• Director I, Brokerage

    JB Hunt Transport (Farmers Branch, TX)
    Director I, Brokerage Farmers Branch, TX - 4201 Spring Valley Road Job Title: Director I, Brokerage Department: Sales, Marketing & Product Management ... Transportation/Logistics, Management-Entry Level, Business Administration Job Opening ID: 00549127 Director I, Brokerage (Evergreen) (Open) "This job description… more
    JB Hunt Transport (05/16/24)
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  • Brokerage - Investment Advisory Services

    Friedman Management Company (Farmington Hills, MI)
    …https://www.linkedin.com/in/friedmanrealestate/ - Gary Goodman - Senior Managing Director of Brokerage & Innovation ... https://www.linkedin.com/in/gary-goodman-20bb992/ - Andrew Ledger - Managing Director of Brokerage Services & New Business Development… more
    Friedman Management Company (04/17/24)
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  • Account Executive Officer/Senior Underwriter…

    Travelers Insurance Company (St. Paul, MN)
    …**Target Openings** 1 **What Is the Opportunity?** Northfield Excess & Surplus (E&S) Brokerage offers a wide array of insurance products to wholesale brokers. The ... Account Executive Officer (AEO), Northfield E&S Brokerage , will partner with wholesale brokers to provide primary...to drive results. Your ability to independently assess complex risk and sell our products in challenging markets will… more
    Travelers Insurance Company (05/11/24)
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  • Equities Prime Brokerage Origination Sales

    Citigroup (New York, NY)
    …of financial transactions in coordination with the Institutional Banking team. The Director Salesperson also serves as an intermediary in trading for clients. The ... closing transactions with various internal stakeholders (structuring, trading, legal, credit and risk etc.) + Forge a relationship with salespeople in order to… more
    Citigroup (04/18/24)
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  • First Line Risk Sr Director

    Citizens (Johnston, RI)
    …The Senior Risk Director will integrate activities between Risk , Compliance, and brokerage and Investment management Supervision. Experience in ... Risk Management has an immediate opening for Senior Risk Director , Wealth Management. The Senior ...33 and 40 Act programs + Extensive background in brokerage , insurance, investment adviser, and general securities matters required… more
    Citizens (05/04/24)
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  • Director / Risk Analysis Sr Manager

    Bank of America (New York, NY)
    Director / Risk Analysis Sr Manager New... risk through unsupported products. . Negotiate the risk terms in the Prime Brokerage Agreements, Term ... risk through unsupported products; . Negotiating the risk terms in the Prime Brokerage Agreements, Term Margin Agreements, ISDAs, Futures, and OTC Clearing… more
    Bank of America (05/09/24)
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  • Director , Risk Management

    IGT (Providence, RI)
    Director , Risk Management Location: Providence, RI, US, 02903 Requisition ID: 14996 IGT (NYSE:IGT) is a global leader in gaming. We deliver entertaining and ... Treasury team is seeking a self-motivated individual to join our fast-paced global team. As Director of Risk Management, you will play an important role and will… more
    IGT (05/03/24)
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  • Compliance AML Risk Management Sr…

    Citigroup (New York, NY)
    …including consumer banking and credit, corporate and investment banking, securities brokerage , transaction services, and wealth management. Our core activities are ... laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...on critical AML issues, participate in key governance forums, risk assessment and training initiatives, and support reporting to… more
    Citigroup (04/13/24)
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  • Baltimore IED PB Product Controller…

    Morgan Stanley (Baltimore, MD)
    …as guardian of the Firm's books and records, and by contributing to firm wide risk management and risk reduction. Finance plays a critical role as advisor to ... with Baltimore's leading talent to fill a position supporting the Prime Brokerage team. The position requires a highly motivated individual with strong analytical,… more
    Morgan Stanley (05/01/24)
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  • Compliance Director , Regulatory Exam…

    Vanguard (Malvern, PA)
    Compliance Director , Regulatory Exam Response Advocate for all investors Vanguard has been in trusted with over $8 trillion in client assets by doing what's right ... and compliance support. As a trusted leader, the Compliance Director , Regulatory Exam Response will provide direction to a...reviews. As a critical member of the Distribution & Brokerage Compliance team, this leader along with direct reports,… more
    Vanguard (05/16/24)
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  • Private Wealth Regional Director

    Comerica (Fort Lauderdale, FL)
    Private Wealth Regional Director This position will be responsible for the following primary accountabilities: Regional Manager has management responsibility for ... brokerage , investment management, private banking, trust and insurance business...this geographic area and will also have responsibilities around risk management and retaining and recruiting top talent. Responsibilities… more
    Comerica (05/16/24)
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  • Director , Real Estate

    Brown University (Providence, RI)
    Job Description: The Director of Real Estate at Brown is a strategic leadership position responsible for overseeing all aspects of the University real estate ... operations in support of the University's mission. The Director leads the acquisition, development, disposal and management of the university's real estate assets.… more
    Brown University (04/23/24)
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  • Control Management Director

    Wells Fargo (St. Louis, MO)
    …regulatory compliance requirements surrounding broker dealer roles and FINRA Rules + Brokerage operations control or risk experience + Knowledge and ... at wellsfargojobs.com **About this role:** Wells Fargo is seeking Control Director on the Wealth Investment Management Operations Control leadership team overseeing… more
    Wells Fargo (05/16/24)
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  • WIM Operations Business Execution Director

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Business Execution Director to join the WIM Operations Infrastructure Governance strategy team. **In this role, you ... + Identify transformation opportunities and strategies for process improvement and risk control development over the long-term in order to ensure operational… more
    Wells Fargo (05/15/24)
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  • Director of Financial Reporting…

    Truist (Raleigh, NC)
    …in internal control over financial reporting. Support ERM and the Risk Management Organization through the effective identification, measurement, and mitigation of ... GAAP risk . Communicate GAAP risks in a timely manner. Adhere...2. Prior experience working for a large, SEC-registered insurance brokerage or carrier or senior manager-level public accountant with… more
    Truist (02/21/24)
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  • Audit Senior Director - Wealth

    Truist (Atlanta, GA)
    …**Please review the following job description:** Truist Audit Services Senior Director is responsible for leading the coordination and delivery of value-added ... independent, objective risk -based internal audit assurance services for the Audit Committee...Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a comprehensive, dynamic audit… more
    Truist (04/26/24)
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  • Casualty Risk Manager

    Lockheed Martin (Bethesda, MD)
    …projects and a fast paced cultural environment\. The position reports to the Director , Property & Casualty Risk in Bethesda, MD\. This leadership role ... **Basic Qualifications:** \- Minimum 10 years of experience in corporate risk management, insurance brokerage , or insurance company operations\. \-… more
    Lockheed Martin (05/04/24)
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  • Commercial Broker Dealer Chief Compliance Officer…

    Capital One (New York, NY)
    …America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will be the Commercial Broker Dealer Chief ... senior management of the CBD LOBs and ensure effective methods of managing compliance risk arising from federal and state laws and regulations (eg, FINRA, NASDAQ and… more
    Capital One (04/30/24)
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  • Fund Services- Regulatory Reporting - Associate/…

    Morgan Stanley (Purchase, NY)
    …products such as Form PF, Annex IV (AIFMD), OPERA (Open Protocol Enabling Risk Aggregation), CPO-PQR, and 13F for submissions to various regulatory bodies including ... portfolio exposures and liquidity, counterparty exposures and collateral, trade volume, risk exposures, investor classifications and liquidity. The role also offers… more
    Morgan Stanley (05/09/24)
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  • Director of Leasing

    Massachusetts Institute of Technology (Cambridge, MA)
    Director of Leasing + Job Number: 23443 + Functional Area: Business Development + Department: MIT Investment Management Company + School Area: Executive Vice ... Email a Friend Save Save Apply Now Job Description DIRECTOR OF LEASING, MIT Investment Management Company (MITIMCo) (https://mitimco.org/discover/) -Cambridge… more
    Massachusetts Institute of Technology (05/15/24)
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