• Sr Trade Surveillance

    Bank of America (Charlotte, NC)
    Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided ... Quality Assurance + Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead , in collaboration with Risk and… more
    Bank of America (05/03/24)
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  • Compliance & Op Risk Manager - EQ/Futures

    Bank of America (Charlotte, NC)
    …+ Assist in the execution of regular and fundamental reviews of the firm's trade surveillance processes and procedures and implement changes where necessary; + ... surveillance alerts and make recommendations for changes. + Lead "effectiveness reviews" of surveillance alerts to...Help to drive the firm's trade surveillance change program; + Assist with… more
    Bank of America (04/13/24)
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