- Fidelity TalentSource LLC (Smithfield, RI)
- …issues The Purpose of Your Role You will provide counsel to the private wealth management and institutional distribution arm for Fidelity s alternatives business ... provide all aspects of legal support to the private wealth management and distribution function of Fidelity...and institutional sales teams.You will interact with product, portfolio management , sales, compliance, and risk and professionals… more
- WSFS Bank (Berwyn, PA)
- …Influence including, but not limited to, Registered Investment Advisory firms, Family Office, Wealth Management firms, Independent Trust Companies, and high ... in community functions and continue to expand their knowledge in private wealth management services including credit, risk management , investments,… more
- Fidelity TalentSource LLC (Boston, MA)
- …years of experience working in the financial services industry, preferably in asset management and/or wealth management , across the discretionary advisory ... risk , data science, technology, and operations teams.Market Relationship Management : Collaborating with crypto and ETF market makers gathering market input… more
- WSFS Bank (Newark, DE)
- …advancement opportunities, and moreWe are the region's locally headquartered bank and wealth management companyWe are honored to consistently be named a ... provides comprehensive financial services including commercial banking, retail banking, cash management and trust and wealth managementOther subsidiaries or… more
- WSFS Bank (Newark, DE)
- …opportunities to advance, and moreWe are the premiere, locally headquartered bank and wealth management company in the region and are honored to consistently ... provides comprehensive financial services including commercial banking, retail banking, cash management and trust and wealth managementOther subsidiaries or… more
- Fidelity TalentSource LLC (Westlake, TX)
- …Are you looking for a collaborative team environment where you will have a wealth of opportunities to innovate and have intellectual curiosity to learn? A career in ... to develop innovative frameworks and tools that facilitate data management for our platform and set us up for...blockers to get the work done, skill development and risk mitigations.Excellent communication skills, both through written and verbal… more
- Fidelity TalentSource LLC (Westlake, TX)
- …solution architecture within Fidelity Institutional Technology for the Fidelity Institutional Wealth Management Services space. They will partner with the ... analyze business direction, understand the long-term vision, and quantify the risk /benefits in developing strategic technical solutions. Collaborate closely with the… more
- Morgan Stanley (Baltimore, MD)
- …perspectives and needs is an important part of our culture. The Morgan Stanley Wealth Management Operational Risk group is responsible for overseeing the ... operational risk and control framework across the Wealth Management business. This team partners with...partners with key stakeholders throughout the organization to execute independent risk monitoring functions, support process and… more
- Citigroup (New York, NY)
- …which complies with applicable AML laws and regulations. **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer ... matters relevant to Wealth .** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally including… more
- Wells Fargo (Charlotte, NC)
- …Manager for the Independent Advisor Group - Client Relationship Group (CRG) in Wealth and Investment Management as part of Wells Fargo Advisors. The Finance ... Independent Advisor Group will be responsible for all aspects of financial management in the Independent Advisor business lines - including driving annual… more
- HSBC (Buffalo, NY)
- …of the first line control and risk owners to ensure that risk management activities are working effectively + Provide subject matter expertise, advice, ... and Resilience Risk (ORR) oversees the Non-Financial Risk Framework (NFR) and provides independent second...Risk or related role + Relevant Non- Financial Risk Management knowledge and experience working with… more
- US Bank (New York, NY)
- …audit activities related to the fiduciary products and services within US Bank's Wealth Management and Investment Services businesses. This role supports the ... Audit Director for Wealth Management and Investment Services, the Senior...services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of… more
- US Bank (Minneapolis, MN)
- …position that supports the Regulatory Compliance Audit Director/Senior Audit Director of the Risk Management and Compliance audit team. This role supports the ... services designed to evaluate and improve the effectiveness of risk management , control, and governance processes of...partners and key stakeholders in the following areas: * Wealth Management laws and regulations (eg, Broker… more
- Citigroup (New York, NY)
- …Partner with ICRM, ERM and Independent Risk to drive consistency in risk management of lending exposure across Wealth business. + Leads management ... Head of Lending business reports to the Head of Wealth Management and leads a global team...levels, driving the development and optimization of first-line business-led risk management processes and procedures. + Monitor… more
- M&T Bank (Los Angeles, CA)
- …and implementation of policies and procedures that align with all aspects of Wealth Management . **Primary Responsibilities:** + Oversee the servicing of the ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +...minimum of 5 years' experience working with clients in Wealth Management or financial services, or in… more
- Citigroup (New York, NY)
- …will develop and implement Investment strategies that align with Wealth Management 's goals and growth objectives, making independent decisions that will ... Investments Officer (CIO) will report to the Head of Wealth Management and is a senior member...internal stakeholders and external clients, generating actionable investment content, risk management ideas, and helping create new… more
- US Bank (Charlotte, NC)
- …business processes and provide independent opinions on the Company's governance, risk management framework and supporting control processes. + The Corporate ... join our growing team of audit professionals supporting the Wealth Management and Investment Services team. +...responsible for partnering with US Bank's Wealth Management and Investment Services businesses and other Risk… more
- Capco, a Wipro Company (Dallas, TX)
- …You** + 4+ years of professional experience working in financial services, specifically in wealth management and/or asset management + Management ... **About the Team:** Capco is a fully independent , global management and technology consultancy...**About the Job:** As a Senior Consultant in the Wealth & Asset Management practice, you will… more
- Wellington (San Francisco, CA)
- …1928, Wellington Management Company, LLP is one of the world's largest independent investment management firms. With US$1.3 trillion in assets under ... management expertise and a keen understanding of the wealth distribution process. We're also looking for someone who...and vacation time) Tracing our history to 1928, Wellington Management is one of the world's largest independent… more
- Citigroup (Irving, TX)
- The Internal Audit Wealth team is responsible for providing independent assurance over the key risks and processes associated with Citi's Wealth line of ... primarily using Python, SAS, SQL, Teradata, Oracle, Hive and Tableau. + Support Risk Based Audits and Issue Validation through independent testing of data… more
