- Discover (Riverwoods, IL)
- …brighter financial future with Discover. **Job Description:** **What You'll Do** + The Senior Manager Compliance Programs role within Enterprise Collections ... Loans and Discover Personal Loans collections and will be responsible for compliance advisory activities specific to consumer protection laws impacting those… more
- Discover (Riverwoods, IL)
- … tests. Plan and execute Fair Banking Program initiatives with guidance from the Senior Manager and the Fair Banking Program Director. + Promotes a risk-aware ... Ensures compliance issues are brought to the attention of senior compliance professionals. Collaborate with the business to implement corrective action and… more
- Comerica (Farmington, MI)
- Senior Compliance Manager -- Wealth and Trust Compliance Advisory Manager The Wealth and Trust Compliance Advisory Manager within the ... defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including… more
- Western Union (New York, NY)
- …and embraces an inclusive workplace? Join Western Union as a Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory ! **Western Union powers ... ** Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New York** Are you ready to join an advanced team… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Alight (IL)
- …of Be Alight. Learn more at careers.alight.com. **About the Role** We are seeking a Senior Client Manager to join our Financial Services team. In this role, you ... **Customer Success Client Manager ** Are you passionate about building relationships and ensuring company success? Are you excited by the prospect of creatively… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director ... to drive high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate and exemplify ULs… more
- Citizens (Fort Washington, PA)
- …matter expertise across one or more business units and associated product sets. The Compliance Senior Manager will make use of reporting, data analysis, ... Description Compliance Manager - Fair Lending Advisory This...reporting and trending on new initiatives or changes. The Compliance Senior Manager is responsible… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank Compliance team is ... and Legal departments + Participate in and support Compliance senior leadership with risk reporting and...in the financial services industry + CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital… more
- Ankura (New York, NY)
- …license required; . Five or more years of progressively responsible experience having attained the Senior Manager or Manager level in an audit firm; . PCOAB ... Ankura is a team of excellence founded on innovation and growth. Our Audit Advisory Team of professionals includes several former senior officials from the… more
- Truist (Charlotte, NC)
- …to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit, or regulators. Following is a summary of the ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Deloitte (Columbus, OH)
- …Perform day-to-day operations of the IAM processes in SailPoint IdentityIQ which includes Compliance Manager , Lifecycle Manager and Application On-boarding + ... Cyber Digital Identity and Access Management SailPoint Senior Consultant Are you interested in working in a dynamic environment that offers opportunities for… more
- Avanade Inc. (Houston, TX)
- Group/ Senior Manager , Digital Manufacturing Advisory Pair your adaptable, collaborative, curious mindset with your tech skills to help clients digitally ... help a non-profit better serve kids with needs? An Advisory role at Avanade offers you a purposeful career....expertise to reduce costs, boost performance, and ensure industry longevity/ compliance . What you'll do * Drive market demand in… more
- Avanade Inc. (Houston, TX)
- Group/ Senior Manager , Supply Chain Advisory Pair your adaptable, collaborative, curious mindset with your tech skills to help clients digitally transform ... air travelers? Data to help a non-profit better serve kids with needs? An Advisory role at Avanade offers you a purposeful career. Know your clients' needs inside… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Lenovo (Morrisville, NC)
- …in Morrisville, North Carolina or remote and report to the Senior Manager , Global ESG Operations. **Job Responsibilities** The Advisory Engineer will drive ... Advisory Engineer, Product Chemical Materials Compliance - Remote **General Information** Req # WD00064319 Career area: Hardware Engineering Country/Region:… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or ... and impact for the Investment Advisers Act of 1940 Section 206(4)-7 compliance obligations. Works independently on difficult assignments that are broad in nature… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** 190,000 - 250,000 USD TD is committed to providing fair… more
- Deloitte (Jersey City, NJ)
- …Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, ... leadership, and communication skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion for the financial… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be responsible for ... make a difference. We are a premier asset manager focused on delivering global investment management excellence and...assisting the Head of North America Compliance in developing and maintaining an effective … more