- Charles Schwab (Westlake, TX)
- …teams + Bachelor's degree or equivalent or equivalent work related experience + Active and valid FINRA Series 7 license is required + Active and valid ... FINRA Series 9/10 license is required + Active and valid FINRA Series 66 (63/65) license is required + Active and valid Life and Health Insurance license… more
- Wells Fargo (Irving, TX)
- …Authority ( FINRA ) license(s) is required for ongoing employment in this position. FINRA Series 7 examinations, or equivalent must be completed within ... up to 10% of the time + Registration for Series 7 must be completed within 90...needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be… more
- TIAA (Lewisville, TX)
- …**Career Level** 7IC **Required Qualifications:** + 3+ years of experience in financial services + FINRA Series 7 and Series 66 (or combination of 63 & ... + 3+ Years Required; 5+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 **Physical… more
- TIAA (Lewisville, TX)
- …to set associates up for success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not ... or Equivalent Experience Preferred **Work Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63… more
- Truist (Fort Worth, TX)
- …and attributes of annuity products. 5. FINRA SIE, Financial Industry Regulatory Authority ( FINRA ) Series 7 and Series 66 licenses. (Candidates that ... existing client, account, and product attributes that present sales potential. 7 . Provide operational guidance to Financial Advisors ranging from systems navigation… more
- USAA (Plano, TX)
- …Licensing is not required, however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) ... US military experience through military service or a military spouse/domestic partner + Current/Active FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53)… more
- Charles Schwab (Westlake, TX)
- …designation + CFP(R) designation + Life and Health Insurance licensing + Active and valid FINRA Series 7 license + Active and valid FINRA ... Series 63/65 or 66 + Bachelor's degree **Preferred Qualifications:** + Minimum of 5 years of financial services experience in addition to 2 years of Financial Planning experience + Passion for financial planning to help clients manage their financial… more
- Charles Schwab (Westlake, TX)
- …Qualifications:** + Must be able to read, write, and speak in Spanish or Chinese. + FINRA Series 7 and 63 licenses required OR a condition of employment ... obtain these licenses within the allotted training time. **Preferred Qualifications:** + FINRA Series 9-10 license preferred + Preferably 3-5 years of… more
- USAA (Plano, TX)
- …Equivalency Diploma required. + Required maintenance of Life/Health license. + Required maintenance of FINRA Series 7 license. + Required maintenance of ... FINRA Series 66 (or 63 and 65) license. + Must be able to successfully pass background check and meet all USAA and regulatory requirements. Additionally,… more
- Charles Schwab (Westlake, TX)
- …degree of accuracy and detail + Professional licensing and/or compliance certifications (eg FINRA Series 7 , 66, Investment Adviser Representative, CRCP and ... of experience in a Regulatory Testing/Examiner/Audit role + Understanding of SEC, FINRA , FRB, OCC, Privacy and Anti-Money Laundering rules and regulations +… more
- Equitable (Fort Worth, TX)
- …not required_ + You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) + Results-driven, ... the skills and tools you need to succeed. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN) and affiliate, Equitable Network,… more
- Vanguard (Dallas, TX)
- …development programs to equip you with the tools to take the SIE and FINRA Series 7 and 63 + Performance-based incentives, paid in quarterly installments + ... individuals without a financial background to pass their SIE and FIN RA Series 7 & 63. After joining corporate orientation, you will go straight into our… more
- TIAA (Frisco, TX)
- …+ 3 Years Required; 5 Years Preferred ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Physical Requirements** + Physical ... of comparable experience in customer service or financial services. + Position requires FINRA registrations, Series 6 or 7 & Series 63 **Preferred:** +… more
- Charles Schwab (Westlake, TX)
- …people's lives through our innovative solutions and world-class service. **Required Qualifications** + Active FINRA Series 7 & 63 Licenses + Flexibility to ... work any day, time, or shift to accommodate 24/ 7 contact center needs **Preferred Qualifications** + 1+ years of customer service experience + 1+ years of client… more
- Charles Schwab (Westlake, TX)
- …paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to pursue ... + Flexibility to work any day, time, or shift to accommodate 24/ 7 contact center needs **Preferred Qualifications** + Previous customer service experience +… more
- Bank of America (Fort Worth, TX)
- …in call centers or financial centers ability to handle and resolve complaints **Required Qualifications:** + FINRA Series 7 , 8 or 9/10, 66 or 63/65 + In lieu ... of the 8 or 9/10 we could consider candidates holding all the following licenses: (4 and 24 and 53) + Strong Leadership and Communication skills + Able to foster collaborative relationships within and across business units + Demonstrate integrity and remains… more
- Bank of America (Fort Worth, TX)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- Charles Schwab (Westlake, TX)
- …wealth management offer. **Throughout the Academy you will** **:** + Study and pass FINRA SIE, Series 7 and 66 licenses + Learn from our numerous mentors, ... and advice within the Wealth and Advice Solutions organization. With a series of steps that include learning, on-the-job experience, and mentorship, the Advice… more
- TIAA (Frisco, TX)
- …**Work Experience** + 8+ Years Required; 10+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66; ... Series 24 **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 10PL + 10+ years of investment advisory sales and third-party relationship management experience and 3+ years of leadership experience + Strong solutions-selling… more
- TIAA (Frisco, TX)
- …+ 5+ Years Required; 7 + Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 63; Series 65; Series 66 **Licenses ... and Certifications** + Life and Health Insurance License (Resident State) - Multiple Issuers required **Physical Requirements** + Physical Requirements: Sedentary Work **Career Level** 9IC Related Skills Business Acumen, Channel Management, Collaboration,… more