risk Management (ICRM) Sanctions responsible for establishing ... from across the Business. Work with contacts in the Business and Compliance to ensure consistent and effective application and implementation of, and controls… more
- Morgan Stanley (Baltimore, MD)
- …within the Legal and Compliance Division (LCD) is seeking a senior Compliance Officer responsible for providing advice and guidance to business segments ... **Job:** ** Compliance * **Title:** *Wealth Management Digital Direct Compliance Officer * **Location:** *Maryland-Baltimore* **Requisition ID:** *3248035*… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Legal and control function colleagues to enhance the overall Compliance program . + Escalates regulatory concerns and… more
- Citigroup (Tampa, FL)
- The Compl AML Core Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... Anti-Money Laundering (AML) proactively identifies, assesses, reports and mitigates compliance and reputational risk across business lines, products, legal entities… more
- International Rescue Committee (New York, NY)
- …process improvements, and assess compliance . + In collaboration with the Senior Program Officer and HQ Finance, ensure appropriate tracking and spending of ... Requisition ID: req51002 Job Title: Program Officer , Expanded Placement Sector: Social...effectively. + Attention to detail and accuracy in work product . + Fluent in English, both spoken and written;… more