- TD Bank (Mount Laurel, NJ)
- …Financial Crime Risk Management (FRCM) program, specifically including: + Internal Audit , Regulatory Exam and ongoing supervision management + Issues and ... Regulatory Compliance Management (RCM) activities The Senior Financial Crime Risk Specialist, Audit & Exam ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Capital One (Richmond, VA)
- West Creek 1 (12071), United States of America, Richmond, Virginia Senior Risk Specialist ( Audit & Exam Engagement) - Hybrid As a Senior Risk Specialist ... mitigate, or avoid the risks altogether. This position, Senior Risk Specialist ( Audit & Exam ...Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six Sigma, Business Process… more
- Morgan Stanley (New York, NY)
- …a plus Required: *Bachelor's Degree * Risk Certifications a plus *For Regulatory Exam Support: Juris Doctorate a plus *For Audit Oversight & Regulatory ... if candiate sits in Baltimore pay will vary. Regulatory Exam Support: * Provide support & guidance to management...of professional experience in financial services with focus on audit or regulatory risk & compliance; 15… more
- CVS Health (Cumberland, RI)
- …state regulatory agencies and their contracted auditing organizations. As a Senior Manager , PBM Market Conduct Exam Support within Corporate Compliance, you ... dynamic individual to join our team in a Senior Manager role. This position will perform highly complex support...+ Assist in the identification, prioritization, and completion of exam / audit deliverables. + Improve CVS Health's PBM… more
- US Bank (Minneapolis, MN)
- …issues as they become apparent through the course of regulatory exams. The Regulatory Exam Manager implements the exam management process, which may include: ... trends + Exercising sound judgment to meet position responsibilities The Regulatory Exam Manager would maintain partnerships and general support to assigned… more
- TD Bank (Mount Laurel, NJ)
- …regulatory requests and reviews, serves as liaison for assigned business lines and exam staffs, and serves as primary Relationship Manager for less complex ... affiliates, and the US Holding Company. The Regulatory Relationship Manager I is the primary point of contact and...required + 7 years related experience required, preferably in Risk Management, Regulatory, or Audit in the… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... Responsibilities include developing risk assessment or evaluating risk assessment developed by staff based on audit...the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- Ramsey County (St. Paul, MN)
- …ability to conduct both assurance and consulting activities; develop and implement a risk -based audit plan, audit policies, procedures and best practices; ... processes and operations. + Develop an annual or multi-annual risk -based audit plan; provide long-range audit...& Ethics Officer (CCEO), Chief Financial Officer (CFO), County Manager , and Audit committee. + Implement and… more
- Citigroup (Tampa, FL)
- …process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure of ... and help ensure timely response to regulatory requests and exam responses and help effective oversight of program success...as a Regulatory Engagement Manager or Project Manager , with accompanying proficiency using iCAPs/Citi's Risk … more
- MassMutual (Springfield, MA)
- … project. You will have the opportunity to function as an operational risk and control expert, providing advice/mentoring to audit associates and business ... area management while advocating compliance with standards for audit , actuarial, risk , financial and investments standards and best practices. **The Team**… more
- Truist (Charlotte, NC)
- …risk management experience in financial services or related field. 3. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced ... of playbook/procedure creation, issue remediation ownership, process/control enhancements and audit / exam document preparation. Following is a summary of… more
- Capital One (Richmond, VA)
- …, Cyber Risk & Analysis (Data Protection & Endpoint Security Service) As a Risk Manager in Capital One's Cyber DPS Operations Team, you will be responsible ... and organization skills. These skills and competencies allow the risk manager to gain insights, and act...assessments (PLA, RCSA, ARR, etc.) + Lead facilitation of exam and audit responses + Establish well… more
- US Bank (Dallas, TX)
- … Management & Compliance (RM&C) Business Line, is hiring an ORM Strategic Transaction Risk Manager . This is an exciting opportunity to drive and enhance ... One. **Job Description** Partners with their assigned Line of Business, other Risk /Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on their… more
- M&T Bank (Bridgeport, CT)
- …between Risk /Ops and the product owners + Partner with assigned first line risk , legal, audit and compliance resources to ensure alignment on timing and ... **Overview:** Responsible for Risk Management and Operations responsibilities within the Consumer...and regulatory environment + Assist in responding to regulatory exam inquiries and follow-up + Maintain/update disclosure, policies and… more
- American Express (New York, NY)
- …across key governance and compliance areas including: Risk Domain Oversight Process Risk Self-Assessment (PRSA) Audit & Exam Engagement Privacy Risk ... environment within a digital workplace Strong understanding and exposure to risk , audit , compliance and information technology terminology, concepts, and… more
- Morgan Stanley (New York, NY)
- …Business Partners to prepare for regulatory inquiries/exams and internal exams (eg, Internal Audit ) and support post- exam action plans. * Assist with the ... Stanley sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Risk Ranking Project Manager * **Location:** *New York-New York*… more
- Discover (Riverwoods, IL)
- …a wide range of responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to manage it. This person will ... also liaison to the enterprise-wide Legal, Compliance and Corporate Risk functions. This person will develop business-unit specific approaches and ensure accurate… more
- Discover (Riverwoods, IL)
- …people find a brighter financial future with Discover. **Job Description:** **Principal Business Risk & Control Specialist** At Discover, be part of a culture where ... responsibilities as part of a team responsible for identifying risk in the Marketing universe and driving strategies to... issues and leveraged when necessary. Oversight + AssistsSenior Manager or Director with oversight of larger team via… more
- Comerica (Farmington, MI)
- … Program Administrator Third-Party Risk Lead reports to the Third-Party Risk (TPR) Manager . Responsible for managing, executing, and improving governance and ... website, etc.) and continuous improvement initiatives. Support preparation for internal audit /regulatory exam requests. Provides expertise and guidance to… more
- Citizens (Johnston, RI)
- Description The Senior Manager of Nonfinancial Risk Oversight may be responsible for the independent risk oversight of the Business Unit(s). This role is ... management, and other Risk colleagues to ensure an open, adequate and effective risk mitigation culture. + Ensure appropriate exam outcomes through exam … more