• Fidelity TalentSource LLC (Boston, MA)
    …and facilitation of cross-enterprise coordination related to our brokerage cash, margin, and securities finance products. The mission of the Interest Center of ... across balance sheet and treasury management, broker-dealer regulatory requirements, securities finance products, lending products, cash management products,… more
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  • nrg (Princeton, NJ)
    …to join our team and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly to NRG's VP, Deputy General ... & Corporate Secretary. The responsibilities will include all corporate and securities matters for a publicly traded company, including ensuring compliance with… more
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  • Fidelity TalentSource LLC (Salt Lake City, UT)
    …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will experience opportunities for engagement...Work in 2023. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
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  • Fidelity TalentSource LLC (Atlanta, GA)
    …finishing your schooling or thinking about changing careers, Fidelity s Securities Industry Essentials\u00AE (SIE\u00AE) Scholar program provides you the opportunity ... and exam fee for you to sit for the Securities Industry Essentials\u00AE Exam.You will participate in a nationwide...Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
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  • Fidelity TalentSource LLC (Smithfield, RI)
    …of 1940 and the Global Investment Performance Standards (GIPS)Thorough familiarity with federal securities laws, including the Securities Act of 1933, the ... as a top 10 Best Place to Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range of opportunities for learning so you can… more
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  • Fidelity TalentSource LLC (Boston, MA)
    …equities and fixed income sales and tradingYour comprehensive understanding of securities markets, the brokerage business and applicable securities rules ... and accurate written communications to industry regulators.Sharing knowledge of securities markets and associated regulationsConducting detailed research and collaborate… more
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  • Amerant Bank (Coral Gables, FL)
    …their pre-established SLA times within a quality-controlled process environment. Process securities transfer in a timely manner following industry best practices. ... can include but are not limited to incoming/outgoing ACAT, delivery/receive of securities free of payment which include DTC, Government, Mutual Fund, International… more
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  • Fidelity TalentSource LLC (Jersey City, NJ)
    …clients (brokerage firms and investment advisors) in selling restricted / control securities for their client s pursuant to SEC regulations and insider trading ... with trading securitiesGeneral understanding of New Account proceduresUnderstanding of Securities Processing operations and Broker/Dealer Compliance policies and proceduresExperience… more
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  • Creative Financial Staffing (New York, NY)
    …CFS New York is currently working with a Law Firm that specializes in securities fraud in Midtown Manhattan who are looking for their next Senior Financial Analyst ... Analyst Calculate losses from publicly traded investments under the securities laws accounting methodologies Analyze corporate insider transactions to determine… more
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  • Creative Financial Staffing (New York, NY)
    …CFS New York is currently working with a Law Firm that specializes in securities fraud in Midtown Manhattan who are looking for their next Financial Analyst to ... Analyst Calculate losses from publicly traded investments under the securities laws accounting methodologies Analyze corporate insider transactions to determine… more
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  • Fidelity TalentSource LLC (Boston, MA)
    …investment programs.\u00A0\u00A0Evaluates and compares the relative quality of securities in a given industry.\u00A0\u00A0Conducts quantitative analyses of ... s degree (or foreign education equivalent) in Quantitative and Computational Finance , Mathematics, Finance , Computational Finance , Statistics, Economics,… more
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  • Creative Financial Staffing (Denver, CO)
    SEC Accountant Our client is looking for an experienced SEC Accountant to join their finance team. In this role, you will play a critical part in ensuring accurate ... and timely reporting of financial information to the Securities and Exchange Commission (SEC). The ideal SEC Accountant should have a strong background in… more
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  • Fidelity TalentSource LLC (Smithfield, RI)
    …the relevant jurisdictionHighly advanced expertise and experience in investment adviser securities laws and related rules and regulations and general knowledge and ... groups within Fidelity, including product, client experience, risk, compliance, finance , sales, technology, and marketingWorking and collaborating with the FI/FBOT… more
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  • Fidelity TalentSource LLC (Merrimack, NH)
    …Manager, you will share your knowledge with staff-level associates on securities taxation and complex derivatives including futures, swaps, and options.\u00A0 ... and Skills You Bring Bachelor s degree in accounting, finance , or another business-related fieldCPA or MST desiredStrong knowledge...Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
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  • Fidelity TalentSource LLC (Boston, MA)
    …risk, compliance, government relations, relationship management, product, client experience, finance , sales, technology, and marketing. The Expertise and Skills You ... funds and other plan asset vehicles a plus.Experience with securities laws as they relate to employee benefit plans...Work in 2024. And you don t need a finance background to succeed at Fidelity\u2014we offer a range… more
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  • WSFS Bank (Berwyn, PA)
    …have a high school diploma, however a 4-year college degree in business administration, finance or a business related major is highly preferredMust have 3-5 years of ... and application of fiduciary and investment principlesMust have knowledge of securities processing and clearingMust have knowledge of trust & accounting systems,… more
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  • WSFS Bank (Greenville, DE)
    …responsibilities as requiredMinimum Requirements: 4-year college degree in business administration, finance or a business related major is highly preferredMust have ... understanding and application of custodian platforms and investment principles, securities processing and clearing; portfolio and client management systemsMust have… more
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  • Nesco Resource (New Haven, CT)
    …applications and external vendors Acquire and maintain necessary securities licensing Series 65 Essential Competencies Professionalism/Personal Accountability, ... a plus Education and Experience Qualifications: Required: Bachelors degree in finance and/or marketingMBA (or progress towards) desirableClient Series 65 Exam; able… more
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  • Fannie Mae (Washington, DC)
    finance business. This may include mortgage products and securities , borrower behavior, investment and hedging strategies, residential property valuation, ... models, including housing prices and interest rate, financial valuation of finance assets and derivatives, economic capital, and stress testing. Additionally, you… more
    JobGet (05/27/24)
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  • WSFS Bank (Philadelphia, PA)
    …investment principles, including Reg 9 compliance requirementsMust have knowledge of securities processing and clearingMust have knowledge of investment systems to ... Bryn Mawr Trust Company of Delaware, Cash Connect(R), NewLane Finance (R), Powdermill(R) Financial Solutions, WSFS Institutional Services(R), WSFS Mortgage(R), and… more
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