- Truist (Dallas, TX)
- …proficiency in basic computer applications such as Microsoft Office products Preferred Qualifications: 1. FINRA Series 7 , 66 (or 63/65) and Life & Health ... events, including functions co-branded with internal partners such as Wealth and Insurance. 7 . Oversee the use of contact management tools to track all business and… more
- Equitable (Fort Worth, TX)
- …not required_ + You will be required to attain state life and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) + Results-driven, ... the skills and tools you need to succeed. Equitable Advisors, LLC, member FINRA , SIPC, (Equitable Financial Advisors in MI and TN) and affiliate, Equitable Network,… more
- Vanguard (Dallas, TX)
- …development programs to equip you with the tools to take the SIE and FINRA Series 7 and 63 + Performance-based incentives, paid in quarterly installments + ... individuals without a financial background to pass their SIE and FIN RA Series 7 & 63. After joining corporate orientation, you will go straight into our… more
- Truist (Dallas, TX)
- …retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7 , 66 (63 and 65 in lieu of 66) ... centers of influence who will enhance business development efforts. 7 . Work within existing audit, compliance and regulatory framework...obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of… more
- UMB Bank (Dallas, TX)
- …+ You have a combination of education and experience that provides an equivalent background. + You hold FINRA Series 7 and 66 (or 7 , 63 and 65) licenses, ... or ability to attain within 90 days. + You have systems thinking and complex problem solving skills. + You are highly organized and can effectively multi-task. + You are a great communicator with exceptional written communication and presentation skills. + You… more
- Bank of America (Fort Worth, TX)
- …in call centers or financial centers ability to handle and resolve complaints **Required Qualifications:** + FINRA Series 7 , 8 or 9/10, 66 or 63/65 + In lieu ... of the 8 or 9/10 we could consider candidates holding all the following licenses: (4 and 24 and 53) + Strong Leadership and Communication skills + Able to foster collaborative relationships within and across business units + Demonstrate integrity and remains… more
- Bank of America (Fort Worth, TX)
- …training and development needed to continue a successful career as a Financial Advisor Required Skills: + FINRA Series 7 & 66 (63 & 65 accepted, in lieu of ... 66) registrations required with 5+ years' experience + Established and portable practice with a minimum of $1MM in production + Experience managing client portfolios and driving growth + Proven relationship building and business development skills Desired… more
- TIAA (Dallas, TX)
- …3+ Years Required; 5+ Years Preferred ** FINRA Registrations** + SRC Indicator: Series 7 ; Series 24 **Physical Requirements** + Physical Requirements: ... audit, internal control or other testing experience **Preferred:** + Series 7 , registration must be obtained within...obtained within 6 months of hire. + Knowledge of FINRA , SEC, MSRB and state securities and insurance laws… more
- Truist (Dallas, TX)
- …to perform the essential functions. + FINRA : Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) Exam ... as applicable Life, Health, and Variable insurance licenses. Ensures that appropriate continuing education requirements are met where needed + Five plus years of sales and client management experience in Wealth Management and a demonstrated ability to manage a… more
- Edward Jones (Fort Worth, TX)
- …and/or military career progression **Licensing:** + SIE (which can be obtained without Firm sponsorship), Series 7 and Series 66 will be required; if not ... Edward Jones during the assigned paid study period. + FINRA registrations required within three months. State insurance licenses...ongoing training offered by the firm and regulatory authorities ( FINRA and SEC), as well as required CE training… more
- Thrivent Financial (Dallas, TX)
- …as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent's comprehensive advisor ... or equivalent experience. Military veterans are encouraged to apply. + Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting. +… more
- Atria Wealth Solutions (Fort Worth, TX)
- …(ie, Social Security, Education planning, Retirement planning, etc.) Required Qualifications: + Active Series 7 , 63/65 (or 66) licenses along with Life, Accident ... most successful credit union investment programs in the country. CFS (Member FINRA (http://www. finra .org/) / SIPC (http://www.sipc.org/) ) is a broker-dealer and… more
- Thrivent Financial (Dallas, TX)
- …finding clients; it's about engaging them. And since you currently hold at least your Series 7 securities license , you'll quickly understand why this role is ... a Fortune 500 company sounds intriguing. Job Qualifications: + Currently hold Securities Series 7 license + Positive, Energetic & Results-Driven + Collaborative… more
- JPMorgan Chase (Cedar Hill, TX)
- …+ Demonstrated ability and commitment to goals-based planning and advice + A valid and active Series 7 + A valid and active Series 66 (63/65) license is ... Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc.… more
- Truist (Fort Worth, TX)
- …equivalent education, training and work-related experience 12. Must possess and maintain appropriate FINRA registrations (eg Series 6 and 63) 13. Life, Health & ... the Advisor to take action on the proposed plan. 7 . Provide details on products and solutions, including estate...environment 6. Ability to work in a self-directed fashion 7 . Experience with PC's in a Windows environment 8.… more
- JPMorgan Chase (Fort Worth, TX)
- …1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week + Adheres to policies, procedures, and regulatory banking requirements… more
- JPMorgan Chase (Arlington, TX)
- …or foreign equivalent + Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/ 7 , state registration (including 63 or 66 if ... and setting up self-service options to access their accounts 24 hours a day/ 7 days a week. **Job responsibilities** + Delivers an exceptional customer experience by… more